MFIC president has 6,663 shares withheld for taxes

MidCap Financial Investment Corp’s president and CIO, Ted Aymond McNulty Jr., reported a tax-related share disposition.

Accepted by SEC EDGAR 02/12/2026 - 04:30 PM EST

(Neutral)

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

MidCap Financial Investment Corp’s president and CIO, Ted Aymond McNulty Jr., reported a tax-related share disposition. He had 6,663 shares of common stock withheld at $11.14 per share on February 10, 2026 for tax withholding tied to restricted stock unit vesting. After this, he directly owned 82,321 common shares and indirectly held 15,189 shares through an IRA.

Insider Trade Summary

Other: 6,663 shares

Other 1 txn

Insider McNulty Ted Aymond Jr.

Role President & CIO

Type	Security	Shares	Price	Value
Other	Common Stock	6,663	$11.14	$74K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 82,321 shares (Direct); Common Stock — 15,189 shares (Indirect, BY IRA)

Footnotes (1)

F1. Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MFIC’s president report on February 10, 2026?

MFIC’s president reported a tax-related disposition of 6,663 common shares on February 10, 2026. The shares were withheld at $11.14 each to cover taxes triggered by vesting restricted stock units, rather than an open-market trade or discretionary sale.

How many MFIC shares does the reporting person own after this Form 4?

After the reported transaction, the executive directly owns 82,321 MFIC common shares. He also indirectly holds 15,189 additional shares through an IRA, reflecting his total reported beneficial ownership following the tax-withholding disposition linked to restricted stock unit vesting.

Was the MFIC Form 4 transaction an open-market sale of shares?

No, the Form 4 describes a tax-withholding disposition rather than an open-market sale. The 6,663 shares were withheld in connection with the vesting of restricted stock units, as explicitly stated in the filing’s explanatory footnote.

What does transaction code J mean in the MFIC insider filing?

Transaction code J in this MFIC filing refers to a miscellaneous type of transaction. Here, the footnote explains it represents shares disposed of for tax withholding upon restricted stock units vesting, clarifying that it is a tax-driven adjustment instead of a standard purchase or sale.

How is indirect ownership reported for the MFIC executive on this Form 4?

The executive reports indirect ownership of 15,189 MFIC common shares held "BY IRA." This indicates beneficial ownership through an individual retirement account, separate from his 82,321 directly held shares, and is disclosed in the indirect ownership column of the filing’s ownership table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McNulty Ted Aymond Jr.

(Last)

(First)

(Middle)

C/O MIDCAP FINANCIAL INVESTMENT

CORPORATION, 9 WEST 57TH STREET

(Street)

NEW YORK

10019

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
MidCap Financial Investment Corp [ MFIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President & CIO

3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/10/2026		J⁽¹⁾		6,663	D	$11.14	82,321	D
Common Stock								15,189	I	BY IRA

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents a disposition for tax withholding purposes in connection with the vesting of restricted stock units.

	/s/ Kristin Hester, as Attorney-in-Fact	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR