Welcome to our dedicated page for MidCap Financial SEC filings (Ticker: MFIC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MidCap Financial Investment Corporation filings document the regulatory record for an externally managed closed-end investment company with common stock and 8.00% notes due 2028 listed on the Nasdaq Global Select Market. Recent Form 8-K reports furnish quarterly results and exhibits, including disclosures on net investment income, net asset value, leverage, dividends, portfolio fundings and financial condition.
The company’s filings also cover material financing arrangements, including term debt securitization through MFIC Bethesda CLO 1 LLC, annual proxy matters for director elections and auditor ratification, and governance changes involving directors and finance officers. These records identify the company’s Maryland corporate status, registered securities, board matters, capital structure and reporting exhibits.
MidCap Financial Investment Corporation (MFIC) provides a detailed schedule of its portfolio holdings, highlighting a large number of loans and equity positions across sectors such as healthcare, software, industrials, business services, telecommunications, consumer products, and transportation. Most positions are first lien secured debt, often structured as term loans, revolvers, or delayed-draw facilities, with interest rates tied to reference benchmarks like SOFR, SONIA, EURIBOR, CORRA, or prime plus stated spreads and rate floors. The portfolio also includes second-lien loans, unsecured promissory notes, preferred equity, common equity, membership interests, and CLO debt, with stated maturity dates extending into the early 2030s, underscoring a diversified mix of credit and equity exposures.
MidCap Financial Investment Corporation completed a $492,000,000 term debt securitization for MFIC Bethesda CLO 1 LLC, issuing new Secured Notes and using proceeds to redeem the CLO’s outstanding 2035 secured notes and pay related fees and expenses.
The structure includes AAA to BBB-(sf) tranches due 2037, with AAA Class A-1-R at three-month SOFR + 1.49% and Class A-2-R at SOFR + 1.65%. The CLO may be redeemed on any business day after October 23, 2027. The Company, through its retention vehicle, retained 100% of the Class D-R and continues to hold 100% of the Subordinated Notes issued on the original 2023 closing. MidCap remains collateral manager under a fee of 0.0% per annum.
MidCap Financial Investment Corp (MFIC) Form 3 filed for Joseph Vincent Durkin reports his roles as Chief Accounting Officer and director-level officer. The filing, covering the 09/04/2025 event date, states that Mr. Durkin does not beneficially own any securities of the issuer. The form is signed by an attorney-in-fact and includes Exhibit 24 (Power of Attorney).
MidCap Financial Investment Corporation reported that its Board of Directors appointed Joseph Durkin as Chief Accounting Officer, effective as of the close of business on September 4, 2025. The company states that his appointment was not made under any arrangement or understanding with another person, and that he has no family relationships with directors or executive officers and no related-party transactions with the company since the beginning of the last fiscal year. MidCap Financial also notes that he has not entered into any material plan, contract, arrangement, grant or award in connection with this role.
Durkin, age 36, joined Apollo Global Management, Inc. in September 2025 and serves as Chief Accounting Officer of both MidCap Financial Investment Corporation and MidCap Apollo Institutional Private Lending from September 4, 2025. His prior experience includes serving as a Principal at Churchill Asset Management focusing on its registered fund platform from 2019 to 2025 and earlier work as a Manager at Ernst & Young LLP in the Wealth and Asset Management audit practice. He holds B.S. and M.S. degrees in Accounting from Fordham University and is a Certified Public Accountant in New York.
MidCap Financial Investment Corporation (MFIC) filed a Current Report on Form 8-K stating that on August 11, 2025 the Company issued a press release announcing its financial results for the quarter ended June 30, 2025. The press release is furnished as Exhibit 99.1 and the cover page interactive XBRL file is included as Exhibit 104. The filing explicitly notes that the information furnished under Item 2.02, including Exhibit 99.1, is being provided as "furnished" and is not deemed "filed" for purposes of Section 18 of the Exchange Act and is not incorporated by reference into other securities filings unless expressly stated.
The report also discloses basic corporate details that are part of the filing record: the registrant is incorporated in Maryland, principal offices at 9 West 57th Street, New York, NY 10019, telephone (212) 515-3450, and the Companys registered securities trade on the Nasdaq Global Select Market as Common Stock (MFIC) and 8.00% Notes due 2028 (MFICL). The report is signed by Kristin M. Hester, Chief Legal Officer and Secretary, dated August 11, 2025.
On June 18, 2025, MidCap Financial Investment Corporation (NASDAQ: MFIC) held its Annual Meeting of Stockholders and has reported the voting results via Form 8-K.
Proposal 1 – Election of Class III directors: Elliot Stein Jr. received 29,268,588 votes “For” and 11,993,089 “Withheld,” while Carmencita N. M. Whonder obtained 37,768,849 votes “For” and 3,492,828 “Withheld.” For each nominee, 30,687,495 broker non-votes were recorded. Both directors will serve three-year terms until their successors are elected and qualified.
Proposal 2 – Auditor ratification: Shareholders ratified Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2025 with 69,940,094 votes “For,” 905,734 “Against,” and 1,103,344 “Abstain.” No broker non-votes were cast on this item.
Of the 93,303,622 shares eligible to vote as of the April 21, 2025 record date, participation was typical for a business development company and all management-recommended proposals passed. The filing contains no financial results, strategic initiatives, or other material disclosures, implying the event is largely procedural and maintains continuity in board composition and auditor engagement.