Welcome to our dedicated page for MARKETAXESS HOLDINGS SEC filings (Ticker: MKTX), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
MarketAxess Holdings Inc. filings document the public-company disclosures of an electronic fixed-income trading platform. Form 8-K reports cover quarterly financial results, commission and trading-volume metrics, common stock dividends, share repurchase authorizations, material agreements and Regulation FD disclosures tied to the company’s operating and capital-allocation updates.
The company’s proxy materials describe annual meeting matters, board composition, committee assignments, executive compensation and governance practices. Other filings record leadership transitions, director elections, credit-facility amendments, borrowing arrangements, insider and governance-related disclosures, and the risk and control framework associated with MarketAxess’s role in fixed-income trading, data, workflow and post-trade services.
KETCHUM RICHARD G reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Richard G. Ketchum reported an equity compensation award in the form of restricted stock units. He received 1,390 shares of Common Stock on a grant or award basis at a stated price of $0.00 per share. Following this award, his directly held Common Stock position increased to 6,093 shares. The award was granted as restricted stock units under the company’s 2020 Equity Incentive Plan, indicating it is part of the regular long-term incentive program rather than an open-market purchase.
SCHICIANO KENNETH T reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Kenneth T. Schiciano received an equity award in the form of restricted stock units. On June 10, 2026, he was granted 1,390 shares of common stock at no cash cost under the company’s 2020 Equity Incentive Plan, bringing his direct holdings to 1,945 shares.
Portney Emily Hope reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings director Emily Hope Portney reported a compensation-related equity grant and updated holdings. On June 10, 2026, she received 1,390 shares of common stock as a grant of restricted stock units under the company’s 2020 Equity Incentive Plan, with no purchase price. Following the grant, she directly holds 2,174 common shares and indirectly holds 3,656 common shares through an entity described as “By GRAT.”
Chwick Jane reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Jane Chwick received an equity award of 1,390 shares of common stock. The Form 4 shows this as a grant or award transaction with no cash price per share reported. Following the award, she directly holds 9,829 shares of MarketAxess common stock.
The footnote explains that the award is in the form of restricted stock units granted under the company’s 2020 Equity Incentive Plan, indicating this is part of routine director compensation rather than an open‑market purchase or sale.
Begleiter Steven L reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Steven L. Begleiter received a stock-based compensation award. On June 10, 2026, he was granted 1,390 restricted stock units under the company’s 2020 Equity Incentive Plan, with no cash price per share.
After this award, Begleiter directly holds 12,074 shares of common stock, reflecting a routine equity incentive grant rather than an open-market purchase or sale.
HERNANDEZ CARLOS MAURICIO reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Carlos Mauricio Hernandez received a grant of 2,616 shares of Common Stock on June 10, 2026 as a stock award. The shares were granted at a price of $0.00 per share as restricted stock units under the Company’s 2020 Equity Incentive Plan.
After this award, Hernandez directly owns 13,106 shares of MarketAxess common stock. The Form 4 also reports 12,480 shares held indirectly through a GRAT, reflecting an existing indirect position rather than a new market transaction.
Gibson Kourtney reported acquisition or exercise transactions in this Form 4 filing.
MarketAxess Holdings Inc. director Kourtney Gibson received a grant of 1,390 shares of common stock in the form of restricted stock units under the company’s 2020 Equity Incentive Plan on June 10, 2026. These were granted at no cash cost, increasing her direct holdings to 4,542 shares.
Hoornweg Roberto reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director Roberto Hoornweg received an equity award in the form of restricted stock units. On June 10, 2026, he was granted 1,390 shares of common stock at no cash cost under the company’s 2020 Equity Incentive Plan, increasing his directly held shares to 2,389. This is a compensation-related grant rather than an open-market purchase or sale.
Cruger William Frank Jr. reported acquisition or exercise transactions in this Form 4 filing.
MARKETAXESS HOLDINGS INC director William Frank Cruger Jr. reported receiving an equity grant of 1,390 shares of common stock on 2026-06-10. The award, reported at a price of $0.00 per share, represents restricted stock units granted under the company’s 2020 Equity Incentive Plan, so it is compensation rather than an open-market purchase. Following this grant, he directly holds 10,197 shares of MarketAxess common stock.
MarketAxess Holdings Inc. reported the results of its 2026 Annual Meeting of Stockholders. A total of 31,926,796 shares were present or represented by proxy, representing 90.75% of shares entitled to vote. Stockholders elected all 12 director nominees, each receiving over 29 million votes in favor.
They ratified PricewaterhouseCoopers LLP as independent registered public accounting firm for the year ending December 31, 2026, with 30,900,982 votes for and 1,018,139 against. The advisory say-on-pay proposal passed, receiving 30,009,045 votes for and 677,528 against. A stockholder proposal to change the special stockholder meeting right did not pass, with 8,729,100 votes for and 21,935,501 against.