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mF International Ltd SEC Filings

MFI NASDAQ

Welcome to our dedicated page for mF International SEC filings (Ticker: MFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The mF International Limited (Nasdaq: MFI) SEC filings page on Stock Titan provides access to the company’s U.S. regulatory documents, including its annual report on Form 20-F and periodic Form 6-K reports. As a British Virgin Islands foreign private issuer with operating subsidiaries in Hong Kong, mF International uses these filings to report financial results, corporate actions, and material developments related to its trading technology business and digital asset strategy.

In its Form 20-F and accompanying financial statements, the company details its revenue structure across categories such as subscription services, hosting, support and maintenance services, liquidity services, and white label services. Filings also describe the company’s assets, liabilities, capital structure, customer concentration risks, related party transactions, and bank borrowings, giving investors a view into the financial underpinnings of its forex and bullion/commodities trading solutions and SaaS offerings.

Form 6-K reports for mF International frequently cover corporate and capital markets events, including its initial public offering, share consolidation on an 8:1 basis, interactions with Nasdaq’s minimum bid price requirement, and the adoption of the 2025 Share Incentive Plan. Other 6-Ks describe unsecured loan arrangements with the controlling shareholder, strategic partnerships, and the filing of interim financial statements and management’s discussion and analysis for periods such as the six months ended June 30, 2025.

Recent filings also document the company’s digital asset treasury initiatives, including a private placement of class A ordinary shares and pre-funded warrants with accredited institutional investors. These documents outline the intended use of proceeds to acquire Bitcoin Cash (BCH) and to establish digital asset treasury operations, as well as related registration rights agreements.

On Stock Titan, these filings are supplemented by AI-powered summaries that highlight key points from lengthy documents like the Form 20-F and detailed 6-Ks. Users can quickly see how revenue is generated, how share capital and incentives are structured, and how new financings and treasury strategies may affect the company, while still having direct access to the full EDGAR filings for deeper review.

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mF International Limited reported a change in its independent auditor. The Audit Committee dismissed Summit Group CPAs, P.C. and appointed Enrome LLP as the new independent registered public accounting firm for the fiscal year ending December 31, 2025, effective May 22, 2026. Summit’s audit report on the 2024 financial statements contained no adverse opinion, disclaimer, or qualifications. The company states there were no disagreements with Summit and no reportable events, apart from previously disclosed material weaknesses in internal control reported in its 2024 Form 20-F. Summit provided a letter to the SEC confirming its agreement with the company’s description of the relationship and its termination.

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mF International Limited reported that Nasdaq has notified the company it is not in compliance with Nasdaq Listing Rule 5250(c)(1) because it has not yet filed its Form 20-F for the year ended December 31, 2025. The company had previously filed a Form 12b-25, extending the deadline to May 15, 2026, but still missed that date.

The notice does not immediately affect the listing or trading of its class A ordinary shares on the Nasdaq Capital Market. mF International has until July 17, 2026 to submit a plan to regain compliance, and Nasdaq may grant an extension to November 11, 2026 if the plan is accepted. The company is working with its accounting, audit and legal professionals to complete the plan and the overdue Form 20-F.

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mF International Ltd director Hu Yahong has filed an initial insider ownership report on Form 3. The filing lists Hu Yahong as a director of the company and shows no reportable insider transactions, with all buy, sell, acquire, and dispose counts recorded as zero in the summary data.

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mF International Ltd Chief Executive Officer Yuan Dawei reported indirect beneficial ownership of Class B Ordinary Shares through Fire Lucky Investment Co., Ltd. Fire Lucky holds 1,130,862 Class B shares of record, and Yuan is its sole director, officer, and shareholder with sole voting and dispositive power.

Each Class B Ordinary Share is convertible at Yuan’s option into one Class A Ordinary Share and has no expiration date. This Form 3 records his existing ownership position rather than a new market transaction.

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mF International Limited filed a Form 6-K highlighting two new digital asset initiatives. The company plans to build in-house Bitcoin Cash self-mining capacity to support its existing digital asset treasury strategy and potentially lower BCH acquisition costs through hardware and energy efficiency.

mF International also intends to apply for a Bermuda Class IILT Insurance License, after first operating in the Bermuda Monetary Authority’s Sandbox under a Class ILT license. If approvals are granted and the business gains market traction, the company aims to offer digital asset-denominated direct life insurance and eventually generate sustainable cash flows.

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mF International Limited reported that two former executives, Mr. Chi Weng Tam and Mr. Tai Wai Stephen Lam, resigned as directors effective January 12, 2026. Both had already stepped down from their executive roles on June 2, 2025 and were not serving on the audit, compensation, or nominating and corporate governance committees. They stated their resignations were for personal reasons and not due to any disagreement with the Company over its operations, policies, or practices. After these changes, the board is composed of two executive directors, the current chief executive officer and chief financial officer, and three independent directors.

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mF International Limited entered into a PIPE financing with institutional investors, agreeing to sell 50 million Class A ordinary shares and pre-funded warrants, raising expected aggregate gross proceeds of $500.0 million before expenses. The shares are priced at $10.00 each, while the pre-funded warrants are priced at $9.99999 with a nominal exercise price of $0.00001 per underlying share and are immediately exercisable with beneficial ownership limits and cashless exercise features.

The company plans to use the net proceeds primarily to acquire bitcoin cash, build its digital asset treasury operations, and for working capital and general corporate purposes. The securities are being sold in a private placement under Section 4(a)(2) of the Securities Act, with a commitment to file a resale registration statement after closing. The filing also references a press release announcing the appointment of a new chief executive officer and director as part of its broader digital asset strategy.

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mF International Limited adopted a new 2025 Share Incentive Plan effective on November 4, 2025. The plan initially reserves 184,046 ordinary shares, equal to 10.0% of shares outstanding as of adoption, and may remain in place until November 3, 2035.

The share pool will automatically adjust after any capital raising transaction so that it continues to represent 10.0% of issued and outstanding shares on an as-converted basis. The compensation committee may grant options, restricted shares, or RSUs up to this limit and set option exercise prices at levels it considers appropriate, including nominal prices. The company notes these grants could have a dilutionary impact on existing holders. The plan is filed as Exhibit 4.1 and incorporated by reference into the company’s Form F-3.

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mF International Limited filed Amendment No. 2 to a Form F-3 shelf registration to offer up to US$700,000,000 of ordinary shares, debt securities, warrants and units from time to time after effectiveness. Any specific terms will be set in future prospectus supplements, and net proceeds from primary sales are intended for general corporate purposes.

The filing cites a public float of approximately $23.34 million based on 525,597 Class A ordinary shares held by non-affiliates at $44.40 per share as of September 15, 2025. Under Form F-3 General Instruction I.B.5, the company states it will not sell more than one-third of its public float in any 12‑month period while float remains below $75.0 million. The Class A ordinary shares trade on Nasdaq as MFI; the October 31, 2025 closing price was $26.94.

Recent developments include the sale of 9,046,892 Class B shares for USD 7,800,000, resulting in the buyer holding approximately 97.73% of aggregate voting power, and an 8:1 share consolidation to 525,597 Class A and 1,130,862 Class B shares. For 2024, revenue was HK$26,085,318 (US$3,358,178) with a net loss of HK$20,210,992 (US$2,601,926).

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mF International Limited (Nasdaq: MFI) filed Amendment No. 1 to a Form F-3 shelf registration statement to register up to US$700,000,000 of securities, including Class A ordinary shares, debt securities, warrants and units, to be offered from time to time after effectiveness. Offerings may be made via underwriters, dealers, agents or direct sales, with specific terms set in future prospectus supplements. Net proceeds from any primary sale will be used for general corporate purposes and other business opportunities.

The filing notes the company’s public float was approximately US$23.34 million, based on 525,597 Class A ordinary shares held by non‑affiliates and a US$44.40 price on August 13, 2025. Under General Instruction I.B.5, sales in any 12‑month period will not exceed one‑third of the public float while it remains below US$75.0 million. MFI’s Class A shares trade on Nasdaq under “MFI,” and closed at US$33.51 on October 21, 2025. The company highlights risk factors tied to its Hong Kong operations, dual‑class structure, emerging growth company and foreign private issuer status.

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FAQ

How many mF International (MFI) SEC filings are available on StockTitan?

StockTitan tracks 15 SEC filings for mF International (MFI), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for mF International (MFI)?

The most recent SEC filing for mF International (MFI) was filed on May 22, 2026.