Welcome to our dedicated page for MILLER INVT TR SEC filings (Ticker: MCVT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings associated with MCVT trace the evolution of Mill City Ventures III, Ltd. into SUI Group Holdings Limited and document key steps in the company’s SUI treasury and capital markets strategy. After the rebrand, the issuer’s common stock trades on Nasdaq under the symbol SUIG, and subsequent filings appear under that name and ticker.
Forms 8-K provide current information on material events, including the corporate name and ticker change, amendments to the articles of incorporation to increase authorized capital, stock repurchase programs, significant SUI treasury milestones, and governance changes such as board appointments and committee reconstitution. Certain 8-Ks also discuss Nasdaq correspondence regarding board and committee independence requirements and later confirmation that the company regained compliance.
Registration statements on Form S-1 and S-1/A describe the company’s SUI treasury strategy, private placements, warrant structures for investors, the Sui Foundation, management, advisors and directors, and a principal equity facility with A.G.P./Alliance Global Partners. These documents outline how additional equity capital may be raised and how shares registered for resale may enter the market over time.
On Stock Titan’s filings page, investors can access these documents alongside AI-powered summaries that highlight the main points of lengthy registration statements, 10-K risk factor discussions and 8-K event disclosures. Real-time updates from EDGAR ensure that new filings by SUI Group Holdings Limited (successor to MCVT) appear promptly, while specialized views of Form 4 and other ownership reports help track equity-linked incentives and potential insider activity related to the company’s treasury and financing structure.
For anyone researching the historical MCVT symbol, this filings record offers a detailed view of how the issuer’s strategy, capital structure and governance have changed over time, and how those changes are reflected in its current identity as SUI Group Holdings Limited (SUIG).
Mill City Ventures III, Ltd. (MCVT) – Form 4 discloses that Director and Chief Financial Officer Joseph A. Geraci II received a multi-tranche equity award on 31 Jul 2025.
- Derivative securities granted: three tranches of common-stock purchase warrants covering a total of 622,694 shares.
- Exercise prices: $5.42 for 311,347 warrants; $6.504 for 207,565 warrants; $7.046 for 103,782 warrants.
- Term: Warrants are exercisable for five years and expire on 31 Jul 2030.
- Vesting: 25 % vests every six months starting six months after grant (full vest in 24 months); vesting accelerates upon termination without cause or resignation for good reason.
- Ownership status: Transaction code “A” (award) indicates no open-market purchase; all warrants are held directly by Mr. Geraci.
No non-derivative share transactions were reported; the filing affects only potential future dilution through warrant exercise.
Mill City Ventures III (MCVT) – Form 4 filing: CEO & Director Douglas M. Polinsky reported the 31 Jul 2025 acquisition of three tranches of common-stock purchase warrants.
- 311,347 warrants exercisable at $5.42
- 207,565 warrants exercisable at $6.504
- 103,782 warrants exercisable at $7.046
The warrants, totaling 622,694 underlying common shares, are exercisable for five years ending 31 Jul 2030. Vesting occurs in four equal 25 % instalments every six months, beginning six months after issuance; vesting accelerates to 100 % if the executive is terminated without cause or resigns for good reason.
All holdings are reported as directly owned; no non-derivative share transactions were disclosed. The grant strengthens management’s equity alignment but introduces potential share dilution should the warrants be exercised.
Amendment No. 5 to Schedule 13D reports that CEO Douglas M. Polinsky now beneficially owns 680,762 Mill City Ventures III (MCVT) common shares—0.8 % of the outstanding class—falling below the 5 % threshold and triggering this exit filing. His holdings comprise 301,847 directly owned shares and 250,000 currently exercisable options, plus 128,915 shares held through Lantern Advisers, LLC. An additional 622,694 warrant shares are excluded because they are not exercisable within 60 days.
The change stems not from a sale by Mr. Polinsky but from dilution created by the company’s private placement that closed on 31 Jul 2025. The issuer sold 75.88 m shares at $5.42 and issued 7.14 m pre-funded warrants at $5.4199, lifting total shares outstanding to 81.94 m. Polinsky effected no transactions in the past 60 days.
Because his ownership is now below 5 %, this amendment constitutes the final update and exit of his Schedule 13D reporting obligations.
This Amendment No. 5 to Schedule 13D discloses that Joseph A. Geraci II—Mill City Ventures III, Ltd.’s (MCVT) Chief Financial Officer and prior 5 % holder—now beneficially owns 712,518 shares, or 0.9 % of MCVT’s 81,944,398 outstanding shares as of 31 Jul 2025. His holdings comprise 575,481 shares under sole voting/dispositive power, 137,037 shares shared through Lantern Advisers LLC and family members, and an immediately exercisable 250,000-share option. 622,694 warrant shares are excluded because they cannot be exercised within 60 days.
The ownership drop results from MCVT’s private placement that closed 31 Jul 2025, issuing 75.88 M new shares at $5.42 and 7.14 M pre-funded warrants at $5.4199. No shares were sold by Mr. Geraci during the past 60 days; the filing serves solely to update percentage ownership and constitutes an exit filing because his stake fell below the 5 % reporting threshold.
Mill City Ventures III, Ltd. (MCVT) – Form 4 filing dated 9 July 2025
Chief Financial Officer and director Joseph A. Geraci II reported an internal, non-market transaction classified under code “J” (other disposition) stemming from a marital-dissolution decree.
- Direct common stock holdings fell by 115,469 shares; Mr. Geraci transferred these shares to his ex-spouse at $0.00.
- Post-transfer, he retains 210,659 directly owned shares.
- He also reports 128,915 shares held indirectly via Lantern Advisers LLC, for which he disclaims beneficial ownership beyond his pecuniary interest.
- Derivative table shows an unchanged 125,000 non-qualified stock options (exercise price $2.12, expiring 22 Nov 2032).
The filing reduces the insider’s direct ownership by roughly 35%*, but the change is court-mandated and not an open-market sale, limiting signalling value. No cash proceeds were received and no company fundamentals are affected.
*Approximation based on current direct holdings plus transferred shares.
Key disclosure: Director Lyle Berman has filed a Schedule 13D reporting beneficial ownership of 315,556 common shares of Mill City Ventures III (MCVT), equal to 5.2 % of the 6,062,773 shares outstanding.
The filing does not reflect new share purchases. Instead, the percentage increase results from the company’s share repurchases completed in May 2025, which reduced the public float and pushed Berman’s stake above the 5 % reporting threshold.
All 315,556 shares are held with sole voting and dispositive power; there is no shared ownership, derivative exposure, or recent trading activity (no transactions in the last 60 days). The only reported relationship is Berman’s role as a director.
The 13D lists no plans or proposals regarding additional acquisitions, disposition of assets, or changes in corporate control, and it includes no exhibits or special contractual arrangements.
For investors, the document confirms (1) an active share-buyback program that is shrinking the share count and (2) continued insider alignment through meaningful personal ownership by a board member. While not a direct catalyst, the filing offers incremental insight into capital-allocation activity and insider positioning.