NYLI MacKay Fund (NYSE: MMD) subadvisor CEO lists zero share ownership
Rhea-AI Filing Summary
NYLI MacKay DefinedTerm Muni Opportunities Fund insider Alison Hiers Micucci, identified as CEO of the Subadvisor, reports her initial beneficial ownership position in the fund’s shares of beneficial interest. As of 2025-01-01, she reports 0 shares held with direct ownership status and no reportable transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Micucci Alison Hiers
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Shares of beneficial interest | -- | -- | -- |
Holdings After Transaction:
Shares of beneficial interest — 0 shares (Direct)
Key Figures
Total shares following holding entry: 0.0000 shares
Holding entries reported: 1
Buy transactions: 0
+2 more
5 metrics
Total shares following holding entry
0.0000 shares
Beneficial ownership of shares of beneficial interest as of 2025-01-01
Holding entries reported
1
Number of holding entries in the transaction summary
Buy transactions
0
BuyCount in transaction summary for this insider
Sell transactions
0
SellCount in transaction summary for this insider
Transaction date
2025-01-01
Date associated with the reported holding in shares of beneficial interest
Key Terms
Shares of beneficial interest, beneficial ownership, Subadvisor
3 terms
beneficial ownership financial
"Initial beneficial ownership position is reported as 0 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Subadvisor financial
"Her relationship to the fund is described as CEO of Subadvisor"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does this Form 3 for MMD report about Alison Hiers Micucci?
It reports that Alison Hiers Micucci, CEO of the Subadvisor, has an initial beneficial ownership position of 0 shares of NYLI MacKay DefinedTerm Muni Opportunities Fund as of 2025-01-01.
What type of security is reported in the MMD Form 3?
The security reported is “Shares of beneficial interest” of NYLI MacKay DefinedTerm Muni Opportunities Fund, with the total reported beneficial ownership for Alison Hiers Micucci listed as 0.0000 shares after the reported holding entry.
Is Alison Hiers Micucci a director or 10% owner of MMD?
The report indicates she is not a director and not a 10% owner of NYLI MacKay DefinedTerm Muni Opportunities Fund; her relationship is described instead as “CEO of Subadvisor.”
Are there any buy or sell transactions reported in this MMD Form 3?
No buy or sell transactions are reported. The data show 0 buy and 0 sell entries, with one holding entry and total shares following that entry listed as 0.0000.