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Medallion Financial (MFIN) director awarded 12,981 RSUs as equity compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Hallenbeck Cynthia A reported acquisition or exercise transactions in this Form 4 filing.

Medallion Financial Corp director Cynthia A. Hallenbeck received a compensation grant of 12,981 restricted stock units (RSUs). Each RSU represents a right to one share of common stock. The RSUs were granted at no cash cost and will fully vest on June 9, 2027. Settlement of the shares is deferred until her service on the Board of Directors ends. Following this award, she holds 90,686 RSUs directly.

Positive

  • None.

Negative

  • None.
Insider Hallenbeck Cynthia A
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 12,981 $0.00 --
Holdings After Transaction: Restricted Stock Units — 90,686 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
RSUs granted 12,981 units Restricted stock unit grant on June 9, 2026
Grant price $0.00 per unit Equity compensation award, no cash paid by director
RSUs after grant 90,686 units Total restricted stock units directly held after transaction
Vesting date June 9, 2027 Date when granted RSUs fully vest
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
Equity Incentive Plan financial
"The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
settlement is deferred financial
"settlement is deferred until termination of service as a member of the Board of Directors"
Board of Directors financial
"termination of service as a member of the Board of Directors"
The Board of Directors is a group of people chosen by a company's owners to help make big decisions and oversee how the company is run. They act like a team of advisors or managers, making sure the company stays on track and meets its goals. Their choices can influence the company's success and how it grows.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hallenbeck Cynthia A

(Last)(First)(Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/09/2026A12,981 (2) (2)Common Stock12,981$090,686D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. The RSUs issued pursuant to the Medallion Financial Corp. 2018 Equity Incentive Plan will fully vest on June 9, 2027 and settlement is deferred until termination of service as a member of the Board of Directors.
Remarks:
+ Power of attorney filed on June 22, 2020 as Exhibit 24 to the Form 3 of Cynthia A. Hallenbeck.
By: /s/ Marisa T. Silverman as Attorney-in-Fact+06/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Cynthia A. Hallenbeck report in this MFIN Form 4 filing?

Cynthia A. Hallenbeck reported receiving 12,981 restricted stock units as compensation. Each unit represents a right to one Medallion Financial Corp common share, granted at no cash cost and subject to future vesting and settlement conditions.

How many Medallion Financial (MFIN) RSUs did the director receive?

The director received 12,981 restricted stock units. These units convert into an equal number of Medallion Financial Corp common shares after vesting, providing additional equity-based compensation aligned with the company’s performance over time.

When do Cynthia Hallenbeck’s new Medallion Financial (MFIN) RSUs vest?

The newly granted restricted stock units will fully vest on June 9, 2027. Vesting means the director earns the right to the underlying shares, subject to continuing service on Medallion Financial Corp’s Board of Directors until that date.

What happens when Medallion Financial (MFIN) RSUs settle for the director?

Upon settlement, each RSU converts into one share of Medallion Financial common stock. For this grant, settlement is deferred until Cynthia Hallenbeck’s service as a member of the Board of Directors terminates, delaying actual share delivery.

How many Medallion Financial (MFIN) RSUs does Cynthia Hallenbeck hold after this grant?

After the new award, Cynthia Hallenbeck directly holds 90,686 restricted stock units. This total reflects her cumulative RSU-based equity position in Medallion Financial Corp following the June 9, 2026 compensation grant.

Did the Medallion Financial (MFIN) director buy or sell shares in the market?

The filing reports a grant of 12,981 restricted stock units as compensation, not a market purchase or sale. No open-market buying or selling activity is disclosed in this specific Form 4 transaction.