STOCK TITAN

Middleby gives James K. Pool a 9,181-unit stock grant

The chief technology and operations officer's restricted stock units vest in three installments from 2027 through 2029.

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Form Type
4

Rhea-AI Filing Summary

MIDDLEBY Corp (MIDD) Chief Technology and Operations Officer James K. Pool acquired 9,181 time-based restricted stock units on October 2, 2026. Each unit represents a contingent right to receive one common share on the applicable vesting date. The units vest one-third each on March 1, 2027, March 1, 2028, and March 1, 2029; vested shares will be issued after each applicable vesting date. Reported holdings following the award were 67,410 shares.

Insider Pool III James K
Role Chief Technology and*
Type Security Shares Price Value
Grant/Award Common Stock F1 9,181 -- --
Holdings After Transaction: Common Stock — 67,410 shares (Direct)
Footnotes (1)
  1. F1. These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2027, March 1, 2028 and March 1, 2029. Vested shares will be issued to the reporting person after the applicable vesting date.
Restricted stock units 9,181 units Awarded October 2, 2026
Reported holdings following transaction 67,410 shares Following the award
First vesting date March 1, 2027 One-third of the award vests on this date
Second vesting date March 1, 2028 One-third of the award vests on this date
Third vesting date March 1, 2029 One-third of the award vests on this date
time-based restricted stock units financial
"These shares represent time-based restricted stock units"
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.
contingent right financial
"a contingent right to receive one share"
vesting date financial
"on the applicable vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did MIDD's chief technology and operations officer receive?

James K. Pool received 9,181 time-based restricted stock units on October 2, 2026. Each unit represents a contingent right to receive one share of common stock on the applicable vesting date.

When do MIDD restricted stock units vest?

The 9,181 restricted stock units vest one-third each on March 1, 2027, March 1, 2028, and March 1, 2029. Vested shares will be issued after each applicable vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pool III James K

(Last)(First)(Middle)
C/O THE MIDDLEBY CORPORATION
1400 TOASTMASTER DRIVE

(Street)
ELGIN ILLINOIS 60120

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MIDDLEBY Corp [ MIDD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Technology and*
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/02/2026A9,181A(1)67,410D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares represent time-based restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock on the applicable vesting date. These restricted stock units will vest 1/3 of amount on each of March 1, 2027, March 1, 2028 and March 1, 2029. Vested shares will be issued to the reporting person after the applicable vesting date.
Remarks:
* Operations Officer
Michael D. Thompson POA10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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