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The Marygold Companies Inc SEC Filings

MGLD NYSE

Welcome to our dedicated page for The Marygold Companies SEC filings (Ticker: MGLD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

The Marygold Companies, Inc. (NYSE American: MGLD) files a range of documents with the U.S. Securities and Exchange Commission that describe its operations as a diversified global holding company focused on financial services, along with food manufacturing, printing, and beauty products. On this page, you can review Marygold’s SEC filings and use AI-powered tools to interpret key disclosures related to its business segments, capital structure, and governance.

Core filings such as annual reports on Form 10-K and quarterly reports on Form 10-Q provide consolidated financial statements and segment information for activities including fund management, financial services, food products, and beauty products. These reports also discuss factors affecting revenue and expenses, such as investments in the Marygold & Co. fintech platform, performance at USCF Investments, and the contribution of subsidiaries like Gourmet Foods, Printstock Products, and Original Sprout.

Current reports on Form 8-K give detail on specific events, including earnings announcements, the sale of the Brigadier Security Systems subsidiary, and the launch of new initiatives. Proxy materials on Schedule 14A outline matters submitted to stockholders, such as director elections and auditor ratification, and describe aspects of Marygold’s governance framework.

Through this filings hub, you can also access information related to capital raising activities, such as underwritten public offerings made under shelf registration statements, and other material agreements described in 8-K exhibits. AI-generated summaries help explain the significance of lengthy filings, highlight changes over time, and point to items that may be relevant for understanding MGLD’s financial services focus, its diversified subsidiaries, and its corporate strategy as presented in official SEC documents.

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Marygold Companies (MGLD)Joya Harris acquired 4,854 shares of common stock on 11/07/2025 at $1.03 per share (Transaction Code A). After this purchase, Harris beneficially owns 14,779 shares, held directly. No derivative securities were reported in this filing.

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Marygold Companies (MGLD) reported insider activity. A director acquired 4,854 shares of common stock on 11/07/2025 at $1.03 per share. Following the transaction, the director beneficially owned 14,779 shares held directly.

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The Marygold Companies (MGLD) reported its quarterly results for the period ended September 30, 2025. Revenue was $6.96 million, down 12% year over year, primarily from the sale of its security systems subsidiary and lower fund management fees tied to average AUM of $2.9 billion versus $3.1 billion a year ago.

Operating loss narrowed to $1.26 million from $2.17 million as operating expenses fell 17% after pausing the U.S. fintech app and removing Brigadier’s costs. Net loss improved to $0.36 million from $1.59 million, aided by a $0.52 million gain on the Brigadier sale and higher other income.

Cash and cash equivalents were $4.86 million. The company repaid its secured note in full during the quarter, paying an aggregate $1.4 million, and all related collateral and guarantees were released. As of November 1, 2025, 42,817,687 common shares were outstanding; 13,302 Series B preferred shares were outstanding, each convertible into 20 common shares.

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The Marygold Companies, Inc. definitive proxy discloses board composition, director compensation, and significant stock ownership details ahead of a shareholder meeting. Director nominees include Nicholas D. Gerber, David W. Neibert, Scott Schoenberger, Matt Gonzalez, Erin Grogan, Joya Delgado Harris, and Derek Mullins. The filing shows concentrated ownership: Nicholas D. Gerber holds 43.4% (18,690,773 shares) and all directors and named executive officers together hold 55.0% (23,716,136 shares), indicating controlling influence by insiders. Individual director cash/fee totals listed are generally $29,000 for several directors. Named executive total compensation for David W. Neibert in 2025 is $506,679, while other senior officers show totals near $481,000. The proxy provides links to corporate charters and instructions for requesting paper materials.

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The Marygold Companies, Inc. filed a current report to furnish an earnings press release that announced its financial results for the fiscal year ended June 30, 2025. The company issued this press release on September 19, 2025, and attached it as Exhibit 99.1. The information in Item 2.02 and the press release is being treated as "furnished" rather than "filed," which means it is not subject to certain liability provisions of the Securities Exchange Act and is not automatically incorporated into other securities law filings.

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Marygold Companies, Inc. (MGLD) reported consolidated revenue of $30.2 million for the year ended June 30, 2025, down from $32.8 million the prior year, while loss before income taxes widened to $(7.4) million from $(5.4) million, a 35% increase. Revenue declines were broad-based across segments: food products, beauty products and security systems each fell mid-to-high single digits. The company recorded a $1.4 million impairment in its beauty-products unit, including $0.4 million of goodwill, driven by distribution and cost pressures. Related-party fund management revenue totaled $17.1 million and the company held investments and equity interests in funds managed by an affiliate. Marygold completed an acquisition of Step-By-Step in the U.K., adding $42.4 million of AUM at June 30, 2025 and recorded $0.6 million of goodwill from the deal. Capital structure includes secured notes with heavy fees and an effective note interest rate reported at 41.3% on a short-term obligation, and convertible preferred shares that converted into common stock during the year.

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Marygold Companies (OTC:MGLD) filed a routine Form 4 disclosing that the Nicholas & Melinda Gerber Living Trust—controlled by Chief Executive Officer, director and 10 % owner Nicholas D. Gerber—purchased 50,000 common shares on June 20, 2025 at an average price of $0.9969 per share.

Following this transaction, the trust now directly owns 18,690,773 shares of Marygold common stock. No derivative securities were involved and no other changes in beneficial ownership were reported in the filing.

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The Marygold Companies, Inc. (NYSE American: MGLD) has signed a Stock Purchase Agreement dated June 19, 2025 to divest 100% of its Canadian security-services subsidiary, Brigadier Security Systems (2000) Ltd., to SKCAL LLC for a total consideration of $2.22 million.

The buyer, SKCAL LLC, is wholly owned by director and 11 % shareholder Scott Schoenberger, making the transaction a related-party deal. Independent board members reviewed a third-party valuation of Brigadier and approved the sale; the audit committee will maintain oversight until closing.

Payment structure:

  • $220,000 within three business days of agreement signing
  • $1,000,000 on the scheduled closing date of July 1, 2025
  • $1,000,000 on September 1, 2025, subject to upward or downward adjustment based on Brigadier’s final June 30, 2025 balance sheet and collectability of receivables

The Agreement contains customary representations, covenants and indemnities, and may be terminated by either party for uncured breaches, failure of closing conditions, or material adverse changes. No termination penalties apply.

Marygold’s management states that Brigadier does not meet the significance thresholds under Regulation S-X, and the divestiture is consistent with the company’s strategy to concentrate resources on its financial-services segment. Proceeds are expected to be used to pay down corporate debt and for general corporate purposes.

A press release announcing the transaction was issued on June 20, 2025 and furnished as Exhibit 99.1. The full Stock Purchase Agreement is filed as Exhibit 10.1 to this Form 8-K.

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FAQ

What is the current stock price of The Marygold Companies (MGLD)?

The current stock price of The Marygold Companies (MGLD) is $1.038 as of February 27, 2026.

What is the market cap of The Marygold Companies (MGLD)?

The market cap of The Marygold Companies (MGLD) is approximately 47.8M.

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MGLD Stock Data

47.82M
10.46M
Asset Management
Finance Services
Link
United States
SAN CLEMENTE

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