[Form 3] MidCap Financial Investment Corp Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

MidCap Financial Investment Corp (MFIC) Form 3 filed for Joseph Vincent Durkin reports his roles as Chief Accounting Officer and director-level officer. The filing, covering the 09/04/2025 event date, states that Mr. Durkin does not beneficially own any securities of the issuer. The form is signed by an attorney-in-fact and includes Exhibit 24 (Power of Attorney).

Insights

Corporate Governance Expert

TL;DR: Officer filing shows no equity stake, indicating no insider share ownership to disclose.

The Form 3 records the initial Section 16 filing for a senior accounting officer and reflects no direct or indirect beneficial ownership. From a governance perspective, the absence of reported holdings means there are no immediate insider-alignment signals via equity ownership to evaluate. The filing is procedural and does not disclose transactions, pledges, or ownership concentration.

Securities Analyst

TL;DR: Initial ownership statement is neutral: officer reported but holds no securities.

The submission documents the required initial disclosure for an officer/director under Section 16 but lists zero shares. For investors, this filing provides transparency that there are no currently reportable holdings or derivative positions by this reporting person. No market-impacting information or material transactions are present.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Durkin Joseph Vincent

(Last) (First) (Middle)

C/O MIDCAP FINANCIAL INVESTMENT

CORPORATION, 9 WEST 57TH STREET

(Street)

NEW YORK NY 10019

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/04/2025

3. Issuer Name and Ticker or Trading Symbol
MidCap Financial Investment Corp [ MFIC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/Kristin Hester, as Attorney-in-Fact	09/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the MFIC Form 3 filed by Joseph Vincent Durkin disclose?

The filing discloses Mr. Durkin's role as Chief Accounting Officer and that he does not beneficially own any securities of MidCap Financial Investment Corp as of the 09/04/2025 event date.

When is the event date reported on the MFIC Form 3 for Durkin?

The Form 3 lists the event date as 09/04/2025.

Who signed the Form 3 for MFIC on behalf of the reporting person?

The form is signed by /s/ Kristin Hester, as Attorney-in-Fact with a signature date of 09/17/2025.

Does the Form 3 include any derivative or non-derivative holdings for MFIC reporting person?

No. The filing explicitly states no securities are beneficially owned, and no derivative or non-derivative holdings are listed.

Is there an Exhibit attached to the MFIC Form 3?

Yes. The filing references Exhibit 24 - Power of Attorney.