Welcome to our dedicated page for The Marygold Companies SEC filings (Ticker: MGLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Marygold Companies, Inc. filings document material-event reports, financial-results exhibits, proxy governance, shareholder voting, and capital-structure disclosure for a Nevada holding company focused on financial services. Form 8-K filings furnish earnings releases covering operating results, subsidiary performance, expense trends, and portfolio changes, including the company’s fund-management and fintech-related businesses.
Proxy materials and annual meeting reports describe board elections, auditor ratification, voting results, and other governance matters. The filing record also includes disclosure categories tied to material agreements, shareholder approvals, and the company’s public-company capital structure.
The Marygold Companies, Inc. reported much stronger results for the quarter ended March 31, 2026. Revenue for the third fiscal quarter rose 30.2% to $7.2 million from $5.5 million, while net income improved to $222,000, or $0.01 per share, from a loss of $1.0 million, or $0.02 per share, a year earlier.
For the first nine months of fiscal 2026, revenue increased to $18.4 million from $17.9 million and the net loss narrowed sharply to $0.7 million from $4.3 million, helped by a $0.5 million gain on the sale of the former Canadian subsidiary. The USCF Investments unit drove growth, with quarterly revenue up 55% to $6.3 million as average assets under management rose 81% to $4.7 billion, while reduced fintech spending supported profitability. At March 31, 2026, the company held $3.0 million in cash and cash equivalents, $7.9 million in investments, total assets of $28.1 million and stockholders’ equity of $22.9 million. Management is pursuing a sale of its New Zealand food and printing businesses, now classified as discontinued operations, to sharpen its focus on fund management and financial services.
The Marygold Companies, Inc. reported a sharp turnaround for the quarter ended March 31, 2026, moving to net income of $0.2 million from a loss of $1.0 million a year earlier. Revenue rose 30% to $7.2 million, driven mainly by higher fund management fees as average U.S. fund Assets Under Management increased to $4.7 billion from $2.6 billion.
Operating loss from continuing operations narrowed to $0.1 million from $1.6 million as the company benefited from higher AUM-based fees and lower spending after pausing U.S. fintech app development. For the nine months, the net loss improved to $0.7 million from $4.3 million, helped by reduced operating expenses and a $0.5 million gain on the sale of its Brigadier security systems subsidiary.
The company committed to divest its New Zealand Food Products segment, which is now classified as discontinued operations, marking a strategic shift toward fund management and financial services. Cash and cash equivalents declined to $3.0 million from $5.1 million at June 30, 2025, while all note payable debt was repaid and total liabilities fell to $5.2 million. Ongoing class and derivative litigation related to United States Oil Fund remains unresolved and could affect future results.
The Marygold Companies, Inc. reported fiscal second-quarter 2026 results for the period ended December 31, 2025. Revenue for the quarter was $7.6 million, slightly below $8.0 million a year earlier, which had included $0.6 million from Brigadier Security Systems sold in July 2025 for $2.5 million.
The quarterly net loss narrowed to $0.6 million, or $0.01 per share, from a $1.7 million loss, or $0.04 per share, driven by reduced fintech development and marketing spending and the elimination of interest-bearing debt service. For the first six months, revenue was $14.6 million versus $15.9 million, while the net loss improved to $0.9 million from $3.3 million, aided by a $0.5 million gain on the Brigadier sale.
At December 31, 2025, cash and cash equivalents were $4.1 million, total assets $27.8 million, stockholders’ equity $22.7 million, and the company reported no debt. Management highlighted a new ETF (ticker WTIB) launched on NYSE Arca, modest growth in its U.K. mobile fintech app, and continued profitability at its Original Sprout subsidiary.
The Marygold Companies, Inc. reported lower revenue but a much smaller loss for the quarter ended December 31, 2025. Quarterly revenue was $7.6 million, down from $8.0 million a year earlier, mainly from the sale of its security systems unit and slightly lower fund management fees.
Net loss for the quarter improved to $0.6 million (loss of $0.01 per share) from $1.7 million (loss of $0.04 per share). For the six months, revenue was $14.6 million versus $15.9 million, while net loss narrowed to $0.9 million from $3.3 million as the company cut operating expenses, paused U.S. fintech app development, and benefited from a gain on the sale of Brigadier and lower interest expense after fully repaying its secured note.
Marygold Companies, Inc. insider trade: A senior executive and major shareholder of Marygold Companies, Inc. reported buying 25,000 shares of common stock on 12/10/2025 at a price of $0.927 per share. After this purchase, the reporting person beneficially owns 18,751,125 shares, held directly. The filer is identified as a director, chief executive officer, and 10% owner, meaning this is both an insider and large-holder transaction disclosed on a Form 4.
Marygold Companies, Inc. reported an insider share purchase by a senior leader who is a director, chief executive officer, and 10% owner. On 12/03/2025, this reporting person bought 15,352 shares of Marygold common stock at a price of $1.025 per share. After this transaction, the insider beneficially owned 18,726,125 shares, held directly. This kind of filing shows how a key insider’s equity stake changed through open-market activity.
Marygold Companies, Inc. (MGLD) reported an insider stock purchase by its Chief Executive Officer, who is also a director and 10% owner. On 11/20/2025, the reporting person acquired 20,000 shares of Marygold common stock in an open market purchase at a price of $1.048 per share. Following this transaction, the reporting person beneficially owns 18,710,773 shares of Marygold common stock, held directly.
The Marygold Companies (MGLD) reported results of its 2025 Annual Meeting. Stockholders elected the slate of directors to one-year terms and ratified BPM, LLP as independent auditor for the fiscal year ending June 30, 2026.
Shares entitled to cast an aggregate of 35,677,104 votes were represented. Director nominees received strong support, with most recording 35,608,465–35,608,479 “For” votes, minimal “Against” votes (as low as 137), and broker non-votes of 68,488. The auditor ratification passed with 35,677,093 For, 7 Against, and 4 Abstentions.
The Marygold Companies, Inc. (MGLD) furnished an earnings press release for the three months ended September 30, 2025. The press release is included as Exhibit 99.1 to a current report on Form 8‑K.
The company states that the information in Item 2.02 and Exhibit 99.1 is furnished and not deemed filed under Section 18 of the Exchange Act, and is not incorporated by reference unless specifically stated. The filing identifies the earliest event date as November 7, 2025, and lists the company’s common stock on NYSE American under the symbol MGLD.
Marygold Companies (MGLD) director reported a purchase of common stock. On 11/07/2025, the reporting person acquired 4,854 shares at $1.03 per share. After this transaction, the director beneficially owns 14,779 shares, held directly.
The filing lists no transactions in derivative securities.