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NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) advisory board member reports no share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NYLI MacKay DefinedTerm Muni Opportunities Fund insider Stephanie Lynch reports no beneficial ownership in the fund’s shares. Lynch, who serves as an Advisory Board Member, filed an initial insider ownership statement indicating she holds 0 shares of beneficial interest directly. This filing establishes a baseline record of her current holdings status with the fund.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Lynch Stephanie

(Last) (First) (Middle)
51 MADISON AVENUE

(Street)
NEW YORK NY 10010

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2026
3. Issuer Name and Ticker or Trading Symbol
NYLI MacKay DefinedTerm Muni Opportunities Fund [ MMD ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Advisory Board Member
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Shares of beneficial interest 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Thomas C. Humbert, Jr., Attorney-in-Fact 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the reporting person in the NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) insider filing?

The reporting person is Stephanie Lynch, who is identified as an Advisory Board Member of NYLI MacKay DefinedTerm Muni Opportunities Fund.

What position does Stephanie Lynch hold with NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD)?

Stephanie Lynch is listed as an Advisory Board Member, and she is not reported as a director, officer, or 10% owner of the fund.

How many NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) shares does Stephanie Lynch report owning?

She reports beneficial ownership of 0 shares of beneficial interest, held in direct form.

Does the filing for NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) show any derivative securities for Stephanie Lynch?

No derivative securities are listed for Stephanie Lynch in the table of derivative securities beneficially owned.

What type of filing is this for NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD)?

This is an initial insider ownership report, documenting the baseline beneficial ownership status of Advisory Board Member Stephanie Lynch.

Is this insider filing for NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) submitted by more than one reporting person?

No. The document indicates that it is filed by one reporting person, covering only Stephanie Lynch.

NYLI MacKay DefinedTerm Muni Opps Fund

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18.78M
87.14%
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