AG Mortgage Invt SEC Filings

Form 4 from Matthew Jozoff, a director of AG Mortgage Investment Trust, Inc. (MITT). The filing reports transactions on 08/20/2025 in MITT common stock where the reporting person shows a disposition of 4,000 shares at $7.3301 and an acquisition of 4,000 shares at $7.35 on the same date. After the reported transactions, the filing shows the reporting person beneficially owns 79,355 shares (up from 75,355 before the purchase). The filer explains the transactions were effectuated to transfer shares from the reporting person’s brokerage account into the reporting person’s IRA account. The form is signed by an attorney-in-fact for Matthew Jozoff.

AG Mortgage Investment Trust, Inc. (MITT) filed a Form 144 reporting a proposed sale of 38,000 common shares through Charles Schwab & Co., valued at an aggregate market value of $278,920. The shares represent part of the issuer's outstanding common stock of 31,732,431 shares and are planned for sale on or about 08/20/2025. The filing states the shares were acquired on 05/10/2022 via an open-market purchase and paid in cash. No securities were reported sold by the holder in the past three months. The filer attests there is no undisclosed material adverse information.

AG Mortgage Investment Trust, Inc. files a shelf registration prospectus describing its securities offering framework, governance and material tax and REIT qualification rules. The prospectus explains transfer restrictions on capital stock designed to preserve REIT status, including automatic deemed transfers to a charitable trust that strip rights from ‘‘prohibited owners.’p>

The filing details board structure and election/removal mechanics, advance notice requirements for nominations, transfer agent identity, and indemnification provisions that limit officer and director liability to the extent permitted by Maryland law. It summarizes the company’s external manager relationship with AG REIT Management, LLC and licensing of the Angelo, Gordon & Co., L.P. name and logo.

The document全文 focuses on federal tax treatment as a REIT, describing the 75% and 95% gross income tests, quarterly asset tests, TRS and subsidiary REIT rules, taxable scenarios (prohibited transactions, foreclosure property, COD income), and material tax risks if qualification tests are not met.

Insider grant and ownership update: AG Mortgage Investment Trust director Mitchell M Christian was reported on Form 4 as receiving 411 restricted stock units (RSUs) on 07/31/2025 valued at $7.68 each. The filing states these RSUs represent dividend-equivalent awards on previously granted RSUs, are fully vested, have no expiration, and will be settled one-for-one in common stock upon the reporting persons separation from service. Following the reported transaction, the reporting person beneficially owned 15,441 shares of the issuers common stock. The Form 4 was signed by an attorney-in-fact and filed 08/14/2025.

This Schedule 13D is a joint disclosure by TPG GP A, LLC, James G. Coulter and Jon Winkelried reporting beneficial ownership of 2,315,966 shares of AG Mortgage Investment Trust, Inc. (MITT), representing approximately 7.3% of the 31,732,431 shares outstanding as of August 1, 2025. The disclosed holdings reflect 288,290 shares held directly by Angelo Gordon and 2,027,676 shares held in managed Accounts that received Common Stock as consideration in connection with the Issuer's acquisition of approximately 20.4% common LLC interests in AG ARC LLC on August 1, 2025.

The Accounts and the Issuer entered a Registration Rights Agreement dated August 1, 2025 that requires the Issuer to file a resale registration statement for the Accounts no later than 60 days after the Acquisition to facilitate sale of those shares. The Reporting Persons state they do not currently have a purpose or effect of influencing control of the Issuer but reserve the right to review or change their position in the future.