Marygold Companies insider purchase reported, 18.7M shares owned

Rhea-AI Filing Summary

Marygold Companies, Inc. (MGLD)20,000 shares of Marygold common stock in an open market purchase at a price of $1.048 per share. Following this transaction, the reporting person beneficially owns 18,710,773 shares of Marygold common stock, held directly.

11/21/2025 - 11:26 AM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nicholas & Melinda Gerber Living Trust

(Last) (First) (Middle)

120 CALLE IGELSIA

UNIT B

(Street)

SAN CLEMENTE CA 92672

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Marygold Companies, Inc. [ MGLD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/20/2025	11/20/2025	P		20,000	A	$1.048	18,710,773	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicholas D. Gerber, Trustee	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Marygold Companies (MGLD) report on this Form 4?

The filing reports that a senior insider of Marygold Companies, Inc. (MGLD) purchased 20,000 shares of common stock on 11/20/2025.

At what price were the Marygold (MGLD) shares bought in this insider trade?

The reporting person bought 20,000 shares of Marygold common stock at a price of $1.048 per share.

How many Marygold (MGLD) shares does the insider own after the reported transaction?

After the purchase, the reporting person beneficially owns 18,710,773 shares of Marygold common stock in direct ownership.

What is the relationship of the reporting person to Marygold Companies (MGLD)?

The reporting person is a Director, a 10% Owner, and serves as Chief Executive Officer of Marygold Companies, Inc.

What type of security was involved in this Marygold (MGLD) Form 4 filing?

The transaction involved common stock of Marygold Companies, Inc., reported as a non-derivative security in Table I.

Were any derivative securities reported in this Marygold (MGLD) Form 4?

Table II for derivative securities is included in the form, but no derivative transactions or holdings are listed in the provided content.