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Medallion Financial (MFIN) director granted 12,981 RSUs as board pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

RUDNICK DAVID L reported acquisition or exercise transactions in this Form 4 filing.

Medallion Financial Corp director David L. Rudnick received a grant of 12,981 restricted stock units. Each RSU represents a contingent right to one share of Medallion Financial common stock. After this award, Rudnick has 97,097 derivative-linked shares reported. The RSUs issued under the 2018 Equity Incentive Plan will fully vest on June 9, 2027, with settlement deferred until he leaves the Board.

Positive

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Negative

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Insights

Director receives routine RSU grant vesting in 2027.

Director David L. Rudnick was granted 12,981 restricted stock units in Medallion Financial Corp as board compensation. These RSUs convert into common shares on a one-for-one basis when settled.

The units vest fully on June 9, 2027, and settlement is deferred until he terminates service on the Board. This is a standard, non-cash compensation event, not an open-market purchase or sale, and does not itself signal a change in sentiment.

Insider RUDNICK DAVID L
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,981 $0.00 --
Holdings After Transaction: Restricted Stock Units — 97,097 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
RSU grant size 12,981 units Restricted stock units awarded to director on June 9, 2026
Post-transaction holdings 97,097 shares Total derivative-linked shares reported after RSU grant
RSU exercise price $0.00 per unit Conversion or exercise price for the granted RSUs
RSU vesting date June 9, 2027 Date when RSUs fully vest under the 2018 plan
Restricted Stock Units financial
"security_title: "Restricted Stock Units" and footnote describing each RSU as a contingent right"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Equity Incentive Plan financial
"The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RUDNICK DAVID L
(Last)(First)(Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/09/2026A12,981 (2) (2)Common Stock12,981$097,097D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
Remarks:
+ Power of attorney filed on June 8, 2015 as Exhibit 24 to the Form 4 of David L. Rudnick.
By: /s/ Marisa T. Silverman as Attorney-in-Fact+06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Medallion Financial (MFIN) director David L. Rudnick receive in this Form 4?

Director David L. Rudnick received 12,981 restricted stock units as equity compensation. Each RSU represents a contingent right to one share of Medallion Financial common stock, awarded under the company’s 2018 Equity Incentive Plan.

When do David L. Rudnick’s newly granted MFIN restricted stock units vest?

The 12,981 RSUs granted to David L. Rudnick will fully vest on June 9, 2027. Vesting means the units become earned, though actual share delivery is deferred until he leaves the Medallion Financial Board of Directors.

How many Medallion Financial-linked shares does David L. Rudnick hold after this RSU grant?

Following the grant of 12,981 restricted stock units, David L. Rudnick is reported as holding 97,097 derivative-linked shares. This figure reflects his position after the transaction disclosed in this Form 4 filing.

Does this Medallion Financial Form 4 show an open-market buy or sell by the director?

No, the Form 4 reports a grant of restricted stock units, not an open-market trade. The transaction is coded as an award (code A), representing compensation rather than a discretionary purchase or sale of Medallion Financial shares.

What plan governs David L. Rudnick’s new RSU award at Medallion Financial (MFIN)?

The RSUs were issued under the Medallion Financial Corp. 2018 Equity Incentive Plan. This plan authorizes equity-based compensation, such as restricted stock units, to directors and other eligible participants, aligning their interests with shareholders.