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  4. [Form 4] MARSH & MCLENNAN COMPANIES, INC. Insider Trading Activity

Marsh & McLennan (NYSE: MMC) grants 14,907 RSUs to executive

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Marsh & McLennan Companies reported that Dean Michael Klisura, President & CEO of Guy Carpenter, received a grant of 14,907 restricted stock units. Each unit converts into one share of Marsh & McLennan common stock on a 1-for-1 basis.

The restricted stock units vest in three equal annual installments on May 15, 2027, May 15, 2028 and May 15, 2029. Following this award, Klisura is reported as directly holding 14,907 restricted stock units tied to common stock.

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Insider Klisura Dean Michael
Role President & CEO, Guy Carpenter
Type Security Shares Price Value
Grant/Award Restricted Stock Units 14,907 $0.00 --
Holdings After Transaction: Restricted Stock Units — 14,907 shares (Direct, null)
Footnotes (1)
  1. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029. Not applicable.
RSU grant size 14,907 units Restricted stock units granted to Dean Michael Klisura
Conversion ratio 1-for-1 Each RSU converts into one share of common stock
Vesting date 1 May 15, 2027 First of three equal annual vesting installments
Vesting date 2 May 15, 2028 Second of three equal annual vesting installments
Vesting date 3 May 15, 2029 Final vesting installment for the RSU award
Holdings after grant 14,907 units Total restricted stock units following the reported transaction
Restricted Stock Units financial
"The security title is listed as Restricted Stock Units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
1-for-1 basis financial
"The security converts to common stock on a 1-for-1 basis."
vest in three equal annual installments financial
"These restricted stock units vest in three equal annual installments."
Common Stock financial
"Underlying security title is shown as Common Stock."
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Klisura Dean Michael
(Last)(First)(Middle)
1166 AVENUE OF THE AMERICAS
NEW YORK, NY,
(Street)
NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
MARSH & MCLENNAN COMPANIES, INC. [ MRSH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President & CEO, Guy Carpenter
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/01/2026A(2)14,907 (3) (3)Common Stock14,907$014,907D
Explanation of Responses:
1. The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
2. These restricted stock units vest in three equal annual installments on May 15, 2027, 2028 and 2029.
3. Not applicable.
/s/ Tessa Patti, Attorney-in-fact05/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did MMC report for Dean Michael Klisura?

Marsh & McLennan reported that Dean Michael Klisura received 14,907 restricted stock units. These equity awards are part of his compensation and give him rights to receive common shares as they vest over time.

How many restricted stock units did the MMC executive receive?

Dean Michael Klisura received 14,907 restricted stock units. Each unit represents the right to receive one share of Marsh & McLennan common stock, subject to the vesting schedule described in the Form 4 filing.

What is the vesting schedule for the 14,907 MMC restricted stock units?

The 14,907 restricted stock units vest in three equal annual installments. Vesting occurs on May 15, 2027, May 15, 2028 and May 15, 2029, aligning executive incentives with longer-term company performance.

How do the MMC restricted stock units convert into common stock?

Each restricted stock unit converts into Marsh & McLennan common stock on a 1-for-1 basis. Once vested, each of the 14,907 units delivers one share, directly linking the award’s value to the company’s share price.

What is Dean Michael Klisura’s role at Marsh & McLennan?

Dean Michael Klisura is President and CEO of Guy Carpenter, a Marsh & McLennan business. The Form 4 shows he received restricted stock units as part of his equity compensation in that senior leadership position.

Does the Form 4 indicate any stock sales by the MMC executive?

The Form 4 only reports an acquisition of 14,907 restricted stock units as a grant or award. It does not show any open-market stock sales or dispositions in this specific filing, focusing solely on the new equity grant.