NYLI MacKay Fund subadvisor CEO reports no holdings

NYLI MacKay DefinedTerm Muni Opportunities Fund insider Alison Hiers Micucci, identified as CEO of the Subadvisor, reports her initial beneficial ownership position in the fund’s shares of beneficial interest.

Accepted by SEC EDGAR 08/06/2026 - 04:40 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

NYLI MacKay DefinedTerm Muni Opportunities Fund insider Alison Hiers Micucci, identified as CEO of the Subadvisor, reports her initial beneficial ownership position in the fund’s shares of beneficial interest. As of 2025-01-01, she reports 0 shares held with direct ownership status and no reportable transactions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Micucci Alison Hiers

Role Insider

Type	Security	Shares	Price	Value
Holding	Shares of beneficial interest	--	--	--

Holdings: Shares of beneficial interest — 0 shares (Direct)

Key Figures

Total shares following holding entry: 0.0000 shares Holding entries reported: 1 Buy transactions: 0 +2 more

5 metrics

Total shares following holding entry 0.0000 shares Beneficial ownership of shares of beneficial interest as of 2025-01-01

Holding entries reported 1 Number of holding entries in the transaction summary

Buy transactions 0 BuyCount in transaction summary for this insider

Sell transactions 0 SellCount in transaction summary for this insider

Transaction date 2025-01-01 Date associated with the reported holding in shares of beneficial interest

Key Terms

Shares of beneficial interest, beneficial ownership, Subadvisor

3 terms

Shares of beneficial interest financial

"The security title is listed as "Shares of beneficial interest""

beneficial ownership financial

"Initial beneficial ownership position is reported as 0 shares"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Subadvisor financial

"Her relationship to the fund is described as CEO of Subadvisor"

An investment manager hired by a primary adviser, mutual fund, ETF sponsor, or pension plan to run part or all of an investment portfolio on its behalf. A subadvisor makes the day-to-day security selections and implements the strategy while the main adviser retains legal responsibility and often handles client relations and reporting. Investors care because a subadvisor’s style, experience, and fees affect performance, risk and the overall costs of owning the fund or account.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does this Form 3 for MMD report about Alison Hiers Micucci?

It reports that Alison Hiers Micucci, CEO of the Subadvisor, has an initial beneficial ownership position of 0 shares of NYLI MacKay DefinedTerm Muni Opportunities Fund as of 2025-01-01.

How many MMD shares does Alison Hiers Micucci beneficially own?

The filing shows she beneficially owns 0 shares of beneficial interest in NYLI MacKay DefinedTerm Muni Opportunities Fund, with 0.0000 total shares reported following the holding entry as of 2025-01-01.

What type of security is reported in the MMD Form 3?

The security reported is “Shares of beneficial interest” of NYLI MacKay DefinedTerm Muni Opportunities Fund, with the total reported beneficial ownership for Alison Hiers Micucci listed as 0.0000 shares after the reported holding entry.

Is Alison Hiers Micucci a director or 10% owner of MMD?

The report indicates she is not a director and not a 10% owner of NYLI MacKay DefinedTerm Muni Opportunities Fund; her relationship is described instead as “CEO of Subadvisor.”

Are there any buy or sell transactions reported in this MMD Form 3?

No buy or sell transactions are reported. The data show 0 buy and 0 sell entries, with one holding entry and total shares following that entry listed as 0.0000.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Micucci Alison Hiers

(Last) (First) (Middle)

299 PARK AVE

32ND FLOOR

(Street)

NEW YORK NEW YORK 10171

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
01/01/2025

3. Issuer Name and Ticker or Trading Symbol
NYLI MacKay DefinedTerm Muni Opportunities Fund [ MMD ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			CEO of Subadvisor

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Shares of beneficial interest	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Thomas C. Humbert, Attorney-in-Fact	08/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)