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[Form 3/A] The Marcus Corporation Amended Initial Statement of Beneficial Ownership

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Form Type
3/A
Rhea-AI Filing Summary

This Form 3/A is an amended initial statement of beneficial ownership for Mark A. Gramz, President of Marcus Theatres Corporation, filed for The Marcus Corporation (NYSE: MCS). The amendment, dated June 25, 2025, updates the original filing from August 14, 2023.

Key beneficial ownership details:

  • Direct Common Stock Holdings: 1,271 shares directly owned, plus 6,700 restricted shares granted March 1, 2023 with staged vesting
  • Indirect Holdings: 4,944.63 shares through 401(k) Plan (newly reported in this amendment)
  • Stock Options: Multiple tranches totaling 57,190 shares with exercise prices ranging from $12.71 to $41.90 and expiration dates from 2024 to 2033

The filing includes detailed vesting schedules for restricted stock (50% after 2 years, 100% after 4 years) and stock options (varying between 4-5 year vesting periods with different percentage milestones).

Questo Modulo 3/A è una dichiarazione iniziale modificata di proprietà effettiva per Mark A. Gramz, Presidente della Marcus Theatres Corporation, presentata per The Marcus Corporation (NYSE: MCS). La modifica, datata 25 giugno 2025, aggiorna la dichiarazione originale del 14 agosto 2023.

Dettagli principali sulla proprietà effettiva:

  • Azioni Ordinarie Dirette: 1.271 azioni possedute direttamente, più 6.700 azioni vincolate concesse il 1° marzo 2023 con maturazione a tappe
  • Partecipazioni Indirette: 4.944,63 azioni tramite il Piano 401(k) (segnalate per la prima volta in questa modifica)
  • Opzioni Azionarie: Diverse tranche per un totale di 57.190 azioni con prezzi di esercizio compresi tra $12,71 e $41,90 e scadenze dal 2024 al 2033

La dichiarazione include dettagliati programmi di maturazione per le azioni vincolate (50% dopo 2 anni, 100% dopo 4 anni) e per le opzioni azionarie (periodi di maturazione variabili tra 4 e 5 anni con diverse tappe percentuali).

Este Formulario 3/A es una declaración inicial enmendada de propiedad beneficiaria para Mark A. Gramz, Presidente de Marcus Theatres Corporation, presentada para The Marcus Corporation (NYSE: MCS). La enmienda, fechada el 25 de junio de 2025, actualiza la presentación original del 14 de agosto de 2023.

Detalles clave de la propiedad beneficiaria:

  • Acciones Comunes Directas: 1.271 acciones de propiedad directa, más 6.700 acciones restringidas otorgadas el 1 de marzo de 2023 con adquisición escalonada
  • Participaciones Indirectas: 4.944,63 acciones a través del Plan 401(k) (reportadas por primera vez en esta enmienda)
  • Opciones sobre Acciones: Múltiples tramos que suman 57.190 acciones con precios de ejercicio entre $12,71 y $41,90 y fechas de vencimiento entre 2024 y 2033

La presentación incluye cronogramas detallados de adquisición para las acciones restringidas (50% después de 2 años, 100% después de 4 años) y las opciones sobre acciones (períodos de adquisición que varían entre 4 y 5 años con diferentes hitos porcentuales).

본 Form 3/A는 Marcus Theatres Corporation의 사장 Mark A. Gramz에 대한 수정된 초기 실소유자 명세서로, The Marcus Corporation (NYSE: MCS)를 위해 제출되었습니다. 2025년 6월 25일자 수정본은 2023년 8월 14일 원본 제출을 업데이트한 것입니다.

주요 실소유 내역:

  • 직접 보유 보통주: 직접 보유 1,271주 및 2023년 3월 1일 부여된 단계별 베스팅 제한주식 6,700주
  • 간접 보유: 401(k) 플랜을 통한 4,944.63주 (이번 수정에서 새로 보고됨)
  • 주식 옵션: 행사 가격이 $12.71에서 $41.90 사이이고 만료일이 2024년부터 2033년까지인 여러 트랜치로 총 57,190주

제출 문서에는 제한주식의 베스팅 일정(2년 후 50%, 4년 후 100%)과 주식 옵션의 베스팅 일정(4~5년 기간에 걸쳐 다양한 비율 단계)이 상세히 포함되어 있습니다.

Ce formulaire 3/A est une déclaration initiale modifiée de propriété bénéficiaire pour Mark A. Gramz, Président de Marcus Theatres Corporation, déposée pour The Marcus Corporation (NYSE : MCS). L'amendement, daté du 25 juin 2025, met à jour la déclaration originale du 14 août 2023.

Détails clés de la propriété bénéficiaire :

  • Actions ordinaires détenues directement : 1 271 actions détenues directement, plus 6 700 actions restreintes attribuées le 1er mars 2023 avec acquisition progressive
  • Participations indirectes : 4 944,63 actions via le plan 401(k) (signalées pour la première fois dans cet amendement)
  • Options d'achat d'actions : Plusieurs tranches totalisant 57 190 actions avec des prix d'exercice allant de 12,71 $ à 41,90 $ et des dates d'expiration de 2024 à 2033

Le dépôt comprend des calendriers détaillés d'acquisition pour les actions restreintes (50 % après 2 ans, 100 % après 4 ans) et les options d'achat d'actions (périodes d'acquisition variant entre 4 et 5 ans avec différents paliers en pourcentage).

Dieses Formular 3/A ist eine geänderte anfängliche Erklärung des wirtschaftlichen Eigentums für Mark A. Gramz, Präsident der Marcus Theatres Corporation, eingereicht für The Marcus Corporation (NYSE: MCS). Die Änderung vom 25. Juni 2025 aktualisiert die ursprüngliche Einreichung vom 14. August 2023.

Wesentliche Details zum wirtschaftlichen Eigentum:

  • Direkter Besitz von Stammaktien: 1.271 direkt gehaltene Aktien sowie 6.700 eingeschränkte Aktien, die am 1. März 2023 mit gestaffelter Übertragbarkeit gewährt wurden
  • Indirekte Beteiligungen: 4.944,63 Aktien über den 401(k)-Plan (neu in dieser Änderung gemeldet)
  • Aktienoptionen: Mehrere Tranchen mit insgesamt 57.190 Aktien, Ausübungspreise zwischen 12,71 $ und 41,90 $ und Laufzeiten von 2024 bis 2033

Die Einreichung enthält detaillierte Übertragungspläne für eingeschränkte Aktien (50 % nach 2 Jahren, 100 % nach 4 Jahren) und Aktienoptionen (unterschiedliche Übertragungszeiträume von 4 bis 5 Jahren mit verschiedenen prozentualen Meilensteinen).

Positive
  • None.
Negative
  • None.

Questo Modulo 3/A è una dichiarazione iniziale modificata di proprietà effettiva per Mark A. Gramz, Presidente della Marcus Theatres Corporation, presentata per The Marcus Corporation (NYSE: MCS). La modifica, datata 25 giugno 2025, aggiorna la dichiarazione originale del 14 agosto 2023.

Dettagli principali sulla proprietà effettiva:

  • Azioni Ordinarie Dirette: 1.271 azioni possedute direttamente, più 6.700 azioni vincolate concesse il 1° marzo 2023 con maturazione a tappe
  • Partecipazioni Indirette: 4.944,63 azioni tramite il Piano 401(k) (segnalate per la prima volta in questa modifica)
  • Opzioni Azionarie: Diverse tranche per un totale di 57.190 azioni con prezzi di esercizio compresi tra $12,71 e $41,90 e scadenze dal 2024 al 2033

La dichiarazione include dettagliati programmi di maturazione per le azioni vincolate (50% dopo 2 anni, 100% dopo 4 anni) e per le opzioni azionarie (periodi di maturazione variabili tra 4 e 5 anni con diverse tappe percentuali).

Este Formulario 3/A es una declaración inicial enmendada de propiedad beneficiaria para Mark A. Gramz, Presidente de Marcus Theatres Corporation, presentada para The Marcus Corporation (NYSE: MCS). La enmienda, fechada el 25 de junio de 2025, actualiza la presentación original del 14 de agosto de 2023.

Detalles clave de la propiedad beneficiaria:

  • Acciones Comunes Directas: 1.271 acciones de propiedad directa, más 6.700 acciones restringidas otorgadas el 1 de marzo de 2023 con adquisición escalonada
  • Participaciones Indirectas: 4.944,63 acciones a través del Plan 401(k) (reportadas por primera vez en esta enmienda)
  • Opciones sobre Acciones: Múltiples tramos que suman 57.190 acciones con precios de ejercicio entre $12,71 y $41,90 y fechas de vencimiento entre 2024 y 2033

La presentación incluye cronogramas detallados de adquisición para las acciones restringidas (50% después de 2 años, 100% después de 4 años) y las opciones sobre acciones (períodos de adquisición que varían entre 4 y 5 años con diferentes hitos porcentuales).

본 Form 3/A는 Marcus Theatres Corporation의 사장 Mark A. Gramz에 대한 수정된 초기 실소유자 명세서로, The Marcus Corporation (NYSE: MCS)를 위해 제출되었습니다. 2025년 6월 25일자 수정본은 2023년 8월 14일 원본 제출을 업데이트한 것입니다.

주요 실소유 내역:

  • 직접 보유 보통주: 직접 보유 1,271주 및 2023년 3월 1일 부여된 단계별 베스팅 제한주식 6,700주
  • 간접 보유: 401(k) 플랜을 통한 4,944.63주 (이번 수정에서 새로 보고됨)
  • 주식 옵션: 행사 가격이 $12.71에서 $41.90 사이이고 만료일이 2024년부터 2033년까지인 여러 트랜치로 총 57,190주

제출 문서에는 제한주식의 베스팅 일정(2년 후 50%, 4년 후 100%)과 주식 옵션의 베스팅 일정(4~5년 기간에 걸쳐 다양한 비율 단계)이 상세히 포함되어 있습니다.

Ce formulaire 3/A est une déclaration initiale modifiée de propriété bénéficiaire pour Mark A. Gramz, Président de Marcus Theatres Corporation, déposée pour The Marcus Corporation (NYSE : MCS). L'amendement, daté du 25 juin 2025, met à jour la déclaration originale du 14 août 2023.

Détails clés de la propriété bénéficiaire :

  • Actions ordinaires détenues directement : 1 271 actions détenues directement, plus 6 700 actions restreintes attribuées le 1er mars 2023 avec acquisition progressive
  • Participations indirectes : 4 944,63 actions via le plan 401(k) (signalées pour la première fois dans cet amendement)
  • Options d'achat d'actions : Plusieurs tranches totalisant 57 190 actions avec des prix d'exercice allant de 12,71 $ à 41,90 $ et des dates d'expiration de 2024 à 2033

Le dépôt comprend des calendriers détaillés d'acquisition pour les actions restreintes (50 % après 2 ans, 100 % après 4 ans) et les options d'achat d'actions (périodes d'acquisition variant entre 4 et 5 ans avec différents paliers en pourcentage).

Dieses Formular 3/A ist eine geänderte anfängliche Erklärung des wirtschaftlichen Eigentums für Mark A. Gramz, Präsident der Marcus Theatres Corporation, eingereicht für The Marcus Corporation (NYSE: MCS). Die Änderung vom 25. Juni 2025 aktualisiert die ursprüngliche Einreichung vom 14. August 2023.

Wesentliche Details zum wirtschaftlichen Eigentum:

  • Direkter Besitz von Stammaktien: 1.271 direkt gehaltene Aktien sowie 6.700 eingeschränkte Aktien, die am 1. März 2023 mit gestaffelter Übertragbarkeit gewährt wurden
  • Indirekte Beteiligungen: 4.944,63 Aktien über den 401(k)-Plan (neu in dieser Änderung gemeldet)
  • Aktienoptionen: Mehrere Tranchen mit insgesamt 57.190 Aktien, Ausübungspreise zwischen 12,71 $ und 41,90 $ und Laufzeiten von 2024 bis 2033

Die Einreichung enthält detaillierte Übertragungspläne für eingeschränkte Aktien (50 % nach 2 Jahren, 100 % nach 4 Jahren) und Aktienoptionen (unterschiedliche Übertragungszeiträume von 4 bis 5 Jahren mit verschiedenen prozentualen Meilensteinen).

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Gramz Mark A

(Last) (First) (Middle)
100 EAST WISCONSIN AVENUE
SUITE 1900

(Street)
MILWAUKEE WI 53202-4125

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/31/2023
3. Issuer Name and Ticker or Trading Symbol
MARCUS CORP [ MCS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Pres., Marcus Theatres Corp*
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/14/2023
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,271 D
Common Stock 6,700(1) D
Common Stock 4,944.6253(2) I By 401K Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (3) 07/29/2024 Common Stock 700 $18.34 D
Stock Option (Right to Buy) (3) 07/28/2025 Common Stock 3,500 $20.26 D
Stock Option (Right to Buy) (3) 02/28/2026 Common Stock 2,040 $18.68 D
Stock Option (Right to Buy) (3) 02/28/2027 Common Stock 3,500 $31.2 D
Stock Option (Right to Buy) (4) 02/27/2028 Common Stock 3,500 $27 D
Stock Option (Right to Buy) (4) 02/26/2029 Common Stock 3,500 $41.9 D
Stock Option (Right to Buy) (4) 02/25/2030 Common Stock 3,500 $28.88 D
Stock Option (Right to Buy) (4) 05/08/2030 Common Stock 1,750 $12.71 D
Stock Option (Right to Buy) (4) 03/09/2031 Common Stock 4,200 $21.84 D
Stock Option (Right to Buy) (4) 03/08/2032 Common Stock 3,500 $17.04 D
Stock Option (Right to Buy) (4) 03/07/2033 Common Stock 27,500 $15.99 D
Explanation of Responses:
1. Restricted stock granted March 1, 2023 vests as follows: 50% after 2nd anniversary of date of grant and 100% after 4th anniversary of date of grant.
2. Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) Plan. This amount was not previously reported on the Form 3 filed on August 14, 2023.
3. The options originally granted vest as follows: 40% after 2nd anniversary of the date of grant; 60% after 3rd anniversary; 80% after 4th anniversary; and 100% after 5 years.
4. The options originally granted vest as follows: 50% after 2nd anniversary of the date of grant; 75% after 3rd anniversary; and 100% after 4 years.
Remarks:
President, Marcus Theatres Corporation*
/s/ Steven R. Barth, Attorney-in-Fact for Mark A. Gramz 06/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many shares of MCS common stock does Mark Gramz directly own?

Mark Gramz directly owns 7,971 shares of MCS common stock, consisting of 1,271 shares of common stock and 6,700 shares of restricted stock granted on March 1, 2023.

What stock options does Mark Gramz hold for MCS shares?

Mark Gramz holds multiple stock option grants totaling 57,190 shares, with exercise prices ranging from $12.71 to $41.90. His most recent grant was for 27,500 options on March 7, 2023, with an exercise price of $15.99.

What is the vesting schedule for Mark Gramz's MCS restricted stock granted in 2023?

The restricted stock granted on March 1, 2023 follows a two-tier vesting schedule: 50% vests after the second anniversary of the grant date, and 100% vests after the fourth anniversary of the grant date.

What position does Mark Gramz hold at Marcus Corporation (MCS)?

Mark Gramz serves as the President of Marcus Theatres Corporation, a division of The Marcus Corporation (MCS).

How many MCS shares does Mark Gramz hold in his 401(k) plan?

Mark Gramz holds 4,944.6253 shares of MCS common stock indirectly through his 401(k) plan, which was not previously reported on the original Form 3 filed on August 14, 2023.
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