Welcome to our dedicated page for Mount Logan Cap SEC filings (Ticker: MLCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Mount Logan Capital Inc. filings document an asset management and insurance solutions issuer with common stock and 8.00% Senior Notes Due 2031 listed on Nasdaq. Disclosures cover operating and financial results, material agreements, capital-structure matters, senior debt and guaranty obligations under credit agreements, and relationships with BC Partners Advisors L.P. and affiliated investment advisers that support the asset management segment.
Proxy statements and current reports also address board elections, auditor ratification, executive appointments, shareholder voting matters, governance disclosures, and other material events affecting the company's public-company reporting profile.
Mount Logan Capital Inc. filed an amended initial insider report for Chief Compliance Officer David Held. The filing lists his holdings of Common Stock, par value $0.001 per share, and shows 0 shares of this stock owned directly after the reported date.
Mount Logan Capital Inc. director Matthew Joseph Westwood filed an amended initial ownership report showing his position in the company’s common stock. The Form 3/A indicates he holds 0 shares of common stock directly following the reported holding entry, and does not reflect any buy or sell transaction.
Mount Logan Capital Inc. President Henry Han-Wei Wang filed an amended Form 3 updating his ownership in the company. The filing reports that he directly holds 50,155 shares of Common Stock, par value $0.001 per share, and does not show any new purchase or sale transactions.
Mount Logan Capital Inc. director Allen David Brian filed an amended ownership report showing his holdings of common stock. The filing lists 31,617 shares of Common Stock, par value $0.001 per share, held directly. This Form 3/A reflects ownership, not a new buy or sell transaction.
Mount Logan Capital Inc. director Ratchford Buckley T. filed an amended insider ownership report. The filing shows direct ownership of 31,617 shares of Common Stock, par value $0.001 per share, after the reported holdings entry, without indicating any new purchase or sale activity.
Mount Logan Capital Inc. director Liak Yuan Yi Sabrina filed an amended initial ownership report, showing direct beneficial ownership of 39,256 shares of Common Stock, par value $0.001 per share. The filing reflects a holding entry rather than a reported purchase or sale.
Mount Logan Capital Inc. Chief Financial Officer Nikita Klassen filed an amended Form 3 to correct previously reported share holdings. The amendment explains that of the 16,736 shares of common stock initially reported, 7,403 shares were withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
After reflecting these withheld shares, Klassen now directly holds 9,333 shares of Mount Logan Capital common stock. The amendment states that all other information from the original Form 3 remains unchanged.
Mount Logan Capital Inc. is a Delaware-based alternative asset manager and insurance solutions company with two segments: Asset Management and Insurance Solutions. Formed in 2018, it focuses on private credit and annuity reinsurance in North America.
As of December 31, 2025, the Asset Management segment oversaw total AUM in excess of $2.1 billion, including $1.5 billion of permanent or semi-permanent capital, and measures performance primarily through Fee Related Earnings. The Insurance Solutions segment operates through Ability Insurance Company, a Nebraska-domiciled reinsurer of multi-year guaranteed annuities, targeting Spread Related Earnings.
Ability has reinsured MYGA business via quota share agreements with Atlantic Coast Life Insurance Company, Sentinel Security Life Insurance Company and National Security Group, supported by $10 million of initial capital and an incremental $37.2 million of contributions as of December 31, 2025. Mount Logan completed a Business Combination on September 12, 2025 with Legacy Mount Logan and 180 Degree Capital Corp., becoming a Nasdaq-traded company with 11,196,169 shares of common stock outstanding as of March 18, 2026.
The company discloses extensive risk factors, including revenue variability, competition, regulatory capital requirements, cybersecurity and AI-related technology risks, and heavy insurance regulation. It also reports misconduct by a former employee involving two portfolio companies, for which approximately $0.7 million inclusive of interest has been repaid to one portfolio company and up to $1.3 million of related fees are under review, with an investigation and remedial measures ongoing.
Mount Logan Capital Inc. is a Delaware-based alternative asset manager and insurance solutions company with two segments: Asset Management and Insurance Solutions. Formed in 2018, it focuses on private credit and annuity reinsurance in North America.
As of December 31, 2025, the Asset Management segment oversaw total AUM in excess of $2.1 billion, including $1.5 billion of permanent or semi-permanent capital, and measures performance primarily through Fee Related Earnings. The Insurance Solutions segment operates through Ability Insurance Company, a Nebraska-domiciled reinsurer of multi-year guaranteed annuities, targeting Spread Related Earnings.
Ability has reinsured MYGA business via quota share agreements with Atlantic Coast Life Insurance Company, Sentinel Security Life Insurance Company and National Security Group, supported by $10 million of initial capital and an incremental $37.2 million of contributions as of December 31, 2025. Mount Logan completed a Business Combination on September 12, 2025 with Legacy Mount Logan and 180 Degree Capital Corp., becoming a Nasdaq-traded company with 11,196,169 shares of common stock outstanding as of March 18, 2026.
The company discloses extensive risk factors, including revenue variability, competition, regulatory capital requirements, cybersecurity and AI-related technology risks, and heavy insurance regulation. It also reports misconduct by a former employee involving two portfolio companies, for which approximately $0.7 million inclusive of interest has been repaid to one portfolio company and up to $1.3 million of related fees are under review, with an investigation and remedial measures ongoing.
Mount Logan Capital reported a challenging 2025, with consolidated net loss of $60.8 million, compared with a loss of $10.4 million in 2024, and basic EPS of ($7.08) versus ($1.70) a year earlier. Total revenues rose to $53.6 million from $49.8 million as the business shifted following its combination with 180 Degree Capital.
In Asset Management, revenue was $13.0 million, down 14%, and fee-related earnings slipped to $8.5 million from $9.1 million, despite a $4.5 million gain on the 180 Degree acquisition and new advisory fees. Insurance Solutions generated $79.0 million of net investment income including VIEs, down 15%, and spread-related earnings fell from $13.7 million to approximately breakeven, pressured by lower yields and higher funding costs, including a $25.5 million goodwill impairment.
Subsequent actions focused on growth and capital returns. A Mount Logan–managed fund agreed to acquire over $100 million of assets from Yieldstreet Alternative Income Fund, which is expected to increase annual fee-related earnings by at least $2.8 million. The company also agreed to manage an additional $125 million of assets, declared a $0.03 quarterly dividend, issued $40 million of senior notes, completed a $15 million tender offer for about 12% of outstanding shares, and approved a $10 million share repurchase program.
Mount Logan Capital reported a challenging 2025, with consolidated net loss of $60.8 million, compared with a loss of $10.4 million in 2024, and basic EPS of ($7.08) versus ($1.70) a year earlier. Total revenues rose to $53.6 million from $49.8 million as the business shifted following its combination with 180 Degree Capital.
In Asset Management, revenue was $13.0 million, down 14%, and fee-related earnings slipped to $8.5 million from $9.1 million, despite a $4.5 million gain on the 180 Degree acquisition and new advisory fees. Insurance Solutions generated $79.0 million of net investment income including VIEs, down 15%, and spread-related earnings fell from $13.7 million to approximately breakeven, pressured by lower yields and higher funding costs, including a $25.5 million goodwill impairment.
Subsequent actions focused on growth and capital returns. A Mount Logan–managed fund agreed to acquire over $100 million of assets from Yieldstreet Alternative Income Fund, which is expected to increase annual fee-related earnings by at least $2.8 million. The company also agreed to manage an additional $125 million of assets, declared a $0.03 quarterly dividend, issued $40 million of senior notes, completed a $15 million tender offer for about 12% of outstanding shares, and approved a $10 million share repurchase program.
Mount Logan Capital Inc. announced that its managed Opportunistic Credit Interval Fund (SOFIX) has signed a definitive agreement to acquire the assets and non-discharged liabilities of Yieldstreet Alternative Income Fund (YS AIF) in exchange for newly issued SOFIX shares. The Asset Acquisition is expected to add over $100 million of assets, nearly doubling SOFIX’s size, and Mount Logan estimates incremental annual fee-related earnings of about $2.8 million, representing more than 30% of trailing twelve-month FRE as of December 31, 2025, with the transaction expected to be immediately accretive upon closing.
Closing is targeted for late Q2 or Q3 2026, subject to regulatory approvals, SEC effectiveness of a registration statement and approval by a majority of YS AIF shareholders; SOFIX shareholder approval is not required. In connection with the deal, Mount Logan Management (MLM) and Willow Asset Management (Willow) entered into a two-year Transition Services Agreement, under which Willow will provide access to historical YS AIF books and records and related services for up to $5,000,000 in consideration, consisting of $2,000,000 cash at closing, $1,000,000 in Mount Logan common stock and up to $2,000,000 in additional rebates or cash payments over the service period.
Mount Logan Capital Inc. announced that its managed Opportunistic Credit Interval Fund (SOFIX) has signed a definitive agreement to acquire the assets and non-discharged liabilities of Yieldstreet Alternative Income Fund (YS AIF) in exchange for newly issued SOFIX shares. The Asset Acquisition is expected to add over $100 million of assets, nearly doubling SOFIX’s size, and Mount Logan estimates incremental annual fee-related earnings of about $2.8 million, representing more than 30% of trailing twelve-month FRE as of December 31, 2025, with the transaction expected to be immediately accretive upon closing.
Closing is targeted for late Q2 or Q3 2026, subject to regulatory approvals, SEC effectiveness of a registration statement and approval by a majority of YS AIF shareholders; SOFIX shareholder approval is not required. In connection with the deal, Mount Logan Management (MLM) and Willow Asset Management (Willow) entered into a two-year Transition Services Agreement, under which Willow will provide access to historical YS AIF books and records and related services for up to $5,000,000 in consideration, consisting of $2,000,000 cash at closing, $1,000,000 in Mount Logan common stock and up to $2,000,000 in additional rebates or cash payments over the service period.