MarketAxess director granted 1,390 RSUs

Chwick Jane reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Chwick Jane reported acquisition or exercise transactions in this Form 4 filing.

MARKETAXESS HOLDINGS INC director Jane Chwick received an equity award of 1,390 shares of common stock. The Form 4 shows this as a grant or award transaction with no cash price per share reported. Following the award, she directly holds 9,829 shares of MarketAxess common stock.

The footnote explains that the award is in the form of restricted stock units granted under the company’s 2020 Equity Incentive Plan, indicating this is part of routine director compensation rather than an open‑market purchase or sale.

Insider Trade Summary

Grant/Award: 1,390 shares

Grant/Award 1 txn

Insider Chwick Jane

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $0.003 per share	1,390	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $0.003 per share — 9,829 shares (Direct)

Footnotes (1)

1. F1. Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

Key Figures

Equity award size: 1,390 shares Post-transaction holdings: 9,829 shares Reported transaction price: $0.0000 per share

3 metrics

Equity award size 1,390 shares Grant of common stock reported on Form 4

Post-transaction holdings 9,829 shares Total common shares held after award

Reported transaction price $0.0000 per share Indicates compensation grant, not market purchase

Key Terms

restricted stock units, 2020 Equity Incentive Plan, Form 4, grant, award, or other acquisition

4 terms

restricted stock units financial

"Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2020 Equity Incentive Plan financial

"Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan."

Form 4 regulatory

"The Form 4 shows this as a grant or award transaction with no cash price per share reported."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

grant, award, or other acquisition regulatory

"The transaction is coded as a grant, award, or other acquisition."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MarketAxess (MKTX) report for Jane Chwick?

MarketAxess reported that director Jane Chwick received a grant of 1,390 shares of common stock as an equity award. The transaction is coded as a grant or award acquisition, not an open-market purchase or sale, and reflects routine equity compensation.

How many MarketAxess (MKTX) shares does Jane Chwick hold after this grant?

After the 1,390-share equity award, Jane Chwick directly holds 9,829 MarketAxess common shares. This total reflects her position immediately following the reported transaction, according to the Form 4, and helps investors understand the scale of the award relative to her holdings.

What type of equity award did Jane Chwick receive from MarketAxess (MKTX)?

Jane Chwick received restricted stock units under MarketAxess’s 2020 Equity Incentive Plan. The footnote states the grant represents RSUs, a form of stock-based compensation that typically vests over time and aligns director interests with long-term shareholder value.

Was Jane Chwick’s MarketAxess (MKTX) Form 4 transaction an open-market buy or sell?

The Form 4 classifies the transaction as a grant, award, or other acquisition, not an open-market buy or sell. The reported price per share is zero, indicating compensation-based restricted stock units rather than a cash purchase or sale on the market.

Under which plan were the MarketAxess (MKTX) restricted stock units granted to Jane Chwick?

The restricted stock units granted to Jane Chwick were issued under MarketAxess’s 2020 Equity Incentive Plan. This plan provides stock-based compensation to eligible participants, such as directors, to support long-term incentives and align their interests with company performance.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/12/2026 - 04:15 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chwick Jane

(Last) (First) (Middle)

C/O MARKETAXESS HOLDINGS INC.

55 HUDSON YARDS, 15TH FLOOR

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
MARKETAXESS HOLDINGS INC [ MKTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.003 per share	06/10/2026		A		1,390	A	$0(1)	9,829	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.

	/s/ Patrick Wilson, as Attorney-in-Fact for Jane Chwick	06/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)