STOCK TITAN

MKS Inc (MKSI) COO logs 781-share Rule 10b5-1 stock sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

MKS Inc executive James Alan Schreiner, the company’s EVP & COO, reported an open-market sale of 781 shares of Common Stock on June 10, 2026 at an average price of $317.42 per share.

After this transaction, Schreiner directly holds 22,701.121 shares of MKS Inc common stock. The sale was executed under a pre-arranged Rule 10b5-1 trading plan that he adopted on March 10, 2026, indicating the trade was scheduled in advance rather than timed discretionarily.

Positive

  • None.

Negative

  • None.
Insider Schreiner James Alan
Role EVP & COO
Sold 781 shs ($248K)
Type Security Shares Price Value
Sale Common Stock 781 $317.42 $248K
Holdings After Transaction: Common Stock — 22,701.121 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares sold 781 shares Open-market sale on June 10, 2026
Sale price $317.42 per share Average price for the 781 shares sold
Shares held after 22,701.121 shares Direct ownership following the transaction
Net share change -781 shares Net buy/sell shares from transaction summary
Sell transactions 1 sale Single open-market sale reported on Form 4
Rule 10b5-1 trading plan regulatory
"transaction was effected pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
open-market sale financial
"transaction_action is described as an open-market sale of common stock"
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Form 4 regulatory
"reported in a Form 4 insider filing for MKS Inc"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Executive Vice President and Chief Operating Officer financial
"reporting person is EVP & COO of MKS Inc"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schreiner James Alan

(Last)(First)(Middle)
C/O MKS INC.
2 TECH DRIVE

(Street)
ANDOVER MASSACHUSETTS 01810

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MKS INC [ MKSI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/10/2026S(1)781D$317.4222,701.121D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2026.
/s/ M. Kathryn Rickards, attorney-in-fact06/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did MKS Inc (MKSI) report for James Alan Schreiner?

MKS Inc reported that EVP & COO James Alan Schreiner sold 781 shares of common stock in an open-market transaction. The sale occurred on June 10, 2026 at an average price of $317.42 per share, as disclosed in a Form 4 filing.

How many MKS Inc (MKSI) shares did James Alan Schreiner sell and at what price?

James Alan Schreiner sold 781 shares of MKS Inc common stock at an average price of $317.42 per share. This was an open-market sale reported on Form 4, reflecting a relatively small portion of his total direct holdings.

How many MKS Inc (MKSI) shares does James Alan Schreiner hold after the sale?

Following the June 10, 2026 transaction, James Alan Schreiner directly holds 22,701.121 MKS Inc common shares. This post-transaction balance shows he retains a substantial equity position despite the reported 781-share open-market sale.

Was the MKS Inc (MKSI) insider sale by Schreiner under a Rule 10b5-1 plan?

Yes. The filing states the transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by James Alan Schreiner on March 10, 2026. Such pre-arranged plans schedule trades in advance, reducing the significance of short-term market timing.

What role does James Alan Schreiner hold at MKS Inc (MKSI)?

James Alan Schreiner serves as Executive Vice President and Chief Operating Officer at MKS Inc. His Form 4 filing reports personal trading activity in company common stock, including the June 10, 2026 open-market sale of 781 shares.