Welcome to our dedicated page for NYLI MacKay DefinedTerm Muni Opps Fund SEC filings (Ticker: MMD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
NYLI MacKay DefinedTerm Muni Opportunities Fund (NYSE: MMD) files regulatory documents with the U.S. Securities and Exchange Commission as a closed-end management investment company organized as a Delaware statutory trust. These SEC filings provide formal detail on its operations, governance, investment objectives, and shareholder matters.
Among the key documents are proxy statements such as the definitive proxy statement (DEF 14A), which describes the Annual Meeting of Shareholders, the election of Trustees, voting procedures, quorum requirements, and how proxies can be submitted or revoked. This type of filing also outlines the structure of the Board of Trustees, including its division into classes serving multi-year terms, and explains how shareholders participate in governance through voting.
Other periodic reports, referenced in the proxy materials as annual and semi-annual reports, include financial statements and additional information about the fund’s portfolio and results. While those reports are not reproduced here, they are available to shareholders upon request at no charge, as noted in the proxy statement.
On this page, users can access MMD’s SEC filings and benefit from AI-powered summaries that explain the purpose and main points of each document in plain language. Filings such as proxy statements, annual reports, and other required submissions are updated as they become available from EDGAR. This helps investors quickly understand topics like Trustee elections, shareholder meeting logistics, and the fund’s formal disclosures around its objective of seeking tax-exempt income and total return through predominantly municipal bond investments.
NYLI MacKay DefinedTerm Muni Opportunities Fund disclosed insider holdings information for advisory board member Jivraj Adeel. As of the event date of January 1, 2026, the filing reports that Adeel beneficially owned 0 shares of beneficial interest, held directly. This is an initial ownership report that establishes Adeel’s starting position as an advisory board member without any reported equity stake in the fund.
NYLI MacKay DefinedTerm Muni Opportunities Fund insider Stephanie Lynch reports no beneficial ownership in the fund’s shares. Lynch, who serves as an Advisory Board Member, filed an initial insider ownership statement indicating she holds 0 shares of beneficial interest directly. This filing establishes a baseline record of her current holdings status with the fund.
NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD)
NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD)11/20/2025, the reporting person sold 11,964.7151 shares of beneficial interest of the fund at a price of $14.84 per share, coded as a sale transaction. After this trade, the reporting person reported owning 0 shares, with all holdings shown as directly owned before the transaction.
First Trust Portfolios L.P., First Trust Advisors L.P., and The Charger Corporation filed a Schedule 13G reporting beneficial ownership of 1,207,941 common shares of NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD), representing 6.43% of the class as of the event date 09/30/2025.
The filers report 0 shares with sole voting power, 1,274 shares with shared voting power, 0 shares with sole dispositive power, and 1,207,941 shares with shared dispositive power. The shares are largely held by unit investment trusts sponsored by First Trust; the trustee votes those shares to mirror outside holders, and the filers disclaim beneficial ownership. The certification states the securities were acquired and are held in the ordinary course and not to change or influence control.
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