Marygold (MGLD) elects directors; 35,677,093 votes for auditor

Q: What did MGLD stockholders approve at the 2025 Annual Meeting?

Directors were elected for one-year terms and BPM, LLP was ratified as independent auditor for the fiscal year ending June 30, 2026.

Q: How many votes were represented at Marygold’s meeting (MGLD)?

Shares entitled to cast an aggregate of 35,677,104 votes were represented in person or by proxy.

Q: Who was elected to Marygold’s board (MGLD)?

Directors elected: Nicholas D. Gerber, David W. Neibert, Scott Schoenberger, James Alexander, Matt Gonzalez, Erin Grogan, Joya Delgado Harris, and Derek Mullins.

Q: What were the auditor ratification vote totals for MGLD?

BPM, LLP ratification received 35,677,093 For, 7 Against, and 4 Abstentions.

Q: Were there broker non-votes in the director elections for MGLD?

Yes. The director items show 68,488 broker non-votes.

Q: How strong was support for MGLD’s director slate?

Most nominees received approximately 35.608 million votes For, with only 137–151 votes Against and no Abstentions.

The Marygold Companies (MGLD) reported results of its 2025 Annual Meeting.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

8-K

Rhea-AI Filing Summary

The Marygold Companies (MGLD) reported results of its 2025 Annual Meeting. Stockholders elected the slate of directors to one-year terms and ratified BPM, LLP as independent auditor for the fiscal year ending June 30, 2026.

Shares entitled to cast an aggregate of 35,677,104 votes were represented. Director nominees received strong support, with most recording 35,608,465–35,608,479 “For” votes, minimal “Against” votes (as low as 137), and broker non-votes of 68,488. The auditor ratification passed with 35,677,093 For, 7 Against, and 4 Abstentions.

8-K Event Classification

Item 5.07 — Submission of Matters to a Vote of Security Holders

1 item

Item 5.07 Submission of Matters to a Vote of Security Holders Governance

Results of a shareholder vote on proposals at an annual or special meeting.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did MGLD stockholders approve at the 2025 Annual Meeting?

Directors were elected for one-year terms and BPM, LLP was ratified as independent auditor for the fiscal year ending June 30, 2026.

How many votes were represented at Marygold’s meeting (MGLD)?

Shares entitled to cast an aggregate of 35,677,104 votes were represented in person or by proxy.

Who was elected to Marygold’s board (MGLD)?

Directors elected: Nicholas D. Gerber, David W. Neibert, Scott Schoenberger, James Alexander, Matt Gonzalez, Erin Grogan, Joya Delgado Harris, and Derek Mullins.

What were the auditor ratification vote totals for MGLD?

BPM, LLP ratification received 35,677,093 For, 7 Against, and 4 Abstentions.

Were there broker non-votes in the director elections for MGLD?

Yes. The director items show 68,488 broker non-votes.

How strong was support for MGLD’s director slate?

Most nominees received approximately 35.608 million votes For, with only 137–151 votes Against and no Abstentions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/10/2025 - 05:17 PM EST

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 7, 2025

The Marygold Companies, Inc.

(Exact name of registrant as specified in its charter)

Nevada	001-41318	90-1133909
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

120 Calle Iglesia

Unit B

San Clemente, CA 92672

(Address of principal executive offices and zip code)

(949) 218-8542

(Registrant’s telephone number, including area code)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
Common Stock, $0.001 par value		MGLD		NYSE American LLC

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule l2b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Section 5 – Corporate Governance and Management

Item 5.07 Submission of Matters to a Vote of Security Holders.

On November 7, 2025, The Marygold Companies, Inc., a Nevada corporation (“Company”), held its 2025 Annual Meeting of Stockholders (“Annual Meeting”). Shares of the Company’s outstanding voting stock entitled to cast an aggregate of 35,677,104 votes at the Annual Meeting were represented in person or by valid proxy at the Annual Meeting. At the Annual Meeting, our stockholders voted on the following two proposals and cast their votes as described below. For more information about the following proposals, see our proxy statement, dated September 23, 2025, the relevant portions of which are incorporated herein by reference thereto.

1. Election of Directors. The individuals listed below were elected to serve as directors of the Company for a term of one year or until his or her successor is duly elected and qualified, or until his or her prior death, resignation or removal. The vote totals for each of these individuals is set forth below:

Directors	For		Against		Abstained		Broker Non-Votes
Nicholas D Gerber		35,608,479		137		0		68,488
David W. Neibert		35,608,479		137		0		68,488
Scott Schoenberger		35,601,149		7,467		0		68,488
James Alexander		35,608,471		145		0		68,488
Matt Gonzalez		35,608,467		149		0		68,488
Erin Grogan		35,608,465		151		0		68,488
Joya Delgado Harris		35,608,465		151		0		68,488
Derek Mullins		35,608,471		145		0		68,488

2. Appointment of auditor. The ratification of the appointment of BPM, LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2026. The vote totals were

For		Against		Abstained
35,677,093		7		4

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Date: November 10, 2025	THE MARYGOLD COMPANIES, INC.

	By:	/s/ Nicholas Gerber
		Nicholas Gerber
		Chief Executive Officer (Principal Executive Officer)

Source: View Original Filing on SEC EDGAR