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NYLIM MacKay fund: Lisa Marie Hornby holds 0 shares

For NYLIM MacKay DefinedTerm Muni Opportunities Fund, Lisa Marie Hornby, identified as SMD of Advisor, reports a direct holding of 0 shares of beneficial interest, dated October 26, 2026.

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Form Type
3

Rhea-AI Filing Summary

For NYLIM MacKay DefinedTerm Muni Opportunities Fund, Lisa Marie Hornby, identified as SMD of Advisor, reports a direct holding of 0 shares of beneficial interest, dated October 26, 2026.

Insider Hornby Lisa Marie
Role Insider
Type Security Shares Price Value
Holding Share of beneficial interest -- -- --
Holdings: Share of beneficial interest — 0 shares (Direct)
Direct shares held 0 shares Dated October 26, 2026

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How many MMD shares does Lisa Marie Hornby report holding?

Lisa Marie Hornby reports 0 shares of beneficial interest held directly, dated October 26, 2026. She is identified as SMD of Advisor.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Hornby Lisa Marie

(Last)(First)(Middle)
51 MADISON AVENUE

(Street)
NEW YORK NEW YORK 10010

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
10/26/2026
3. Issuer Name and Ticker or Trading Symbol
NYLIM MacKay DefinedTerm Muni Opportunities Fund [ MMD ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
SMD of Advisor
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Share of beneficial interest0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/Thomas C. Humbert, Attorney-in-Fact11/04/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

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