MarketAxess director gifts 21,416 common shares
MarketAxess Holdings Inc. director Carlos Mauricio Hernandez reported two bona fide gifts of common stock.
Rhea-AI Filing Summary
MarketAxess Holdings Inc. director Carlos Mauricio Hernandez reported two bona fide gifts of common stock. On June 18, 2026, he transferred 10,708 shares held indirectly through a GRAT and another 10,708 shares held directly, for a total of 21,416 gifted shares with no sale proceeds.
Following these charitable or estate-planning transfers, reported holdings are 1,772 shares indirectly and 23,814 shares directly. Because these are gifts rather than market sales, they mainly reflect personal planning rather than a view on the company’s valuation.
Positive
- None.
Negative
- None.
Insider Trade Summary
21,416 shares gifted
Gift
2 txns
Insider
HERNANDEZ CARLOS MAURICIO
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock, par value $0.003 per share | 10,708 | $0.00 | $0.00 |
| Gift | Common Stock, par value $0.003 per share | 10,708 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock, par value $0.003 per share — 23,814 shares (Direct);
Common Stock, par value $0.003 per share — 1,772 shares (Indirect, By GRAT)
Key Figures
Indirect shares gifted: 10,708 shares
Direct shares gifted: 10,708 shares
Total shares gifted: 21,416 shares
+2 more
5 metrics
Indirect shares gifted
10,708 shares
Common Stock gifted from GRAT on June 18, 2026
Direct shares gifted
10,708 shares
Common Stock gifted from direct holdings on June 18, 2026
Total shares gifted
21,416 shares
Sum of two bona fide gifts coded G
Indirect holdings after
1,772 shares
Indirect MarketAxess common stock following gift
Direct holdings after
23,814 shares
Direct MarketAxess common stock following gift
Key Terms
bona fide gift, GRAT, Common Stock, par value $0.003 per share, indirect, +1 more
5 terms
bona fide gift financial
"transaction_code_description: "Bona fide gift" for both entries"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
GRAT financial
"nature_of_ownership: "By GRAT" for indirect holdings"
indirect financial
"ownership_type: "indirect" for GRAT-held shares"
direct financial
"ownership_type: "direct" for personally held shares"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did MarketAxess (MKTX) director Carlos Hernandez report?
Director Carlos Mauricio Hernandez reported two bona fide gifts of MarketAxess common stock. He transferred 10,708 shares indirectly via a GRAT and 10,708 shares directly, totaling 21,416 gifted shares with no sale proceeds or purchase activity disclosed.
Were the MarketAxess (MKTX) insider transactions market sales or purchases?
The reported transactions were not market sales or purchases; they were bona fide gifts. Both transfers used transaction code G, with a reported price per share of $0.00, indicating non-market, no‑consideration movements of 21,416 MarketAxess common shares.
What does 'By GRAT' mean in the MarketAxess (MKTX) Form 4 filing?
“By GRAT” indicates shares were held through a Grantor Retained Annuity Trust. One 10,708‑share gift came from this indirect GRAT holding, separate from the director’s directly held 10,708 shares, but both transfers were recorded as bona fide gifts of MarketAxess common stock.
Does the MarketAxess (MKTX) Form 4 show any option exercises or derivatives?
The Form 4 excerpt shows no derivative or option transactions. All reported activity involves non‑derivative MarketAxess common stock classified under transaction code G for bona fide gifts, with the derivativeSummary section empty and no exercise or conversion entries listed.
AI-generated analysis. How Rhea-AI works. Not financial advice.
