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  4. [Form 4/A] Marcus & Millichap, Inc. Amended Insider Trading Activity

Marcus & Millichap (MMI) CFO awarded 10,589 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

DeGennaro Steven F. reported acquisition or exercise transactions in this Form 4 filing.

Marcus & Millichap EVP and CFO Steven F. DeGennaro received equity-based compensation in the form of restricted stock units. On February 6, 2025, he was granted 5,319 and 5,270 restricted stock units, for a total of 10,589 units. Each unit represents a contingent right to receive one share of the company’s common stock. The restricted stock units vest in four equal annual installments beginning on March 10, 2026, aligning his compensation with long-term shareholder interests.

Positive

  • None.

Negative

  • None.
Insider DeGennaro Steven F.
Role EVP and CFO
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5,319 $0.00 --
Grant/Award Restricted Stock Units 5,270 $0.00 --
Holdings After Transaction: Restricted Stock Units — 5,319 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments beginning March 10, 2026.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
DeGennaro Steven F.
(Last) (First) (Middle)
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO
(Street)
CALABASAS CA 91302
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Marcus & Millichap, Inc. [ MMI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/12/2026 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/06/2025 A 5,319 (2) (2) Common Stock 5,319 $0 5,319 D
Restricted Stock Units (1) 02/06/2025 A 5,270 (2) (2) Common Stock 5,270 $0 5,270 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
2. The restricted stock units vest in four equal annual installments beginning March 10, 2026.
/s/ Steven F. DeGennaro 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider equity awards did MMI grant to EVP and CFO Steven F. DeGennaro?

Marcus & Millichap granted Steven F. DeGennaro two restricted stock unit awards on February 6, 2025, totaling 10,589 units. The grants consist of 5,319 and 5,270 restricted stock units, each representing a contingent right to receive one share of common stock.

How many Marcus & Millichap (MMI) restricted stock units did the CFO acquire?

The CFO acquired a total of 10,589 restricted stock units through two grant transactions. One grant covered 5,319 units and the other 5,270 units, both dated February 6, 2025, and reported as grant, award, or other acquisition transactions.

When do Steven F. DeGennaro’s MMI restricted stock units vest?

The restricted stock units vest in four equal annual installments beginning on March 10, 2026. This means the awards are scheduled to vest over a four-year period, with one quarter of the units becoming deliverable each year starting on that date.

What does each Marcus & Millichap restricted stock unit represent for the CFO awards?

Each restricted stock unit granted to the CFO represents a contingent right to receive one share of Marcus & Millichap common stock. Delivery of the underlying shares depends on the units vesting under the specified four-year vesting schedule beginning March 10, 2026.

Were the MMI CFO’s restricted stock units reported as purchases or awards?

The transactions were reported as grants or awards, coded as “A” for grant, award, or other acquisition. They reflect equity compensation in the form of restricted stock units, not open-market purchases, with zero price per unit in the filing details.