MarketAxess (MKTX) director Emily Portney records 4,170-share gift transfers
Rhea-AI Filing Summary
MarketAxess Holdings Inc. director Emily Hope Portney reported two bona fide gift transactions in common stock on 2026-08-12. One transaction acquired 2,085 shares held directly, and a second transaction disposed of 2,085 shares held indirectly “By GRAT.” Following these gifts, she held 4,259 direct and 1,571 indirect shares.
Positive
- None.
Negative
- None.
Insider Trade Summary
4,170 shares gifted
Gift
2 txns
Insider
Portney Emily Hope
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Gift | Common Stock, par value $0.003 per share | 2,085 | $0.00 | $0.00 |
| Gift | Common Stock, par value $0.003 per share | 2,085 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock, par value $0.003 per share — 4,259 shares (Direct);
Common Stock, par value $0.003 per share — 1,571 shares (Indirect, By GRAT)
Key Figures
Gifted shares (each leg): 2,085 shares
Total shares reported as gifts: 4,170 shares
Direct shares after transaction: 4,259 shares
+1 more
4 metrics
Gifted shares (each leg)
2,085 shares
Each of the two bona fide gift transactions on 2026-08-12
Total shares reported as gifts
4,170 shares
GiftShares in transaction summary for 2026-08-12
Direct shares after transaction
4,259 shares
Direct ownership of common stock following the gift acquisition
Indirect shares after transaction
1,571 shares
Indirect ownership “By GRAT” following the gift disposition
Key Terms
Bona fide gift, GRAT, indirect ownership
3 terms
Bona fide gift regulatory
"The transaction code G is described as a “Bona fide gift”."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
GRAT financial
"Indirect ownership is reported with the nature of ownership “By GRAT”."
indirect ownership financial
"One transaction lists ownership_type "indirect" with nature of ownership “By GRAT”."
FAQ
What did MarketAxess (MKTX) director Emily Hope Portney report in this Form 4?
Emily Hope Portney reported two bona fide gift transactions in MarketAxess common stock on 2026-08-12, involving both directly held shares and shares held indirectly through a GRAT.
What are Emily Hope Portney’s MarketAxess (MKTX) direct holdings after these transactions?
After the reported bona fide gift transactions, Emily Hope Portney directly held 4,259 shares of MarketAxess common stock, as stated in the post-transaction ownership field.
What are Emily Hope Portney’s indirect MarketAxess (MKTX) holdings after the Form 4 transactions?
Following the transactions, indirect holdings listed as “By GRAT” totaled 1,571 shares of MarketAxess common stock, reflecting shares held through that indirect ownership structure.
Were Emily Hope Portney’s MarketAxess (MKTX) transactions under a Rule 10b5-1 trading plan?
The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed (aff_10b5_one is false), so the reported bona fide gift transactions were not designated as occurring under a 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
