Deferred plan move by Barings Corporate (NYSE: MCI) president

Rhea-AI Filing Summary

BARINGS CORPORATE INVESTORS president Christina Emery reported a routine adjustment in a non-qualified deferred compensation plan tied to the company’s common shares. The filing shows an "other" transaction involving 43.1119 plan units at a reference value of $17.43 per unit, with 6,851.6712 units reflected after the change.

The plan is entirely notional and does not involve actual common shares or voting rights. Value is linked to Barings Corporate Investors’ share price and reinvested dividends, and holdings can be reallocated among plan investment options by the participant.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Emery Christina

Role President

Type	Security	Shares	Price	Value
Other	Barings Non-Qualified Thrift Plan	43.112	$17.43	$751.44

Holdings After Transaction: Barings Non-Qualified Thrift Plan — 6,851.671 shares (Direct)

Footnotes (1)

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Key Figures

Plan units transacted: 43.1119 units Reference value per unit: $17.43 per unit Plan units after transaction: 6,851.6712 units

3 metrics

Plan units transacted 43.1119 units Non-qualified thrift plan "other" transaction

Reference value per unit $17.43 per unit Plan transaction price

Plan units after transaction 6,851.6712 units Deferred compensation units linked to MCI option

Key Terms

non-qualified compensation deferral plan, entirely notional, investment option, reallocated

4 terms

non-qualified compensation deferral plan financial

"each offer a non-qualified compensation deferral plan where certain officers are permitted to defer"

entirely notional financial

"The derivative has no actual securities underlying the plan agreement, which is entirely notional."

investment option financial

"Deferred compensation into a plan is allocated among one or more investment options at the election"

reallocated financial

"Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant."

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/12/2026 - 01:14 PM Accepted by SEC EDGAR 06/12/2026 - 01:13 PM Learn about SEC filing dates

FAQ

What insider activity did MCI president Christina Emery report on this Form 4?

Christina Emery reported an "other" transaction in a non-qualified deferred compensation plan. The filing shows a 43.1119-unit adjustment valued at $17.43 per unit, with 6,851.6712 units reflected afterward, tied notionally to Barings Corporate Investors’ common shares.

Does the MCI deferred compensation plan give executives actual Barings Corporate Investors shares?

The plan does not grant actual shares. It is entirely notional, with value derived from Barings Corporate Investors’ common shares and reinvested dividends. Neither the plan nor participants have an ownership interest or shareholder rights in the underlying common shares.

How many deferred plan units does the MCI president hold after this transaction?

After the reported transaction, the plan shows 6,851.6712 units linked to Barings Corporate Investors’ common shares. These represent the value of the Barings Corporate Investors investment option within the non-qualified compensation deferral plan, not direct ownership of company stock.

Was this MCI Form 4 transaction a buy or sell of common shares?

The transaction was categorized as "other" rather than a buy or sell. It reflects an internal adjustment within a non-qualified deferred compensation plan that tracks Barings Corporate Investors’ share value, without open-market trading or direct changes in actual share ownership.

What is the Barings Non-Qualified Thrift Plan mentioned in the MCI filing?

It is a non-qualified compensation deferral plan offered by Barings LLC and Massachusetts Mutual Life Insurance Company. Certain officers can defer compensation into investment options, including one whose value is derived from Barings Corporate Investors’ common shares and reinvested dividends.

Can MCI plan participants reallocate their Barings-linked deferred compensation?

Plan participants may reallocate holdings among investment options. The filing notes that plan holdings may be "liquidated" and reallocated into other plan investment choices, while remaining entirely notional and exercisable only upon termination, retirement, or another permitted plan event.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Emery Christina

(Last) (First) (Middle)

C/O BARINGS LLC

300 SOUTH TRYON STREET, SUITE 2500

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Barings Non-Qualified Thrift Plan	(1)	06/11/2026		J(2)		43.1119		(1)	(1)	Common Shares ("Shares of Beneficial Interest")	43.1119	$17.43	6,851.6712	D

Explanation of Responses:

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

	Stacy Standridge, as Attorney-in-fact	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)