Monarch Casino insider plans $617K stock sale

Rule 144 notice indicates planned sale of 5,000 MCRI shares by an account associated with John Farahi at an aggregate value of about $617,000.

Available on EDGAR 09/16/2026 - 04:43 PM EDT Accepted by SEC EDGAR 09/16/2026 - 04:42 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MONARCH CASINO & RESORT INC (MCRI) received a Rule 144 notice indicating an intention to sell up to 5,000 shares of its common stock. The shares are held at Wells Fargo Clearing Services and are expected to be sold on NASDAQ around September 16, 2026 with an aggregate market value of $617,345.23.

The notice is filed for the account of John Farahi, with a remark that the shares were sold from the John and Catherine Farahi Family Foundation. The client originally acquired the shares via IPO on August 22, 2013, an open market purchase on March 4, 2014, and executive compensation on January 1, 2020. The filing states that 17,922,521 shares of the issuer’s common stock are outstanding.

Key Figures

Shares to be sold: 5,000 shares Aggregate market value of shares to be sold: $617,345.23 Shares outstanding: 17,922,521 shares +5 more

8 metrics

Shares to be sold 5,000 shares Common stock to be sold under Rule 144

Aggregate market value of shares to be sold $617,345.23 Value of 5,000 MCRI shares planned for sale

Shares outstanding 17,922,521 shares MCRI common stock outstanding per the notice

Approximate date of sale September 16, 2026 Planned sale date for 5,000 shares under Rule 144

IPO acquisition date August 22, 2013 One of the acquisition dates of the shares

Open market purchase date March 4, 2014 Another acquisition date of the shares

Executive compensation acquisition date January 1, 2020 Date shares were acquired via executive compensation

Date of Notice September 16, 2026 Date the Form 144 notice was signed

Key Terms

Rule 144, Aggregate market value, Open Market Purchase, Executive Compensation, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Aggregate market value financial

"Common ... 5000 | 617345.23 | 17922521 | 09/16/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

Open Market Purchase financial

"acquired the shares via IPO, Open Market Purchase and Executive Compensation"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Executive Compensation financial

"via IPO, Open Market Purchase and Executive Compensation on 8/22/2013"

Payments and benefits given to a company's top leaders — including base salary, cash bonuses, stock awards, options and retirement or perquisites — designed to compensate and motivate them. Investors care because these packages affect a company’s costs, influence executives’ decisions and signal how well management’s interests line up with shareholders’; like a captain’s contract, the structure of pay can encourage safe navigation toward long-term gains or risky short-term moves that hurt returns.

IPO financial

"The client acquired the shares via IPO, Open Market Purchase"

An initial public offering (IPO) is the process by which a private company sells its shares to the public for the first time, making its ownership available on the stock market. This allows the company to raise money from a wide range of investors to fund growth or other goals. For investors, an IPO offers a chance to buy into a company early in its public journey, potentially benefiting if the company grows in value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for MCRI?

The Form 144 discloses an intention to sell 5,000 shares of Monarch Casino & Resort Inc. common stock under Rule 144. The planned sale is through Wells Fargo Clearing Services on NASDAQ with an aggregate market value of $617,345.23.

Who is the person for whose account MCRI shares are to be sold?

The sale is for the account of John Farahi. The remarks state that the shares were sold from the John and Catherine Farahi Family Foundation, indicating the foundation as the holder of the shares being sold.

How many Monarch Casino & Resort (MCRI) shares are outstanding?

The notice states that there are 17,922,521 shares of Monarch Casino & Resort Inc. common stock outstanding. This figure provides context for the size of the planned 5,000-share sale under Rule 144.

What is the approximate value of the MCRI shares to be sold under this Form 144?

The planned sale covers 5,000 shares of MCRI common stock with an aggregate market value of $617,345.23. This value reflects the market price used in the Rule 144 notice at the time of the filing.

When were the MCRI shares originally acquired by the seller?

The client acquired the Monarch Casino & Resort Inc. shares via IPO on August 22, 2013, an open market purchase on March 4, 2014, and executive compensation on January 1, 2020, according to the remarks in the notice.

When was the Rule 144 notice for MCRI dated?

The Rule 144 notice is dated September 16, 2026. The same date appears as the approximate date of sale for the planned disposition of 5,000 MCRI shares on NASDAQ.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0000937318
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MONARCH CASINO & RESORT INC
SEC File Number	000-22088
Address of Issuer	3800 S VIRGINIA STREET EXECUTIVE OFFICES RENO NEVADA 89502
Phone	775-335-4600
Name of Person for Whose Account the Securities are To Be Sold	FARAHI JOHN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director
Relationship to Issuer	10% Stockholder

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Wells Fargo Clearing Services One North Jefferson Avenue St. Louis MO 63103	5000	617345.23	17922521	09/16/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/01/2020	Compensation	Issuer			5000	01/01/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares were sold from the John and Catherine Farahi Family Foundation. The client acquired the shares via IPO, Open Market Purchase and Executive Compensation on 8/22/2013, 3/4/2014 and 1/1/2020.
Date of Notice	09/16/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	John Farahi
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)