Every Form 4 that Barings Corporate Investors (MCI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MCI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MCI filings page.
BARINGS CORPORATE INVESTORS (MCI) reports that President Christina Emery increased her notional interest in the Barings Non-Qualified Thrift Plan on September 17, 2026. The filing shows an other-type acquisition of 39.5911 notional units, valued by reference to the market price of the company’s common shares at $18.98 per unit, bringing her total plan position to 7,292.0819 notional units. These plan interests are entirely notional, represent deferred compensation, have no actual common shares underlying them, and are generally exercisable only upon termination, retirement, or another plan-permitted event.
BARINGS CORPORATE INVESTORS (MCI) director and Chairman of Fund Noreen M. Clifford reported a sale on September 17, 2026 of 10,077.14 units in a Barings Non-Qualified Thrift Plan at $18.98 per unit, linked notionally to an equal number of common shares. After this transaction, she reports 302,314.1718 notional units remaining in the plan and a separate direct holding of 20,000 common shares. The plan interest is exercisable only upon termination, retirement or another permitted event and is described as entirely notional, with no actual securities underlying the agreement and with allocations that may be liquidated and reallocated among plan investment options.
BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery acquired additional notional units in a Barings non-qualified thrift plan that is tied to the value of the company’s common shares. On September 3, 2026, 39.7167 notional units were credited, bringing her plan-related beneficial interest to 7,252.4908 equivalent shares. These plan interests are entirely notional, exercisable only upon termination, retirement, or another permitted plan event, and do not represent actual ownership of common shares.
BARINGS CORPORATE INVESTORS (MCI) reported that director and Chairman of the Fund Noreen M. Clifford entered into an other acquisition transaction involving the Barings Non-Qualified Thrift Plan on 2026-08-28. The filing records 6,204.3956 notional units linked to the value of the common shares at a reference value of $19.74 per unit, bringing total plan-related notional exposure to 312,391.3118 equivalent shares. These plan interests are entirely notional and confer no actual ownership of MCI common shares, but are treated as beneficially owned based on their value. Separately, Clifford is reported as holding 20,000 MCI common shares directly as of the same date.
BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery had an "other" acquisition transaction involving the Barings Non-Qualified Thrift Plan. On 2026-08-20, 41.2652 notional units tied to the market value of the common shares were credited at $18.21 per unit, bringing her plan-related notional exposure to 7069.5213 units. These holdings are entirely notional: the plan and participant have no actual ownership interest in the common shares, and the plan interest is generally exercisable only upon termination, retirement, or another plan-permitted event; plan holdings may be liquidated and reallocated among other plan investment options.
Barings Corporate Investors president Christina Emery reported acquiring 45.0234 notional units in the Barings Non-Qualified Thrift Plan on 2026-08-06 at a reference value of $16.6900 per unit, increasing her plan position to 7,028.2561 units. These plan holdings are entirely notional, exercisable only upon permitted plan events, and do not represent actual ownership of Barings Corporate Investors common shares.
Barings Corporate Investors President Christina Emery reported an administrative change in her Barings Non-Qualified Thrift Plan position. The filing records 43.3107 notional units linked to the market value of Barings Corporate Investors’ common shares at $17.35 per unit, bringing her plan balance tied to this investment option to 6,938.0197 units. According to the plan terms, these holdings are entirely notional, are exercisable only upon termination, retirement, or another permitted event, and may be reallocated among other plan investment options. Neither the plan nor the participant has actual ownership of the common shares; the reported amount reflects deferred compensation value rather than a market purchase or sale of stock.
BARINGS CORPORATE INVESTORS President updates deferred compensation holding in a non-qualified thrift plan linked notionally to the company’s common shares. The filing records an “other” derivative transaction involving 43.0378 plan units valued at $17.46 each, bringing the President’s total plan units to 6,894.7090. Footnotes clarify the plan is entirely notional, with no actual ownership or voting rights in the common shares and exercisability only upon termination, retirement, or other permitted events.
Barings Corporate Investors director and fund chairman Noreen M. Clifford reported an open-market sale linked to the company’s non-qualified thrift plan. She sold 9,877 derivative units tied to Common Shares ("Shares of Beneficial Interest") at $17.62 per unit.
After this transaction, her Barings Non-Qualified Thrift Plan balance was 306,186.9162 notional units, and she also reported 20,000 Common Shares held directly. The plan position is entirely notional and is exercisable only upon termination, retirement, or other permitted events, with holdings that may be reallocated among plan investment options.
BARINGS CORPORATE INVESTORS president Christina Emery reported a routine adjustment in a non-qualified deferred compensation plan tied to the company’s common shares. The filing shows an "other" transaction involving 43.1119 plan units at a reference value of $17.43 per unit, with 6,851.6712 units reflected after the change.
The plan is entirely notional and does not involve actual common shares or voting rights. Value is linked to Barings Corporate Investors’ share price and reinvested dividends, and holdings can be reallocated among plan investment options by the participant.
BARINGS CORPORATE INVESTORS director and fund chairman Noreen M. Clifford reported updated holdings in a Form 4. The filing shows continued direct ownership of 20,000 Common Shares, described as Shares of Beneficial Interest. This entry is reported as a holding, not a new market transaction.
The report also lists activity in the Barings Non-Qualified Thrift Plan involving 6,856.0504 notional units tied to the value of the company’s common shares at a reference value of $18.0400. After this plan-related entry, the reporting person has 316,063.9162 such notional units. Footnotes explain this is part of a non-qualified compensation deferral plan and is entirely notional, with no actual ownership of underlying common shares.
Barings Corporate Investors President Christina Emery reported an internal adjustment in a non-qualified deferred compensation plan. The Form 4 shows an “other” derivative transaction involving 41.6541 plan units valued at $18.04 per unit, tied to the company’s common share value. Total plan-related units reported after the change are 6,660.8681. Footnotes clarify the plan is entirely notional, with no actual common shares owned, and values are exercisable only upon termination, retirement, or similar plan events.
Barings Corporate Investors President Christina Emery reported an administrative change in a deferred compensation plan tied to the company’s shares. The Form 4 shows an "other" derivative transaction involving 43.3857 units in the Barings Non-Qualified Thrift Plan at $17.32 per unit, bringing the plan balance to 6,619.214 share-equivalent units.
According to the plan terms, these units are entirely notional and have no actual common shares underlying them. Their value tracks Barings Corporate Investors’ common shares, including reinvested dividends, and they are generally exercisable only upon termination, retirement, or another plan-permitted event. This reflects routine compensation deferral, not an open-market stock trade.
Barings Corporate Investors President Christina Emery reported an administrative transaction in a non-qualified thrift plan linked to the company’s common shares. The filing records 42.5986 notional units at $17.64 per unit, bringing her plan balance to 6,575.8283 units. The plan is entirely notional, exercisable only upon events such as termination or retirement, and does not provide actual ownership or voting rights in Barings Corporate Investors common shares.
Barings Corporate Investors President Christina Emery reported an internal change in a non-qualified compensation deferral plan tied to the company’s common shares. The filing shows an "other" derivative transaction of 41.8164 plan units at $17.97 each, bringing her plan-related balance to 6,533.2297 units, which are entirely notional and do not represent actual share ownership.
Barings Corporate Investors reported a non-market administrative change in a deferred compensation plan tied to its common shares. Adviser Board Member Merritt Sears recorded 4,767.6350 units in the MassMutual Non-Qualified Thrift Plan at a reference value of $20.68, with 4,767.6357 units reflected after the transaction. The plan’s value tracks Barings Corporate Investors’ common shares, but the footnotes state the arrangement is entirely notional, with no actual ownership interest or voting rights in the shares and exercisable only upon termination, retirement, or another plan-permitted event.
BARINGS CORPORATE INVESTORS President Christina Emery reported an internal plan transaction related to the Barings Non-Qualified Thrift Plan. The filing shows an "other" type transaction involving 41.8164 notional units tied to the company’s common shares at a reference price of $17.97 per unit.
After this activity, Emery’s plan balance tied to Barings Corporate Investors totaled 6,491.4133 notional units. According to the plan disclosures, these are entirely notional compensation deferrals that track the market value and reinvested dividends of the common shares, and neither the plan nor the participant holds actual common shares.
Barings Corporate Investors adviser board member Roger W. Crandall filed an amended Form 4 updating his position in the Barings Non-Qualified Thrift Plan. The filing reports a notional plan balance linked to 345,425.1801 underlying common shares of beneficial interest, with no buy or sell transaction reported.
The plan is exercisable only upon termination, retirement, or another permitted event, and holdings may be liquidated and reallocated among other plan investment options. The derivative arrangement is described as entirely notional, meaning it does not represent direct ownership of actual securities.
BARINGS CORPORATE INVESTORS adviser board member Roger W. Crandall reported a restructuring-type change in deferred compensation linked to the company’s shares. A Form 4 entry shows an “other” transaction in a MassMutual Non-Qualified Thrift Plan for 4,193.7829 notional units at $19.30, with 226,283.5753 units reflected afterward.
The filing also reports direct plan-related exposure of 294,091.0001 notional shares through a Barings Non-Qualified Thrift Plan and a separate direct holding of 9,425.48 common shares. Footnotes explain these plans are non-qualified compensation deferral arrangements that track Barings Corporate Investors’ share value but do not provide actual ownership of common shares; the positions are entirely notional and exercisable only upon retirement, termination, or similar plan events.
Barings Corporate Investors adviser board member Geoff Craddock reported an internal change in his non-qualified deferred compensation plan tied to the company’s shares. The Form 4 shows an "other" derivative transaction covering 743.0052 notional units at $19.3000 each, bringing his plan-related balance to 13142.8958 units.
According to the disclosure, this plan is entirely notional and holds no actual Barings Corporate Investors common shares. Its value tracks the market value of the common shares, including reinvested dividends, but neither the plan nor the participant has an actual ownership interest. Amounts are generally exercisable only upon termination, retirement, or another plan-permitted event, and can be reallocated among other investment options within the plan.
Barings Corporate Investors Vice President Andrea Nitzan reported an “other” transaction involving the Barings Non-Qualified Thrift Plan. The filing shows 412.7623 notional units tied to Barings Corporate Investors’ common shares at a reference value of $19.31 per unit.
These plan interests are part of a non-qualified compensation deferral arrangement and are entirely notional, with no actual common shares issued or owned. The value tracks the market value of Barings Corporate Investors’ shares, including reinvested dividends, and is generally exercisable only upon termination, retirement, or similar permitted events. This is a compensation and plan-accounting transaction, not an open-market purchase or sale of stock.
BARINGS CORPORATE INVESTORS insider Harris Terrell W. reported a restructuring-type transaction in a Barings non-qualified thrift plan tied to the value of the company’s common shares. The filing shows 719.2216 plan units as of the transaction, at a reference value of $19.31 per unit.
According to the plan description, this arrangement is entirely notional: it tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares but does not confer actual ownership, voting rights, or direct investment in the shares. The entry reflects deferred compensation allocation within the plan rather than an open-market purchase or sale of stock.
BARINGS CORPORATE INVESTORS President Christina Emery reported an "other" Form 4 transaction tied to a non-qualified compensation plan, not an open-market trade. The filing shows 506.2641 plan units in the Barings Non-Qualified Thrift Plan linked to the value of the company’s common shares, bringing her plan balance to the equivalent of 6,449.5969 shares.
According to the plan terms, these holdings are entirely notional, with no actual ownership of common shares and exercisable only upon termination, retirement, or another permitted event. The value tracks Barings Corporate Investors’ share performance and reinvested dividends but does not confer voting or direct investment rights in the underlying shares.
Barings Corporate Investors’ Chairman of the Fund, Noreen M. Clifford, reported an open-market sale on March 17, 2026 of 9,662.745 notional units in a Barings non-qualified thrift/deferral plan at $19.53 per unit. These plan interests are entirely notional and derive their value from the market value of the company’s common shares, with no actual shares held until a permitted plan event. After the transaction, she is shown with 309,207.8658 plan-linked units and 20,000 common shares held directly.
Barings Corporate Investors President Christina Emery reported an “other” Form 4 transaction related to a Barings Non-Qualified Thrift Plan. The filing shows 36.7992 plan units at $20.42 each, bringing her total plan balance tied to the issuer’s shares to 5,943.3328 units.
According to the plan terms, these notional units are exercisable only upon termination, retirement, or another permitted event. The plan’s investment option tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares, but neither the plan nor the participant has an actual ownership interest in those shares.
Barings Corporate Investors reported an insider transaction by President Christina Emery involving the Barings Non-Qualified Thrift Plan. The filing shows an "other" type transaction in a deferred compensation plan whose value is tied to the company’s common shares but is entirely notional and does not represent actual share ownership.
Barings Corporate Investors reported an insider compensation transaction involving its non-qualified thrift plan. On 12/24/2025, an officer serving as President adjusted deferred compensation through the Barings Non-Qualified Thrift Plan, which is treated as a derivative security tied to the market value of Barings Corporate Investors common shares.
The plan entry shows 37.7608 derivative units at a reference price of $19.9 per share equivalent, with a total of 5,094.9363 such derivative units beneficially owned after the transaction. These plan interests are entirely notional, exercisable only upon termination, retirement, or other permitted plan events, and do not represent actual ownership of common shares; instead, they track the value of an investment option based on the company’s common shares, including reinvested dividends.
Barings Corporate Investors reported an insider transaction by its fund chairman, who is also a director and officer. On December 17, 2025, the reporting person executed a transaction coded “S” in a Barings Non-Qualified Thrift Plan derivative tied to the company’s common shares, involving 9,460.17 derivative units at a reference price of $19.45 per underlying share. After this transaction, the insider held 312,185.6927 derivative units under the plan and beneficially owned 20,000 common shares directly. The non-qualified deferred compensation plan tracks the market value of Barings Corporate Investors’ common shares, including reinvested dividends, but does not provide actual ownership of the underlying shares until certain events such as termination, retirement, or other permitted events.
Barings Corporate Investors' president reported a transaction in a non-qualified deferred compensation plan that tracks the value of the company’s common shares. On 12/11/2025, 36.6556 additional derivative units under the Barings Non-Qualified Thrift Plan, each tied to one common share at a reference price of $20.5, were credited, bringing the reporting person’s total plan-linked derivative holdings to 5,057.1755 units held directly.
The plan is described as entirely notional, with no actual common shares owned; values are based on the market price and reinvested dividends of Barings Corporate Investors’ shares, and holdings may be liquidated and reallocated among other plan investment options by the participant.
Barings Corporate Investors insider activity centers on a deferred compensation plan tied to the company’s common shares. On 11/26/2025, the reporting person recorded a transaction in a MassMutual non-qualified thrift plan, coded as J, involving 90.3364 derivative units linked to Barings Corporate Investors’ common shares at a reference price of $20.99. After this transaction, the insider held 9,535.2707 derivative units on a direct basis.
The plan is described as entirely notional, with no actual ownership of common shares by the participant or the plans. Value is based on the market value of Barings Corporate Investors’ shares, including reinvested dividends, and units are generally exercisable only upon termination, retirement, or another permitted event. This filing reflects ongoing management of deferred compensation rather than open-market trading in the stock.
Barings Corporate Investors reported a Form 4 for its President, reflecting activity in a deferred compensation plan tied to the company’s common shares. On 11/26/2025, a transaction coded “J” involved 35.7999 derivative securities in the Barings Non-Qualified Thrift Plan at a reference price of $20.99, resulting in 5,020.5199 derivative securities beneficially owned directly after the transaction.
The plan is a non-qualified compensation deferral arrangement where certain officers may defer pay into investment options, including one that tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares. The filing explains that these plan interests are entirely notional, exercisable only upon termination, retirement, or other permitted events, and do not represent actual ownership of common shares.
Barings Corporate Investors (MCI) reported an insider Form 4 detailing a plan-related derivative transaction on 11/13/2025. The filing shows a MassMutual Non‑Qualified Thrift Plan entry (transaction code J) tied to the value of MCI common shares, reflecting 89.0634 units at $21.29. After the transaction, the reporting person directly held 9,444.9343 derivative units.
According to the filing, these plan interests are entirely notional—they track MCI’s share value (including reinvested dividends) but do not represent actual share ownership. They are exercisable only upon termination, retirement, or another plan-permitted event, and can be reallocated among plan investment options by the participant.
Barings Corporate Investors (MCI) reported an insider Form 4 for its President reflecting activity in a non-qualified deferred compensation plan tied to the value of MCI common shares. On 11/13/2025, a derivative entry labeled code J recorded 35.2954 units associated with Common Shares at a reference price of $21.29. Following this entry, 4,984.72 derivative units were beneficially owned.
The plan is entirely notional and has no actual MCI shares underlying it. Amounts are generally exercisable only upon termination, retirement, or other plan-permitted events, and holdings can be reallocated among plan investment options.
Barings Corporate Investors (MCI) reported an insider Form 4 for a director and officer (Chairman of Fund) with activity on 11/03/2025. The filing lists participation in a Barings non‑qualified compensation plan coded J, showing 6,080.262 derivative units tied to MCI’s share value at a derivative price of $20.76. Following the transaction, the insider reported 321,645.8627 derivative units held directly.
The plan interests are notional—they track the market value of MCI common shares and reinvested dividends, but confer no actual ownership, and are exercisable only upon termination, retirement, or other plan‑permitted events. Separately, the insider reported 20,000 MCI common shares held directly after the reported transactions.
Barings Corporate Investors (MCI) reported a Form 4 reflecting a non-qualified deferred compensation plan transaction tied to its common shares. On 10/30/2025, the reporting person recorded 89.5683 units under a plan investment option at $21.17 (Transaction Code J). Following this activity, the reporting person held 9,179.0116 derivative units direct.
The plan is entirely notional and does not convey actual ownership of common shares; amounts are exercisable only upon termination, retirement, or another plan-permitted event and may be reallocated among plan options.
Barings Corporate Investors (MCI) reported an insider transaction by its President on 10/30/2025 tied to a non‑qualified deferral plan. The filing shows a derivative entry for the Barings Non‑Qualified Thrift Plan with transaction code J (“other”), reflecting 35.4955 plan units at a reference price of $21.17. Following this activity, the reporting person holds 4,855.8629 derivative plan units directly.
The plan is entirely notional: it tracks the market value of MCI common shares (including reinvested dividends) but confers no actual share ownership. Amounts are generally exercisable only upon termination, retirement, or other permitted events, and allocations may be reallocated among plan investment options by the participant.
Barings Corporate Investors (MCI) reported a Form 4 reflecting a transaction in a non-qualified deferred compensation plan tied to its common shares. On 10/16/2025, the reporting person recorded a derivative plan adjustment coded J, linked to an investment option that tracks MCI’s common shares and reinvested dividends.
The filing lists 94.7606 underlying common shares at a plan price of $20.01, with 9,089.4433 derivative units beneficially owned following the transaction, held directly. The plan is notional—neither the plan nor the participant has actual ownership of MCI shares—and is generally exercisable only upon termination, retirement, or other permitted events.
Barings Corporate Investors (MCI) filed a Form 4 reporting its President’s activity in a non-qualified deferred compensation plan that tracks the value of the company’s common shares.
On 10/16/2025, a transaction coded J recorded 37.5532 plan units tied to Barings Corporate Investors’ common shares at a reference price of $20.01. Following the transaction, the reporting person directly beneficially owned 4,820.3674 derivative plan units.
The plan is entirely notional and confers no actual ownership of common shares; it becomes exercisable only upon termination, retirement, or another plan-permitted event, and holdings may be reallocated among plan investment options.
Merritt Sears, identified as an adviser board member of Barings Corporate Investors (MCI), reported a change in beneficial ownership via a notional deferred compensation plan. On 10/02/2025 the filing shows a transaction code J reporting 92.5859 units valued at $20.48 each, representing the value of an investment option that tracks MCI common shares within a non‑qualified plan. Following the reported entry, the filing shows 8,994.6827 shares of beneficial interest attributable to the reporting person in a direct form. The filing clarifies these holdings are not actual issued shares but notional allocations exercisable only upon termination, retirement, or other plan‑permitted events.
Christina Emery, an officer of Barings Corporate Investors (MCI), reported a transaction in a non‑qualified thrift plan on 10/02/2025. The filing shows a derivative entry tied to the plan investment option that tracks the market value of the issuer's common shares; the instrument is not actual stock but a notional interest. The report records 36.6914 derivative units at a price basis of $20.48, representing 4,782.8142 shares of beneficial interest following the transaction. The derivative is exercisable only upon termination, retirement, or another plan‑permitted event; plan holdings may be liquidated and reallocated by the participant. The filing was signed by an attorney‑in‑fact on 10/03/2025.