Barings Corporate Investors insider updates plan holding

Barings Corporate Investors adviser board member Roger W. Crandall filed an amended Form 4 updating his position in the Barings Non-Qualified Thrift Plan.

Rhea-AI Filing Summary

Barings Corporate Investors adviser board member Roger W. Crandall filed an amended Form 4 updating his position in the Barings Non-Qualified Thrift Plan. The filing reports a notional plan balance linked to 345,425.1801 underlying common shares of beneficial interest, with no buy or sell transaction reported.

The plan is exercisable only upon termination, retirement, or another permitted event, and holdings may be liquidated and reallocated among other plan investment options. The derivative arrangement is described as entirely notional, meaning it does not represent direct ownership of actual securities.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider CRANDALL ROGER W

Role Insider

Type	Security	Shares	Price	Value
holding	Barings Non-Qualified Thrift Plan	--	--	--

Holdings After Transaction: Barings Non-Qualified Thrift Plan — 345,425.1801 contracts (Direct)

Footnotes (1)

1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Barings Corporate Investors (MCI) Form 4/A report for Roger W. Crandall?

The Form 4/A reports Roger W. Crandall’s notional holdings in the Barings Non-Qualified Thrift Plan, linked to 345,425.1801 underlying common shares of beneficial interest, without disclosing any new purchase or sale transactions in Barings Corporate Investors stock.

How many underlying Barings Corporate Investors (MCI) shares are tied to the reported thrift plan balance?

The filing shows a notional balance in the Barings Non-Qualified Thrift Plan linked to 345,425.1801 underlying common shares of beneficial interest. This figure reflects the reference amount for the plan, not direct share ownership or a newly executed trade in the company’s stock.

Did Roger W. Crandall buy or sell Barings Corporate Investors (MCI) shares in this Form 4/A?

No buy or sell transaction is reported. The Form 4/A records a holding entry for a notional position in the Barings Non-Qualified Thrift Plan, which references underlying common shares but does not represent a direct market purchase or sale of Barings Corporate Investors stock.

What is the Barings Non-Qualified Thrift Plan mentioned in the Barings Corporate Investors (MCI) filing?

The Barings Non-Qualified Thrift Plan is described as a notional arrangement exercisable only upon termination, retirement, or other permitted events. Plan holdings can be liquidated and reallocated among investment options, and the derivative has no actual securities underlying the agreement.

Does the Barings Corporate Investors (MCI) Form 4/A indicate direct ownership of actual shares by Roger W. Crandall?

The filing specifies that the derivative has no actual securities underlying the plan agreement and is entirely notional. While it references 345,425.1801 underlying common shares, this reflects a notional measure, not direct ownership of physical Barings Corporate Investors shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/24/2026 - 05:38 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CRANDALL ROGER W

(Last) (First) (Middle)

C/O BARINGS LLC

300 SOUTH TRYON STREET, SUITE 2500

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Adviser Board Member

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
03/24/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Barings Non-Qualified Thrift Plan	(1)							(1)	(1)	Common Shares ("Shares of Beneficial Interest")	345,425.1801		345,425.1801	D

Explanation of Responses:

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

Remarks:

Amending Form 4 to reflect holdings in the Barings Non qualified deferred compensation plan that was received through DRIPs.

	Stacy Standridge, as Attorney-in-fact	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)