Marygold Companies (MGLD) CEO and 10% owner adds 15,352 shares at $1.025

Rhea-AI Filing Summary

Marygold Companies, Inc. reported an insider share purchase by a senior leader who is a director, chief executive officer, and 10% owner. On 12/03/2025, this reporting person bought 15,352 shares of Marygold common stock at a price of $1.025 per share. After this transaction, the insider beneficially owned 18,726,125 shares, held directly. This kind of filing shows how a key insider’s equity stake changed through open-market activity.

Insider Trade Summary

Net Buyer: 15,352 shares ($15,736)

Net Buy 1 txn

Insider Nicholas & Melinda Gerber Living Trust

Role Chief Executive Officer

Bought 15,352 shs ($16K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	15,352	$1.025	$16K

Holdings After Transaction: Common Stock — 18,726,125 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 12/04/2025 - 09:00 AM Learn about SEC filing dates

FAQ

What insider transaction did Marygold Companies (MGLD) report in this Form 4?

The filing shows that a reporting person of Marygold Companies, Inc. acquired 15,352 shares of common stock in a transaction dated 12/03/2025.

At what price were the Marygold (MGLD) shares purchased in the reported transaction?

The insider purchased the 15,352 Marygold common shares at a price of $1.025 per share.

How many Marygold (MGLD) shares does the insider own after this transaction?

Following the reported purchase, the insider beneficially owned 18,726,125 shares of Marygold common stock.

What is the insider’s relationship to Marygold Companies (MGLD)?

The reporting person is listed as a director, chief executive officer, and 10% owner of Marygold Companies, Inc.

Is the Marygold (MGLD) insider’s ownership held directly or indirectly?

The filing indicates that the 18,726,125 shares beneficially owned after the transaction are held in direct ownership.

What type of security did the Marygold (MGLD) insider acquire?

The transaction involved common stock of Marygold Companies, Inc., reported in the non-derivative securities table.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Nicholas & Melinda Gerber Living Trust

(Last) (First) (Middle)

120 CALLE IGELSIA

UNIT B

(Street)

SAN CLEMENTE CA 92672

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Marygold Companies, Inc. [ MGLD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025	12/03/2025	P		15,352	A	$1.025	18,726,125	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Nicholas D. Gerber, Trustee	12/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.