Welcome to our dedicated page for Marketaxess Hldgs SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of an electronic trading platform for fixed-income securities. As a company with common stock registered under Section 12(b) of the Securities Exchange Act of 1934 and listed on the Nasdaq Global Select Market, MarketAxess files annual, quarterly and current reports that detail its operations, financial condition and material events.
Investors can use MarketAxess filings to analyze commission revenue from credit and rates trading, services revenue from information, post-trade and technology services, and non-GAAP measures such as EBITDA and free cash flow that the company discusses in its public communications. Current reports on Form 8-K have covered topics such as quarterly financial results, dividend declarations, medium-term financial targets, increases in share repurchase authorizations and plans to enter into accelerated stock repurchase agreements.
Key documents on this page include annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K. These filings may also contain information on regular quarterly cash dividends, the status of stock repurchase programs, risk factors, regulatory considerations and other disclosures relevant to holders of MKTX common stock. Forms related to executive or director share transactions, such as Form 4, can be used to track insider trading activity when available.
Stock Titan enhances these filings with AI-powered summaries that explain complex sections and highlight important points, helping users interpret MarketAxess disclosures more efficiently. Real-time updates from EDGAR ensure that new MarketAxess filings, including 10-Ks, 10-Qs, 8-Ks and insider transaction reports, are added as they become available, giving investors a structured view of the companys regulatory record.
MarketAxess Holdings Inc. General Counsel and Secretary Scott Pintoff reported multiple equity compensation transactions. On February 13, 2026, he acquired 515 shares of common stock at $0 after performance stock unit metrics granted on February 15, 2023 were certified. On February 15, 2026, he surrendered 208 shares and 824 shares at $179.36 each to the company to cover tax withholding on vesting awards, and received a new grant of 3,165 restricted stock units at $0 that will vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Following these transactions, he directly beneficially owned 12,186 shares of MarketAxess common stock.
MarketAxess Holdings chief information officer Naineshkumar S. Panchal reported equity awards and related tax-withholding share dispositions. On February 13, 2026, he acquired 394 shares at $0 following certification of performance stock unit metrics. On February 15, 2026, he surrendered 159 shares and 1,016 shares at $179.36 each to cover tax obligations tied to vesting awards and received a new grant of 3,239 restricted stock units at $0. The new restricted stock units vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029, leaving him with 12,801 directly owned common shares after the reported transactions.
MarketAxess Holdings Inc. Chief Revenue Officer Kevin M. McPherson reported equity compensation and related tax-withholding transactions in company common stock. On February 13, 2026, he acquired 939 shares following certification of performance metrics tied to performance stock units granted on February 15, 2023.
On February 15, 2026, McPherson surrendered 462 shares at $179.36 per share to cover taxes on those performance units and received a grant of 4,416 restricted stock units at no cost under the 2020 Equity Incentive Plan. The restricted stock units vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
He also surrendered an additional 1,525 shares at $179.36 per share to satisfy tax withholding on previously granted restricted stock units. After these transactions, McPherson directly owned 71,049 shares of MarketAxess common stock.
Mirwani Nitin A reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. granted Chief Accounting Officer Nitin A. Mirwani 1,766 shares of common stock on a no-cash basis as an equity award under the company’s 2020 Equity Incentive Plan.
The award is in the form of restricted stock units that vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029. Following this grant, Mirwani beneficially owns 1,766 shares directly.
AQR Capital Management, LLC and AQR Capital Management Holdings, LLC report a passive ownership stake in MarketAxess Holdings Inc. They beneficially own 2,558,097 shares of MarketAxess common stock, representing 6.88% of the class. Both entities have shared voting and shared dispositive power over these shares, with no sole voting or dispositive authority.
The firms state the shares were acquired and are held in the ordinary course of business, and not for the purpose of changing or influencing control of MarketAxess. AQR Capital Management, LLC is a wholly owned subsidiary of AQR Capital Management Holdings, LLC.
PRIMECAP Management Co. filed an amended Schedule 13G reporting beneficial ownership of 3,175,425 shares of MarketAxess Holdings Inc., representing 8.54% of the company’s common stock as of December 31, 2025.
PRIMECAP reports sole voting power over 3,162,095 shares and sole dispositive power over all 3,175,425 shares, with no shared voting or dispositive authority. The firm certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of MarketAxess.
MarketAxess Holdings General Counsel and Secretary Scott Pintoff reported a small stock sale in a Form 4 filing. On February 10, 2026, he sold 100 shares of common stock at $171.91 per share in an open-market transaction.
After this sale, Pintoff directly holds 9,538 MarketAxess shares, indicating he retains a sizeable ongoing equity stake in the company despite the modest disposition.
BlackRock, Inc. filed an amended Schedule 13G disclosing beneficial ownership of 4,034,537 shares of MarketAxess Holdings Inc common stock, representing 10.9% of the class as of the event date.
BlackRock reports sole voting power over 3,958,354 shares and sole dispositive power over 4,034,537 shares. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of MarketAxess. One holder, iShares Core S&P Small-Cap ETF, has an interest in more than five percent of MarketAxess common stock.
MarketAxess Holdings Inc. renewed its funding and reported steady 2025 results. The company entered an amended and restated credit agreement preserving a
MarketAxess Holdings Inc. reported changes to its Board of Directors. The Board elected Douglas A. Cifu and Kenneth T. Schiciano to serve as directors, effective March 1, 2026. The Board determined that both are independent under Nasdaq listing rules and the company’s corporate governance guidelines.
The Board plans to assign them to one or more Board committees later, and those initial committee assignments will be disclosed in a future amendment. There were no special arrangements leading to their elections and no related-party transactions over $120,000 involving either director. They will receive the same compensation structure as other non-employee directors, as previously described in the company’s April 23, 2025 proxy statement. The company also issued a press release about these appointments, furnished as Exhibit 99.1.