Barings Corporate Investors reports plan-based Form 4 move

BARINGS CORPORATE INVESTORS President updates deferred compensation holding in a non-qualified thrift plan linked notionally to the company’s common shares.

Rhea-AI Filing Summary

BARINGS CORPORATE INVESTORS President updates deferred compensation holding in a non-qualified thrift plan linked notionally to the company’s common shares. The filing records an “other” derivative transaction involving 43.0378 plan units valued at $17.46 each, bringing the President’s total plan units to 6,894.7090. Footnotes clarify the plan is entirely notional, with no actual ownership or voting rights in the common shares and exercisability only upon termination, retirement, or other permitted events.

Insider Trade Summary

Other: 43.0378 shares

Other 1 txn

Insider Emery Christina

Role President

Type	Security	Shares	Price	Value
Other	Barings Non-Qualified Thrift Plan	43.0378	$17.46	$751.44

Holdings After Transaction: Barings Non-Qualified Thrift Plan — 6,894.709 contracts (Direct)

Footnotes (2)

1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. F2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Key Figures

Plan transaction units: 43.0378 units Reference value per unit: $17.46 per unit Total plan units after transaction: 6,894.7090 units +1 more

4 metrics

Plan transaction units 43.0378 units Other derivative transaction in Barings Non-Qualified Thrift Plan

Reference value per unit $17.46 per unit Value used for the 43.0378-unit plan transaction

Total plan units after transaction 6,894.7090 units Notional units tied to Barings Corporate Investors’ common shares

Conversion/exercise price $0.00 Plan derivative listed as having no exercise price

Key Terms

Barings Non-Qualified Thrift Plan, non-qualified compensation deferral plan, notional, Shares of Beneficial Interest, +1 more

5 terms

Barings Non-Qualified Thrift Plan financial

"security_title: "Barings Non-Qualified Thrift Plan""

non-qualified compensation deferral plan financial

"each offer a non-qualified compensation deferral plan where certain officers"

notional financial

"the derivative has no actual securities underlying the plan agreement, which is entirely notional"

Notional refers to the reference amount used to calculate payments or measure the size of a financial contract, without representing actual cash that changes hands. For investors it shows the scale of exposure — like the mileage used to compute a car rental bill even though you don’t buy the miles themselves — and helps compare risk and potential gains or losses across instruments.

Shares of Beneficial Interest financial

"underlying_security_title: "Common Shares ("Shares of Beneficial Interest")""

reallocated financial

"Plan holdings may be "liquidated" and reallocated into other plan investment options"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did MCI President Christina Emery report in this Form 4?

Christina Emery reported an “other” derivative transaction involving 43.0378 units in the Barings Non-Qualified Thrift Plan. These units are linked notionally to Barings Corporate Investors’ common shares and reflect deferred compensation rather than an open-market stock trade.

Does this MCI Form 4 show Christina Emery buying or selling shares?

No, the Form 4 does not show a share purchase or sale. It records an “other” transaction in a non-qualified thrift plan, where the value tracks Barings Corporate Investors’ shares but does not confer actual share ownership or voting rights to the participant.

How many plan units tied to MCI shares does Christina Emery hold after this transaction?

After the transaction, Christina Emery holds 6,894.7090 units in the Barings Non-Qualified Thrift Plan. Each unit’s value is derived from the market value of Barings Corporate Investors’ common shares, including reinvested dividends, but remains a notional compensation balance.

What is the size and price reference of the reported MCI plan transaction?

The filing reports 43.0378 units at a reference value of $17.46 per unit in the Barings Non-Qualified Thrift Plan. This reflects an internal compensation-related adjustment, not a direct market transaction in Barings Corporate Investors’ publicly traded common shares.

Does the MCI non-qualified compensation deferral plan involve actual share ownership?

According to the footnotes, the plan is entirely notional and does not involve actual share ownership. The investment option simply derives its value from Barings Corporate Investors’ common shares, so neither the plan nor participants hold real shares or related voting rights.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/26/2026 - 11:34 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Emery Christina

(Last) (First) (Middle)

C/O BARINGS LLC

300 SOUTH TRYON STREET, SUITE 2500

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/25/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Barings Non-Qualified Thrift Plan	(1)	06/25/2026		J(2)		43.0378		(1)	(1)	Common Shares ("Shares of Beneficial Interest")	43.0378	$17.46	6,894.709	D

Explanation of Responses:

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

	/s/ Jessica Restivo Attorney- in - Fact	06/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)