Welcome to our dedicated page for Marketaxess Hldgs SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MarketAxess Holdings Inc. filings document the public-company disclosures of an electronic fixed-income trading platform. Form 8-K reports cover quarterly financial results, commission and trading-volume metrics, common stock dividends, share repurchase authorizations, material agreements and Regulation FD disclosures tied to the company’s operating and capital-allocation updates.
The company’s proxy materials describe annual meeting matters, board composition, committee assignments, executive compensation and governance practices. Other filings record leadership transitions, director elections, credit-facility amendments, borrowing arrangements, insider and governance-related disclosures, and the risk and control framework associated with MarketAxess’s role in fixed-income trading, data, workflow and post-trade services.
MarketAxess Holdings Inc. will hold its 2026 Annual Meeting of Stockholders as a virtual-only event on June 10, 2026 at 9:00 a.m. Eastern. Stockholders of record as of April 13, 2026 can vote online, by phone, by mail, or during the live webcast.
Investors are asked to elect 12 directors for one-year terms, ratify PricewaterhouseCoopers LLP as auditor for 2026, approve on an advisory basis executive compensation, and consider a stockholder proposal. Following the meeting, assuming all nominees are elected, the Board will have 12 members, 11 of whom are independent.
The proxy highlights strong governance practices, including an independent chair, fully independent committees, annual director elections, majority voting in uncontested elections, stockholder rights to act by written consent and to call special meetings, and robust stock ownership guidelines. It also describes board refreshment, risk oversight structures, sustainability initiatives, and disciplined expense and emissions management.
MarketAxess Holdings Inc reported that Vanguard Portfolio Management beneficially owned 2,168,085 shares of Common Stock, representing 6.09% of the class as of 03/31/2026. The filing states Vanguard Portfolio Management has sole dispositive power over 2,168,085 shares and sole voting power for 4,414 shares. The filing explains these holdings include securities held by Vanguard funds and certain affiliates over which Vanguard exercises dispositive authority.
MarketAxess Holdings Inc. is updating details about two recently elected directors. The company previously disclosed that Douglas A. Cifu and Kenneth T. Schiciano were elected to the Board effective March 1, 2026, but had not yet assigned them to committees.
On April 15, 2026, the Board appointed Mr. Cifu to the Compensation and Talent Committee and the Finance Committee, and appointed Mr. Schiciano to the Audit Committee. These committee assignments will take effect on May 1, 2026, clarifying their governance roles.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of company stock. On April 10, 2026 he sold 100 shares of common stock at a price of $171.96 per share. After this transaction, he directly holds 11,986 shares of MarketAxess common stock.
MarketAxess Holdings Inc. Chief Executive Officer Christopher R. Concannon reported a small share disposition related to equity compensation. On the vesting of previously granted restricted stock units, he surrendered 349 shares of common stock to the company to satisfy his tax withholding obligation at $171.46 per share. Following this tax-withholding transaction, he continues to hold 53,600 shares of MarketAxess common stock directly, indicating the move was administrative rather than an open-market sale.
MarketAxess Holdings Inc: The Vanguard Group filed an amendment to its Schedule 13G/A stating that, after an internal realignment, certain Vanguard subsidiaries will report beneficial ownership separately in accordance with SEC Release No. 34-39538 (January 12, 1998). The filing shows 0 shares beneficially owned and 0% ownership of MarketAxess common stock as reported in this amendment.
MARKETAXESS HOLDINGS INC filed an initial insider ownership report for Chief Technology Officer William Quan. This Form 3 shows that as of the reporting date he had no directly owned shares of the company’s common stock outstanding in his name. The filing is an administrative disclosure of his starting ownership position as a corporate officer.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported an open-market sale of 100 shares of common stock at $184.93 per share. After this transaction, he directly holds 12,086 shares, indicating he retains a substantial ongoing equity stake in the company.
MarketAxess Holdings Inc. reported that director Douglas A. Cifu acquired 259 shares of common stock through a grant of restricted stock units under the company’s 2020 Equity Incentive Plan. These units will vest on the earlier of the next annual shareholders’ meeting or one year from the grant date.
SCHICIANO KENNETH T reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc director Kenneth T. Schiciano received a grant of 259 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan. These units will vest on the earlier of the next annual meeting of shareholders or the one-year anniversary of the grant date. After this award, he directly holds 555 shares of MarketAxess common stock.