Welcome to our dedicated page for MARKETAXESS HOLDINGS SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on MARKETAXESS HOLDINGS's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into MARKETAXESS HOLDINGS's regulatory disclosures and financial reporting.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of 100 shares of common stock at $115.12 per share. Following this transaction, he directly holds 11,686 shares of MarketAxess common stock.
MarketAxess Holdings Inc. director Carlos Mauricio Hernandez reported two bona fide gifts of common stock. On June 18, 2026, he transferred 10,708 shares held indirectly through a GRAT and another 10,708 shares held directly, for a total of 21,416 gifted shares with no sale proceeds.
Following these charitable or estate-planning transfers, reported holdings are 1,772 shares indirectly and 23,814 shares directly. Because these are gifts rather than market sales, they mainly reflect personal planning rather than a view on the company’s valuation.
Altobello Nancy A. reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Nancy A. Altobello received an equity grant in the form of restricted stock units. On June 10, 2026, she was awarded 1,390 shares of common stock at no cash cost, reflecting stock-based compensation under the company’s 2020 Equity Incentive Plan.
Following this grant, Altobello’s direct holdings increased to 5,152 shares of MarketAxess common stock, indicating a modest rise in her equity stake tied to ongoing service and performance with the company.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of company stock. On June 10, 2026, he sold 100 shares of common stock at $116.03 per share. After this transaction, he directly holds 11,786 shares of MarketAxess common stock.
Cifu Douglas A reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Douglas A. Cifu received a grant of 1,390 restricted stock units. The award, reported as common stock, was granted at no cash cost to him under the company’s 2020 Equity Incentive Plan. Following this equity grant, he directly holds 1,649 shares of MarketAxess common stock.
KETCHUM RICHARD G reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Richard G. Ketchum reported an equity compensation award in the form of restricted stock units. He received 1,390 shares of Common Stock on a grant or award basis at a stated price of $0.00 per share. Following this award, his directly held Common Stock position increased to 6,093 shares. The award was granted as restricted stock units under the company’s 2020 Equity Incentive Plan, indicating it is part of the regular long-term incentive program rather than an open-market purchase.
Portney Emily Hope reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings director Emily Hope Portney reported a compensation-related equity grant and updated holdings. On June 10, 2026, she received 1,390 shares of common stock as a grant of restricted stock units under the company’s 2020 Equity Incentive Plan, with no purchase price. Following the grant, she directly holds 2,174 common shares and indirectly holds 3,656 common shares through an entity described as “By GRAT.”
SCHICIANO KENNETH T reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Kenneth T. Schiciano received an equity award in the form of restricted stock units. On June 10, 2026, he was granted 1,390 shares of common stock at no cash cost under the company’s 2020 Equity Incentive Plan, bringing his direct holdings to 1,945 shares.
Chwick Jane reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Jane Chwick received an equity award of 1,390 shares of common stock. The Form 4 shows this as a grant or award transaction with no cash price per share reported. Following the award, she directly holds 9,829 shares of MarketAxess common stock.
The footnote explains that the award is in the form of restricted stock units granted under the company’s 2020 Equity Incentive Plan, indicating this is part of routine director compensation rather than an open‑market purchase or sale.
Begleiter Steven L reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Steven L. Begleiter received a stock-based compensation award. On June 10, 2026, he was granted 1,390 restricted stock units under the company’s 2020 Equity Incentive Plan, with no cash price per share.
After this award, Begleiter directly holds 12,074 shares of common stock, reflecting a routine equity incentive grant rather than an open-market purchase or sale.