Mount Logan CCO buys 946 shares at $3.39

Mount Logan Capital Inc. (MLCI) reported that Chief Compliance Officer David Held purchased 946 shares of common stock on August 19, 2026 at $3.39 per share in an open-market or private transaction.

Rhea-AI Filing Summary

Mount Logan Capital Inc. (MLCI) reported that Chief Compliance Officer David Held purchased 946 shares of common stock on August 19, 2026 at $3.39 per share in an open-market or private transaction. Following this purchase, he beneficially owns 4,763 shares, which include unvested restricted stock units.

Insider Trade Summary

Net Buyer: 946 shares

Net Buy 1 txn

Insider Held David

Role Chief Compliance Officer

Bought 946 shs ($3K)

Type	Security	Shares	Price	Value
Purchase	Common Stock, par value $0.001 per share F1	946	$3.39	$3K

Holdings After Transaction: Common Stock, par value $0.001 per share — 4,763 shares (Direct)

Footnotes (1)

1. F1. Includes unvested restricted stock units.

Key Figures

Shares purchased: 946 shares Purchase price per share: $3.39 per share Total shares owned after transaction: 4,763 shares

3 metrics

Shares purchased 946 shares Common stock purchased on August 19, 2026

Purchase price per share $3.39 per share Price for the August 19, 2026 purchase transaction

Total shares owned after transaction 4,763 shares Post-transaction holdings including unvested restricted stock units

Key Terms

restricted stock units, beneficially owns, open-market or private transaction

3 terms

restricted stock units financial

"Includes unvested restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

beneficially owns financial

"Following this purchase, he beneficially owns 4,763 shares"

Beneficially owns means a person or entity enjoys the economic benefits and control of a security even if the legal title or registration is held in another name. Think of it like having the keys and profits from a car that is registered to a friend: you use it, benefit from it, and make decisions about it even though the official paperwork lists someone else. For investors, this matters because it reveals who truly controls shares, affects voting power, potential conflicts of interest, and regulatory disclosure obligations.

open-market or private transaction financial

"Purchase in open market or private transaction"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MLCI report for David Held on August 19, 2026?

The filing reports that David Held purchased 946 shares of Mount Logan Capital Inc. common stock on August 19, 2026 at a price of $3.39 per share in an open-market or private transaction.

What is David Held’s total reported ownership in MLCI after this transaction?

After the transaction, David Held beneficially owns 4,763 shares of Mount Logan Capital Inc. common stock. A footnote specifies that this total includes unvested restricted stock units.

Was the MLCI insider trade by David Held a purchase or a sale?

The transaction was a purchase. David Held acquired 946 shares of Mount Logan Capital Inc. common stock, coded as a P transaction, described as a purchase in an open-market or private transaction.

At what price did David Held buy MLCI shares in this Form 4 filing?

David Held bought the shares at a price of $3.39 per share for Mount Logan Capital Inc. common stock, as disclosed in the Form 4 transaction details.

Does David Held’s reported MLCI ownership include unvested awards?

Yes. A footnote states that the 4,763 shares reported as held by David Held include unvested restricted stock units, meaning the total combines vested shares and those unvested RSUs.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 08:32 PM EDT Accepted by SEC EDGAR 08/20/2026 - 08:31 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Held David

(Last) (First) (Middle)

650 MADISON AVE.

3RD FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Mount Logan Capital Inc. [ MLCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.001 per share	08/19/2026		P		946	A	$3.39	4,763(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes unvested restricted stock units.

Remarks:

	/s/ David Held	08/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)