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Medallion Financial (MFIN) EVP granted 19,305 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Medallion Financial Corp. executive Marisa T. Silverman reported an equity award of company stock. On February 10, 2026, she acquired 19,305 shares of Medallion Financial common stock as a grant at a stated price of $0.00 per share, bringing her directly owned holdings to 105,673 shares.

The award consists of restricted shares granted under the Medallion Financial Corp. 2018 Equity Incentive Plan. These shares are scheduled to vest in three equal installments on March 1, 2027, March 1, 2028, and March 1, 2029. Silverman serves as Executive Vice President, General Counsel and Secretary.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Silverman Marisa T.

(Last) (First) (Middle)
C/O MEDALLION FINANCIAL CORP.
437 MADISON AVENUE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MEDALLION FINANCIAL CORP [ MFIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
02/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/10/2026 A 19,305(1) A $0 105,673 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted shares of common stock awarded under the Medallion Financial Corp. 2018 Equity Incentive Plan which will vest in equal one-third increments on March 1, 2027, March 1, 2028 and March 1, 2029.
Remarks:
Executive Vice President, General Counsel and Secretary
/s/ Marisa T. Silverman 02/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did MFIN report for Marisa T. Silverman?

Medallion Financial Corp. reported that executive Marisa T. Silverman received a grant of 19,305 restricted common shares. The award was recorded at a price of $0.00 per share and increased her directly owned holdings to 105,673 Medallion Financial shares after the transaction.

What type of shares were granted to the Medallion Financial (MFIN) executive?

The shares granted to the Medallion Financial executive are restricted common shares issued under the company’s 2018 Equity Incentive Plan. These restricted shares have a vesting schedule and are not fully transferable until vesting conditions are satisfied over the specified future dates.

How many Medallion Financial (MFIN) shares does Marisa T. Silverman own after the grant?

After the reported equity grant, Marisa T. Silverman beneficially owns 105,673 shares of Medallion Financial common stock directly. This total includes the newly awarded 19,305 restricted shares that will vest over time under the company’s 2018 Equity Incentive Plan.

What is the vesting schedule for the 19,305 restricted MFIN shares?

The 19,305 restricted Medallion Financial shares vest in three equal one-third installments. The vesting dates are March 1, 2027, March 1, 2028, and March 1, 2029, spreading the award over three years as part of Medallion’s 2018 Equity Incentive Plan.

What is Marisa T. Silverman’s role at Medallion Financial Corp. (MFIN)?

Marisa T. Silverman serves as Executive Vice President, General Counsel and Secretary at Medallion Financial Corp. Her Form 4 filing reflects a grant of restricted common stock tied to this leadership role and awarded under the company’s 2018 Equity Incentive Plan.

Was the reported MFIN insider transaction a market purchase or a stock grant?

The reported Medallion Financial insider transaction was a stock grant, not a market purchase. Silverman acquired 19,305 restricted shares at a stated price of $0.00 per share as a grant under the 2018 Equity Incentive Plan, rather than buying them on the open market.
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