Welcome to our dedicated page for MARKETAXESS HOLDINGS SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MarketAxess Holdings Inc. filings document the public-company disclosures of an electronic fixed-income trading platform. Form 8-K reports cover quarterly financial results, commission and trading-volume metrics, common stock dividends, share repurchase authorizations, material agreements and Regulation FD disclosures tied to the company’s operating and capital-allocation updates.
The company’s proxy materials describe annual meeting matters, board composition, committee assignments, executive compensation and governance practices. Other filings record leadership transitions, director elections, credit-facility amendments, borrowing arrangements, insider and governance-related disclosures, and the risk and control framework associated with MarketAxess’s role in fixed-income trading, data, workflow and post-trade services.
MARKETAXESS HOLDINGS INC (MKTX) reported that its General Counsel and Secretary, Scott Pintoff, sold 100 shares of common stock on September 10, 2026, at a price of $163.32 per share in a transaction described as an open-market or private sale. The sale was made pursuant to a Rule 10b5-1 trading plan, and following this transaction he held 11,486 shares of the company’s common stock directly.
MARKETAXESS HOLDINGS INC (MKTX) director William Frank Cruger Jr. reported selling 6,164 shares of common stock on September 10, 2026 in an open market or private transaction at $163.20 per share. After this sale, he holds 4,033 shares directly. No Rule 10b5-1 trading plan is reported.
MARKETAXESS HOLDINGS INC (MKTX) director William Frank Cruger, Jr. filed a Rule 144 notice to sell up to 6,164 shares of common stock. The shares, with an aggregate market value of $1,006,335, may be sold through J.P. Morgan Securities LLC on or about September 10, 2026 on NASDAQ.
MarketAxess Holdings Inc. (MKTX) has agreed to be acquired by Intercontinental Exchange, Inc. through a cash merger in which MarketAxess will become a wholly owned subsidiary of ICE. Under the Agreement and Plan of Merger, each outstanding MarketAxess share (other than specified excluded and dissenting shares) will be converted into the right to receive $167.00 in cash per share, without interest and subject to applicable withholding taxes.
A virtual-only special meeting will be held in 2026 for stockholders of record to vote on adopting the Merger Agreement, approving on an advisory basis merger-related executive compensation, and approving a potential adjournment to solicit additional proxies. The merger requires approval by holders of a majority of outstanding shares as of the record date and is not subject to a financing condition. The board unanimously determined the transaction is fair and in the best interests of stockholders, received a fairness opinion from J.P. Morgan Securities LLC, and recommends voting “FOR” all proposals. Stockholders who continuously hold shares through closing may seek appraisal under Section 262 of the Delaware General Corporation Law by strictly following statutory procedures.
North Reef Capital Management LP, together with North Reef Capital Management GP LLC and James Hanna, III, reports beneficial ownership of 3,395,000 shares of MarketAxess Holdings Inc. common stock.
This position represents 9.55% of the outstanding common shares. The reporting persons hold no sole voting or dispositive power, but have shared voting and shared dispositive power over all 3,395,000 shares.
MarketAxess Holdings Inc. director Emily Hope Portney reported two bona fide gift transactions in common stock on 2026-08-12. One transaction acquired 2,085 shares held directly, and a second transaction disposed of 2,085 shares held indirectly “By GRAT.” Following these gifts, she held 4,259 direct and 1,571 indirect shares.
AQR Capital Management, LLC and its parent AQR Capital Management Holdings, LLC report beneficial ownership of 1,987,288 shares of MarketAxess Holdings Inc. common stock, representing 5.59% of the class.
Both entities report shared voting power over 1,947,559 shares and shared dispositive power over 1,987,288 shares, with no sole voting or dispositive power. AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC.
MARKETAXESS HOLDINGS INC General Counsel and Secretary Scott Pintoff reported a sale of 100 shares of common stock on 2026-08-10 at $162.60 per share in an open market or private transaction. Following this transaction, he directly holds 11,586 shares of MarketAxess common stock. The transaction was affirmed as made pursuant to a Rule 10b5-1 trading plan.
Scott Pintoff filed a notice to sell 300 shares of MarketAxess Holdings Inc. common stock through Charles Schwab & Co., Inc., with a proposed sale date of 08/10/2026. The shares relate to RSU/PSU equity compensation vesting dated 02/15/2026. In the prior three months, Pintoff sold 100 shares on each of 05/11/2026, 06/10/2026, and 07/10/2026, for consideration amounts of 14699.00, 11603.00, and 11512.00, respectively.
MarketAxess Holdings Inc director Jane Chwick reported a bona fide gift transfer of 606 shares of Common Stock on 2026-08-07 to a charitable donor advised fund. After this disposition, she holds 9,223 shares directly. The gift was not reported as made under a Rule 10b5-1 trading plan.