STOCK TITAN

Form 4: MHK Officer Discloses Two Market Sales, Retains Indirect Holdings

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Suzanne Helen, identified as an officer of Mohawk Industries, Inc. (MHK), reported two market sales of common stock executed pursuant to market orders. On 09/09/2025 she sold 370 shares at a weighted-average price of $135.30. On 09/11/2025 she sold 721 shares at a weighted-average price of $138.87. After those transactions the Form 4 shows 87,693 shares beneficially owned through a PASTrust for Suzanne Helen and 141,646 shares held indirectly by a Family Limited Partnership, with the reporting person disclaiming ownership beyond reported amounts.

The filing includes explanations that the prices are weighted averages from multiple sales and notes the reporting person shares equal control of the partnership general partner with two other family members.

Positive

  • None.

Negative

  • Officer reported market sales of company stock totaling 1,091 shares across two dates (370 and 721 shares), reducing reported beneficial ownership.
  • Reporting person disclaims beneficial ownership for some partnership-held shares, which limits clarity on exact economic exposure despite disclosed indirect holdings.

Insights

TL;DR: Routine officer sales disclosed; ownership structure involves family partnership and acknowledged disclaimers.

The reported transactions are small, specific market sales by an officer executed as single market orders across multiple price points. The filing clarifies the weighted-average pricing methodology and disclaims broader group ownership while acknowledging shared control of the general partner of the family limited partnership. For governance reviewers, the disclosure is complete and follows Section 16 reporting norms, showing transparency about indirect holdings and potential group relationships.

TL;DR: Insider sold modest share amounts; remaining indirect holdings remain substantial but are partially disclaimed.

The sales reported—370 shares at $135.30 and 721 shares at $138.87—are modest relative to the total indirect positions disclosed. The Form 4 provides weight-averaged sale prices and reserves the right to supply per-transaction quantities to SEC staff. The reporting person’s continued indirect stake of 141,646 shares via a family partnership and 87,693 shares via a PASTrust indicates ongoing exposure, while the disclaimer limits attribution of additional partnership-held shares. The disclosure is factual and allows investors to update ownership tables precisely.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HELEN SUZANNE L

(Last) (First) (Middle)
C/O MOHAWK INDUSTRIES INC
2001 ANTIOCH ROAD

(Street)
DALTON GA 30721

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOHAWK INDUSTRIES INC [ MHK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Possible Member of Group
3. Date of Earliest Transaction (Month/Day/Year)
09/09/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/09/2025 S 370 D $135.3(1) 88,414 I By PASTrust fbo Suzanne Helen
Common Stock 09/11/2025 S 721 D $138.87(2) 87,693 I By PASTrust fbo Suzanne Helen
Common Stock 141,646 I By Family Ltd Ptrshp(3)(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $135.25 to $135.40. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
2. The price shown is the weighted average price at which shares were sold in multiple sales transactions made pursuant to a single market order. The range of prices for the transactions made was $138.76 to $138.93. Upon request by SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
3. Reporting Person may be considered part of a "group" with certain family members holding issuer shares; however, Reporting Person disclaims existence of such a "group" and disclaims beneficial ownership of any shares not reported herein.
4. Reporting Person is one of three family members who share equal control over the general partner of this limited partnership. Reporting Person disclaims beneficial ownership in the number of shares held by the limited partnership to the extent that she does not have a pecuniary interest.
Suzanne Helen 09/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Suzanne Helen report for MHK?

She reported two market sales: 370 shares on 09/09/2025 at a weighted-average price of $135.30, and 721 shares on 09/11/2025 at a weighted-average price of $138.87.

How many MHK shares does the reporting person beneficially own after these transactions?

The Form 4 shows 87,693 shares beneficially owned via a PASTrust for Suzanne Helen and 141,646 shares held indirectly by a Family Limited Partnership.

Does the filing explain the sale prices reported on the Form 4?

Yes. Each price is identified as a weighted-average price from multiple sales made under a single market order, with disclosed price ranges of $135.25–$135.40 and $138.76–$138.93.

Is there any indication the reporting person is part of a group owning MHK shares?

The filing states the reporting person may be considered part of a 'group' with family members but expressly disclaims the existence of such a group and disclaims ownership of shares not reported.

What authority or role does the reporting person have at Mohawk Industries?

The Form 4 identifies the reporting person as an Officer of Mohawk Industries, Inc.
Mohawk Inds

NYSE:MHK

MHK Rankings

MHK Latest News

MHK Latest SEC Filings

MHK Stock Data

6.76B
50.69M
17.53%
85.92%
3.91%
Furnishings, Fixtures & Appliances
Carpets & Rugs
Link
United States
CALHOUN