MarketAxess director plans $1.0M stock sale

MARKETAXESS HOLDINGS INC (MKTX) director William Frank Cruger, Jr. filed a Rule 144 notice to sell up to 6,164 shares of common stock.

Rhea-AI Filing Summary

MARKETAXESS HOLDINGS INC (MKTX) director William Frank Cruger, Jr. filed a Rule 144 notice to sell up to 6,164 shares of common stock. The shares, with an aggregate market value of $1,006,335, may be sold through J.P. Morgan Securities LLC on or about September 10, 2026 on NASDAQ.

Key Figures

Shares to be sold: 6,164 shares Aggregate market value: $1,006,335 Shares outstanding: 35,192,891 shares +3 more

6 metrics

Shares to be sold 6,164 shares Common stock covered by the Rule 144 notice

Aggregate market value $1,006,335 Value of the 6,164 shares proposed to be sold

Shares outstanding 35,192,891 shares MarketAxess common shares outstanding as referenced in the notice

Approximate sale date September 10, 2026 Planned sale date for the Rule 144 transaction

Compensation grant on May 31, 2014 974 shares Common stock received as compensation from the issuer

Compensation grant on August 1, 2021 300 shares Common stock received as compensation from the issuer

Key Terms

Rule 144, aggregate market value, attorney-in-fact, common stock

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

aggregate market value financial

"6164 | 1006335 | 35192891 | 09/10/2026 | NASDAQ"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

attorney-in-fact regulatory

"as agent and attorney-in-fact for William Frank Cruger, Jr."

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

common stock financial

"Common Stock | J.P. Morgan Securities LLC"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

What did MarketAxess (MKTX) disclose in this Form 144 filing?

The filing states that director William Frank Cruger, Jr. gave notice under Rule 144 of a proposed sale of up to 6,164 shares of MarketAxess common stock through J.P. Morgan Securities LLC on or about September 10, 2026 on NASDAQ.

How many MKTX shares are covered by William Frank Cruger Jr.'s planned Rule 144 sale?

The notice covers up to 6,164 shares of MarketAxess common stock, with an indicated aggregate market value of $1,006,335 at the time of the filing.

What portion of MarketAxess (MKTX) shares outstanding does the 6,164-share sale represent?

The filing lists 35,192,891 shares of MarketAxess common stock outstanding. The 6,164 shares covered by this notice represent only a small fraction of that total baseline figure.

Who is executing the proposed sale of MKTX shares for William Frank Cruger, Jr.?

The proposed sale of up to 6,164 MarketAxess shares is to be executed by J.P. Morgan Securities LLC, which signed the Form 144 as agent and attorney-in-fact for William Frank Cruger, Jr.

When may the MKTX shares under this Form 144 be sold?

The notice indicates an approximate date of sale of September 10, 2026 for the 6,164 shares of MarketAxess common stock to be sold on NASDAQ under Rule 144.

What is the source of the MKTX shares being sold under this Rule 144 notice?

The filing lists multiple entries for MarketAxess common stock received as compensation from the issuer on various dates between 2014 and 2021, showing the shares derive from director compensation awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 05:39 PM Accepted by SEC EDGAR 09/10/2026 - 05:38 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001591033
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MarketAxess Holdings, Inc.
SEC File Number	001-34091
Address of Issuer	55 Hudson Yards, 15th Floor New York NEW YORK 10001
Phone	212-813-6000
Name of Person for Whose Account the Securities are To Be Sold	William Frank Cruger, Jr.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	6164	1006335	35192891	09/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/01/2021	Compensation	Issuer			300	08/01/2021	Compensation
Common Stock	06/11/2020	Compensation	Issuer			238	06/11/2020	Compensation
Common Stock	05/31/2020	Compensation	Issuer			162	05/31/2020	Compensation
Common Stock	12/02/2019	Compensation	Issuer			162	12/02/2019	Compensation
Common Stock	05/31/2019	Compensation	Issuer			299	05/31/2019	Compensation
Common Stock	11/30/2018	Compensation	Issuer			299	11/30/2018	Compensation
Common Stock	05/31/2018	Compensation	Issuer			259	05/31/2018	Compensation
Common Stock	11/30/2017	Compensation	Issuer			259	11/30/2017	Compensation
Common Stock	05/31/2017	Compensation	Issuer			318	05/31/2017	Compensation
Common Stock	11/30/2016	Compensation	Issuer			318	11/30/2016	Compensation
Common Stock	05/31/2016	Compensation	Issuer			486	05/31/2016	Compensation
Common Stock	11/30/2015	Compensation	Issuer			486	11/30/2015	Compensation
Common Stock	05/31/2015	Compensation	Issuer			802	05/31/2015	Compensation
Common Stock	11/30/2014	Compensation	Issuer			802	11/30/2014	Compensation
Common Stock	05/31/2014	Compensation	Issuer			974	05/31/2014	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for William Frank Cruger, Jr.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)