STOCK TITAN

Miami International (MIAX) EVP sells 28,000 shares under Rule 10b5-1 trading plan

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Miami International Holdings, Inc. executive Barbara J. Comly, EVP, GC & Corporate Secretary, exercised nonqualified stock options for 28,000 shares of common stock at an exercise price of $12.00 per share on July 13, 2026 and sold 28,000 shares in open-market transactions at a weighted average price of $41.98 per share, within a range of $41.40 to $43.52. The sale was executed under a previously established Rule 10b5-1 Plan adopted on December 18, 2025. Following these transactions, Comly holds 882,984 shares of common stock directly, and the exercised options are fully vested and now fully exercised.

Positive

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Insider Comly Barbara J.
Role EVP, GC & Corporate Secretary
Sold 28,000 shs ($1.18M)
Type Security Shares Price Value
Exercise Nonqualified Stock Option (Right to Buy) 28,000 $0.00 --
Exercise Common Stock 28,000 $12.00 $336K
Sale Common Stock 28,000 $41.98 $1.18M
Holdings After Transaction: Nonqualified Stock Option (Right to Buy) — 0 shares (Direct); Common Stock — 910,984 shares (Direct)
Footnotes (1)
  1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025. This transaction was executed in multiple trades throughout the day at prices ranging from $41.40 to $43.52. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. The options are fully vested.
Shares sold 28,000 shares Common stock sold in open-market transactions on July 13, 2026
Weighted average sale price $41.98 per share Average price for the 28,000 shares of common stock sold
Sale price range $41.40–$43.52 per share Price range of multiple trades executed throughout July 13, 2026
Options exercised 28,000 options Nonqualified stock options exercised into common stock on July 13, 2026
Option exercise price $12.00 per share Exercise price of the nonqualified stock options
Shares owned after transactions 882,984 shares Direct common stock holdings of Barbara J. Comly following the reported trades
Option expiration date August 2, 2026 Expiration date of the exercised nonqualified stock options
Rule 10b5-1 plan adoption date December 18, 2025 Date Barbara J. Comly adopted the trading plan used for the sale
Rule 10b5-1 Plan regulatory
"This transaction was effected pursuant to a previously established Rule 10b5-1 Plan"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Nonqualified Stock Option financial
"security_title: Nonqualified Stock Option (Right to Buy)"
weighted average sales price financial
"The price reported above reflects the weighted average sales price"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider stock sale did Miami International Holdings (MIAX) report for Barbara J. Comly?

Barbara J. Comly sold 28,000 shares of Miami International Holdings common stock in open-market transactions. The weighted average sale price was $41.98 per share on July 13, 2026, and the trades were executed under a previously established Rule 10b5-1 trading plan.

At what prices did Barbara J. Comly sell MIAX shares on July 13, 2026?

She sold 28,000 shares at a weighted average price of $41.98 per share. Individual trades occurred throughout the day in a price range from $41.40 to $43.52, with the reported price reflecting the weighted average for all executed sales.

How many Miami International (MIAX) shares does Barbara J. Comly hold after the transactions?

After the reported transactions, Barbara J. Comly directly holds 882,984 shares of Miami International Holdings common stock. This figure reflects the exercise of 28,000 options and the same-day sale of 28,000 shares, leaving her with a substantial continuing equity position in the company.

Did Barbara J. Comly exercise stock options in the latest MIAX insider activity?

Yes. Barbara J. Comly exercised 28,000 nonqualified stock options for Miami International common stock at an exercise price of $12.00 per share. The options were fully vested and carried an expiration date of August 2, 2026, and were fully exercised in this transaction.

Was the MIAX insider sale by Barbara J. Comly made under a Rule 10b5-1 plan?

Yes. The stock sale was effected pursuant to a previously established Rule 10b5-1 Plan. That trading plan was adopted by Barbara J. Comly on December 18, 2025, indicating the transactions were pre-arranged rather than initiated opportunistically based on short-term market conditions.

What option grant was involved in Barbara J. Comly’s MIAX transactions?

The transactions involved a Nonqualified Stock Option covering 28,000 underlying shares of Miami International common stock with an exercise price of $12.00 per share. The options were fully vested, had an expiration date of August 2, 2026, and were completely exercised.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Comly Barbara J.

(Last)(First)(Middle)
C/O MIAMI INTERNATIONAL HOLDINGS, INC.
7 ROSZEL ROAD, SUITE 1A

(Street)
PRINCETON NEW JERSEY 08540

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIAMI INTERNATIONAL HOLDINGS, INC. [ MIAX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, GC & Corporate Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/13/2026M(1)28,000A$12910,984D
Common Stock07/13/2026S(1)28,000D$41.98(2)882,984D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Nonqualified Stock Option (Right to Buy)$1207/13/2026M(1)28,000 (3)08/02/2026Common Stock28,000$00D
Explanation of Responses:
1. This transaction was effected pursuant to a previously established Rule 10b5-1 Plan adopted by the Reporting Person on December 18, 2025.
2. This transaction was executed in multiple trades throughout the day at prices ranging from $41.40 to $43.52. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
3. The options are fully vested.
Remarks:
/s/Alessandra Maria Corona Henriques, Attorney-in-Fact07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)