Marygold (MGLD) insider ownership update via Form 4 filing

Rhea-AI Filing Summary

Marygold Companies (MGLD) disclosed an insider transaction on Form 4. A company director reported acquiring 4,854 shares of common stock at $1.03 per share on 11/07/2025. Following the purchase, the reporting person beneficially owned 14,676 shares, held directly. This filing reflects a routine update to insider holdings and documents the change in ownership.

Insider Trade Summary

Net Buyer: 4,854 shares

Net Buy 1 txn

Insider Alexander James S

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,854	$1.03	$5K

Holdings After Transaction: Common Stock — 14,676 shares (Direct)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 11/10/2025 - 12:06 PM Learn about SEC filing dates

FAQ

What insider transaction did Marygold (MGLD) report?

A director acquired 4,854 shares of common stock at $1.03 on 11/07/2025.

How many Marygold (MGLD) shares does the insider own after the trade?

The reporting person beneficially owned 14,676 shares after the transaction, held directly.

What is the relationship of the reporting person to Marygold (MGLD)?

The reporting person is a Director of Marygold Companies, Inc.

What type of security was traded in the Marygold (MGLD) Form 4?

The transaction involved Common Stock.

Who signed the Marygold (MGLD) Form 4?

The filing was signed by /s/ James Alexander on 11/10/2025.

Was the ownership reported as direct or indirect for this Marygold (MGLD) trade?

Ownership was reported as Direct (D).

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Alexander James S

(Last) (First) (Middle)

120 CALLE IGLESIA, UNIT B

(Street)

SAN CLEMENTE CA 92672

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Marygold Companies, Inc. [ MGLD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/07/2025		A		4,854	A	$1.03	14,676	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ James Alexander	11/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.