MGP Ingredients holder proposes $1.02M share sale

The proposed block is listed at an aggregate market value of $1,018,800, with November 6, 2026 shown as the approximate sale date.

Available on EDGAR 11/06/2026 - 12:34 PM EST Accepted by SEC EDGAR 11/06/2026 - 12:34 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

MGP Ingredients Inc. common shares are proposed for sale: 60,000 shares for the account of the Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan, dated September 16, 2005, with Caroline L. Kaplan identified as trustee.

The proposed sale is listed at an aggregate market value of $1,018,800, with an approximate sale date of November 6, 2026. The account is identified as a 10% owner.

Key Figures

Proposed shares for sale: 60,000 shares Aggregate market value: $1,018,800 Approximate sale date: November 6, 2026 +1 more

4 metrics

Proposed shares for sale 60,000 shares Common shares

Aggregate market value $1,018,800 Proposed shares for sale

Approximate sale date November 6, 2026 Proposed sale

Shares outstanding 21,421,868 shares Issuer shares outstanding listed

Key Terms

Rule 144, 10% Owner, Irrevocable Trust

3 terms

Rule 144 regulatory

"definition of “person” in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

10% Owner regulatory

"10% Owner"

Irrevocable Trust regulatory

"Ann S. Lux 2005 Irrevocable Trust"

An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CASK shares does the trust propose to sell?

The trust proposes to sell 60,000 common shares, listed at an aggregate market value of $1,018,800 and with an approximate sale date of November 6, 2026.

Which broker is listed for the proposed CASK share sale?

Charles Schwab Corporation is listed as the broker for the proposed sale.

How did the trust acquire the CASK shares?

The 60,000 shares are listed as acquired in a merger on April 1, 2021. Remarks describe them as originally founder shares that were then merged into MGP Ingredients Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001854819
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SEMPREON, INC
SEC File Number	000-17196
Address of Issuer	100 Commercial Street Atchison KANSAS 66002
Phone	913-367-1480
Name of Person for Whose Account the Securities are To Be Sold	Ann S. Lux 2005 Irrevocable Trust FBO Caroline Lux Kaplan dated September 16, 2005, Caroline L. Kaplan, Trustee
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	10% Owner

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	Charles Schwab Corporation 3000 Schwab Way Westlake TX 76262	60000	1018800	21421868	11/06/2026	Nasdaq Global Select

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	04/01/2021	Merger	Issuer (f/k/a MGP Ingredients, Inc.)			60000	04/01/2021	Other

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	Shares were originally founder shares, that were then merged into MGP Ingredients, Inc. on 04/01/2021
Date of Notice	11/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Caroline Lux Kaplan, Trustee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)