Every Form 4 that MarketAxess Holdings Inc. (MKTX) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MKTX and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MKTX filings page.
MARKETAXESS HOLDINGS INC (MKTX) reported that its General Counsel and Secretary, Scott Pintoff, sold 100 shares of common stock on September 10, 2026, at a price of $163.32 per share in a transaction described as an open-market or private sale. The sale was made pursuant to a Rule 10b5-1 trading plan, and following this transaction he held 11,486 shares of the company’s common stock directly.
MARKETAXESS HOLDINGS INC (MKTX) director William Frank Cruger Jr. reported selling 6,164 shares of common stock on September 10, 2026 in an open market or private transaction at $163.20 per share. After this sale, he holds 4,033 shares directly. No Rule 10b5-1 trading plan is reported.
MarketAxess Holdings Inc. director Emily Hope Portney reported two bona fide gift transactions in common stock on 2026-08-12. One transaction acquired 2,085 shares held directly, and a second transaction disposed of 2,085 shares held indirectly “By GRAT.” Following these gifts, she held 4,259 direct and 1,571 indirect shares.
MARKETAXESS HOLDINGS INC General Counsel and Secretary Scott Pintoff reported a sale of 100 shares of common stock on 2026-08-10 at $162.60 per share in an open market or private transaction. Following this transaction, he directly holds 11,586 shares of MarketAxess common stock. The transaction was affirmed as made pursuant to a Rule 10b5-1 trading plan.
MarketAxess Holdings Inc director Jane Chwick reported a bona fide gift transfer of 606 shares of Common Stock on 2026-08-07 to a charitable donor advised fund. After this disposition, she holds 9,223 shares directly. The gift was not reported as made under a Rule 10b5-1 trading plan.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of 100 shares of common stock at $115.12 per share. Following this transaction, he directly holds 11,686 shares of MarketAxess common stock.
MarketAxess Holdings Inc. director Carlos Mauricio Hernandez reported two bona fide gifts of common stock. On June 18, 2026, he transferred 10,708 shares held indirectly through a GRAT and another 10,708 shares held directly, for a total of 21,416 gifted shares with no sale proceeds.
Following these charitable or estate-planning transfers, reported holdings are 1,772 shares indirectly and 23,814 shares directly. Because these are gifts rather than market sales, they mainly reflect personal planning rather than a view on the company’s valuation.
Altobello Nancy A. reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Nancy A. Altobello received an equity grant in the form of restricted stock units. On June 10, 2026, she was awarded 1,390 shares of common stock at no cash cost, reflecting stock-based compensation under the company’s 2020 Equity Incentive Plan.
Following this grant, Altobello’s direct holdings increased to 5,152 shares of MarketAxess common stock, indicating a modest rise in her equity stake tied to ongoing service and performance with the company.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of company stock. On June 10, 2026, he sold 100 shares of common stock at $116.03 per share. After this transaction, he directly holds 11,786 shares of MarketAxess common stock.
Cifu Douglas A reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Douglas A. Cifu received a grant of 1,390 restricted stock units. The award, reported as common stock, was granted at no cash cost to him under the company’s 2020 Equity Incentive Plan. Following this equity grant, he directly holds 1,649 shares of MarketAxess common stock.
KETCHUM RICHARD G reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Richard G. Ketchum reported an equity compensation award in the form of restricted stock units. He received 1,390 shares of Common Stock on a grant or award basis at a stated price of $0.00 per share. Following this award, his directly held Common Stock position increased to 6,093 shares. The award was granted as restricted stock units under the company’s 2020 Equity Incentive Plan, indicating it is part of the regular long-term incentive program rather than an open-market purchase.
SCHICIANO KENNETH T reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Kenneth T. Schiciano received an equity award in the form of restricted stock units. On June 10, 2026, he was granted 1,390 shares of common stock at no cash cost under the company’s 2020 Equity Incentive Plan, bringing his direct holdings to 1,945 shares.
Portney Emily Hope reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings director Emily Hope Portney reported a compensation-related equity grant and updated holdings. On June 10, 2026, she received 1,390 shares of common stock as a grant of restricted stock units under the company’s 2020 Equity Incentive Plan, with no purchase price. Following the grant, she directly holds 2,174 common shares and indirectly holds 3,656 common shares through an entity described as “By GRAT.”
Chwick Jane reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Jane Chwick received an equity award of 1,390 shares of common stock. The Form 4 shows this as a grant or award transaction with no cash price per share reported. Following the award, she directly holds 9,829 shares of MarketAxess common stock.
The footnote explains that the award is in the form of restricted stock units granted under the company’s 2020 Equity Incentive Plan, indicating this is part of routine director compensation rather than an open‑market purchase or sale.
Begleiter Steven L reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Steven L. Begleiter received a stock-based compensation award. On June 10, 2026, he was granted 1,390 restricted stock units under the company’s 2020 Equity Incentive Plan, with no cash price per share.
After this award, Begleiter directly holds 12,074 shares of common stock, reflecting a routine equity incentive grant rather than an open-market purchase or sale.
HERNANDEZ CARLOS MAURICIO reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Carlos Mauricio Hernandez received a grant of 2,616 shares of Common Stock on June 10, 2026 as a stock award. The shares were granted at a price of $0.00 per share as restricted stock units under the Company’s 2020 Equity Incentive Plan.
After this award, Hernandez directly owns 13,106 shares of MarketAxess common stock. The Form 4 also reports 12,480 shares held indirectly through a GRAT, reflecting an existing indirect position rather than a new market transaction.
Gibson Kourtney reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Kourtney Gibson received a grant of 1,390 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan on June 10, 2026. These were granted at no cash cost, increasing her direct holdings to 4,542 shares.
Hoornweg Roberto reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Roberto Hoornweg received an equity award in the form of restricted stock units. On June 10, 2026, he was granted 1,390 shares of common stock at no cash cost under the company’s 2020 Equity Incentive Plan, increasing his directly held shares to 2,389. This is a compensation-related grant rather than an open-market purchase or sale.
Cruger William Frank Jr. reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director William Frank Cruger Jr. reported receiving an equity grant of 1,390 shares of common stock on 2026-06-10. The award, reported at a price of $0.00 per share, represents restricted stock units granted under the company’s 2020 Equity Incentive Plan, so it is compensation rather than an open-market purchase. Following this grant, he directly holds 10,197 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Financial Officer Ilene Fiszel Bieler surrendered 332 shares of common stock to the company to cover tax withholding on vested restricted stock units. This routine tax-withholding disposition is not an open-market sale. Following the transaction, she directly holds 8,656 shares of MarketAxess common stock.
MarketAxess Holdings Inc. reported that its General Counsel and Secretary, Scott Pintoff, sold 100 shares of common stock in an open-market transaction. The sale took place on May 11, 2026 at a price of $146.99 per share.
Following this transaction, Pintoff directly holds 11,886 shares of MarketAxess common stock. The sale represents a small portion of his reported direct holdings and appears as a routine insider disposition rather than a large position change.
Quan William reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. reported that Chief Technology Officer William Quan received a grant of 218 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan. These units vest in three substantially equal installments on May 1, 2027, May 1, 2028, and May 1, 2029, and Quan now directly holds 218 shares following this award.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of company stock. On April 10, 2026 he sold 100 shares of common stock at a price of $171.96 per share. After this transaction, he directly holds 11,986 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Executive Officer Christopher R. Concannon reported a small share disposition related to equity compensation. On the vesting of previously granted restricted stock units, he surrendered 349 shares of common stock to the company to satisfy his tax withholding obligation at $171.46 per share. Following this tax-withholding transaction, he continues to hold 53,600 shares of MarketAxess common stock directly, indicating the move was administrative rather than an open-market sale.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of 100 shares of common stock at $184.93 per share. After this transaction, he directly holds 12,086 shares, indicating he retains a substantial ongoing equity stake in the company.
MarketAxess Holdings Inc. reported that director Douglas A. Cifu acquired 259 shares of common stock through a grant of restricted stock units under the company’s 2020 Equity Incentive Plan. These units will vest on the earlier of the next annual shareholders’ meeting or one year from the grant date.
SCHICIANO KENNETH T reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc director Kenneth T. Schiciano received a grant of 259 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan. These units will vest on the earlier of the next annual meeting of shareholders or the one-year anniversary of the grant date. After this award, he directly holds 555 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Information Officer Naineshkumar Shantilal Panchal reported a tax-related share disposition. On the vesting of previously granted restricted stock units, he surrendered 1,470 shares of common stock to the company to satisfy his tax withholding obligation at $192 per share. Following this tax-withholding disposition, he directly holds 11,331 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Executive Officer Christopher R. Concannon reported multiple equity compensation transactions. He acquired 1,696 shares of common stock on February 13, 2026 following certification of performance stock unit metrics, increasing his directly held shares.
On February 15, 2026 he received 6,588 restricted stock units and 21,736 stock options at an exercise price of $179.36 per share, all vesting 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. On the same date, 866 shares and 1,750 shares were surrendered at $179.36 per share to cover tax withholding obligations upon vesting of performance and restricted stock units, leaving him with 53,949 shares of common stock held directly.
MarketAxess Holdings Inc. Chief Financial Officer Ilene Fiszel Bieler received a grant of 5,005 restricted stock units on common shares. The award was made under the 2020 Equity Incentive Plan and will vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
On the same date, 439 common shares were surrendered to the company at $179.36 per share to cover tax withholding from previously granted units. After these transactions, she directly beneficially owns 8,988 shares of MarketAxess common stock.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported multiple equity compensation transactions. On February 13, 2026, he acquired 515 shares of common stock at $0 after performance stock unit metrics granted on February 15, 2023 were certified. On February 15, 2026, he surrendered 208 shares and 824 shares at $179.36 each to the company to cover tax withholding on vesting awards, and received a new grant of 3,165 restricted stock units at $0 that will vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Following these transactions, he directly beneficially owned 12,186 shares of MarketAxess common stock.
MarketAxess Holdings chief information officer Naineshkumar S. Panchal reported equity awards and related tax-withholding share dispositions. On February 13, 2026, he acquired 394 shares at $0 following certification of performance stock unit metrics. On February 15, 2026, he surrendered 159 shares and 1,016 shares at $179.36 each to cover tax obligations tied to vesting awards and received a new grant of 3,239 restricted stock units at $0. The new restricted stock units vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029, leaving him with 12,801 directly owned common shares after the reported transactions.
MarketAxess Holdings Inc. Chief Revenue Officer Kevin M. McPherson reported equity compensation and related tax-withholding transactions in company common stock. On February 13, 2026, he acquired 939 shares following certification of performance metrics tied to performance stock units granted on February 15, 2023.
On February 15, 2026, McPherson surrendered 462 shares at $179.36 per share to cover taxes on those performance units and received a grant of 4,416 restricted stock units at no cost under the 2020 Equity Incentive Plan. The restricted stock units vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
He also surrendered an additional 1,525 shares at $179.36 per share to satisfy tax withholding on previously granted restricted stock units. After these transactions, McPherson directly owned 71,049 shares of MarketAxess common stock.
Mirwani Nitin A reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. granted Chief Accounting Officer Nitin A. Mirwani 1,766 shares of common stock on a no-cash basis as an equity award under the company’s 2020 Equity Incentive Plan.
The award is in the form of restricted stock units that vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Following this grant, Mirwani beneficially owns 1,766 shares directly.
MarketAxess Holdings General Counsel and Secretary Scott Pintoff reported a small stock sale in a Form 4 filing. On February 10, 2026, he sold 100 shares of common stock at $171.91 per share in an open-market transaction.
After this sale, Pintoff directly holds 9,538 MarketAxess shares, indicating he retains a sizeable ongoing equity stake in the company despite the modest disposition.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported selling 100 shares of the company’s common stock on January 12, 2026 at a price of $168.63 per share.
Following this transaction, he directly beneficially owned 9,638 shares of MarketAxess common stock, as disclosed in the Form 4.
MarketAxess Holdings Inc. reported an insider stock transaction by its General Counsel and Secretary, Scott Pintoff. On 12/12/2025, he sold 100 shares of MarketAxess common stock in an open market transaction (code S) at a price of $177.85 per share.
After this sale, Pintoff directly beneficially owns 9,738 shares of MarketAxess common stock. The filing updates the market on his current equity stake but does not describe any change in the company’s operations or strategy.
MarketAxess Holdings Inc. (MKTX) director Carlos M. Hernandez reported an internal stock transfer on a Form 4. On 11/25/2025, a transaction coded "G" (gift) moved 7,466 shares of common stock, par value $0.003 per share, from an indirect holding labeled "By GRAT 1" to his direct ownership, both at a reported price of $0 per share. After this transfer, he directly owned 10,490 shares and indirectly owned 12,480 shares through "GRAT 2".
Dean Berry, Group COO & CEO, EMEA & APAC of MarketAxess Holdings Inc. (MKTX), was granted 26,017 restricted stock units on 10/01/2025. The grant is reported as a non‑cash award with a grant price of $0 and is scheduled to vest in three substantially equal installments on 10/01/2026, 10/01/2027, and 10/01/2028. Following the reported transaction, the filing shows 26,017 shares beneficially owned. The Form 4 was signed on behalf of Mr. Berry by an attorney‑in‑fact and dated 10/02/2025. The filing reflects an equity compensation grant under the company’s 2020 Equity Incentive Plan.