Marcus & Millichap (MMI) EVP settles 24,201 RSUs and has 40,483 shares

Rhea-AI Filing Summary

Marcus & Millichap, Inc. EVP & COO Parker John David reported multiple stock-settlement transactions on March 10, 2026. He exercised or settled 24,201 restricted stock units, each converting into one share of common stock at a conversion price of $0.00 per share.

To cover withholding taxes on these RSU settlements, the issuer withheld a total of 12,140 shares of common stock at a price of $26.43 per share, reported under transaction code F. After these transactions, Parker directly owned 40,483 shares of Marcus & Millichap common stock, which includes 764 shares purchased under the company’s employee stock purchase plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parker John David

(Last) (First) (Middle)

C/O MARCUS & MILLICHAP, INC.

23975 PARK SORRENTO, SUITE 400

(Street)

CALABASAS CA 91302

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Marcus & Millichap, Inc. [ MMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & COO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		M		3,492	A	(1)	31,150	D
Common Stock	03/10/2026		F(2)		1,564	D	$26.43	29,586	D
Common Stock	03/10/2026		M		2,169	A	(1)	31,755	D
Common Stock	03/10/2026		F(2)		1,108	D	$26.43	30,647	D
Common Stock	03/10/2026		M		2,654	A	(1)	33,301	D
Common Stock	03/10/2026		F(2)		1,356	D	$26.43	31,945	D
Common Stock	03/10/2026		M		11,756	A	(1)	43,701	D
Common Stock	03/10/2026		F(2)		6,002	D	$26.43	37,699	D
Common Stock	03/10/2026		M		4,130	A	(1)	41,829	D
Common Stock	03/10/2026		F(2)		2,110	D	$26.43	40,483(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	03/10/2026		M			2,654	(4)	02/11/2031	Common Stock	2,654	$0	0	D
Restricted Stock Units	(1)	03/10/2026		M			11,756	(5)	02/10/2032	Common Stock	11,756	$0	11,764	D
Restricted Stock Units	(1)	03/10/2026		M			4,130	(6)	02/09/2033	Common Stock	4,130	$0	8,266	D
Restricted Stock Units	(1)	03/10/2026		M			3,492	(7)	02/08/2034	Common Stock	3,492	$0	10,476	D
Restricted Stock Units	(1)	03/10/2026		M			2,169	(8)	02/06/2035	Common Stock	2,169	$0	6,510	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

2. Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on March 10, 2026.

3. Includes 764 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

4. The restricted stock units vest in five equal annual installments beginning March 10, 2022.

5. The restricted stock units vest in five equal annual installments beginning March 10, 2023.

6. The restricted stock units vest in five equal annual installments beginning March 10, 2024.

7. The restricted stock units vest in five equal annual installments beginning March 10, 2025.

8. The restricted stock units vest in four equal annual installments beginning March 10, 2026.

	/s/ Steven DeGennaro as attorney-in-fact for John David Parker	03/12/2026
	** Signature of Reporting Person	Date
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FAQ

What did Marcus & Millichap (MMI) EVP Parker John David report on this Form 4?

He reported settling restricted stock units into common shares. On March 10, 2026, 24,201 RSUs converted into Marcus & Millichap common stock as part of his equity compensation program, with associated tax-withholding share dispositions.

How many restricted stock units did MMI’s EVP settle in this filing?

He settled a total of 24,201 restricted stock units. Each RSU represents a contingent right to receive one share of Marcus & Millichap common stock, vesting over multi-year schedules beginning in 2022, 2023, 2024, 2025 and 2026, as disclosed.

Were any Marcus & Millichap (MMI) shares sold on the open market in this Form 4?

The filing shows no open-market sales. Dispositions are coded F and described as shares withheld by the issuer to pay withholding-tax liabilities arising from RSU settlements, based on the March 10, 2026 closing sale price of $26.43 per share.

How many Marcus & Millichap (MMI) shares were withheld for taxes in this Form 4?

A total of 12,140 common shares were withheld for taxes. Five F-coded transactions show 1,564, 1,108, 1,356, 6,002 and 2,110 shares withheld at $26.43 per share to satisfy RSU-related tax obligations.

What is Parker John David’s direct common stock ownership in MMI after these transactions?

He directly owns 40,483 Marcus & Millichap common shares after the reported transactions. This total includes 764 shares acquired through the company’s employee stock purchase plan, as noted in the footnotes to the filing.

How do the RSUs for Marcus & Millichap’s EVP vest over time?

The RSUs vest in equal annual installments over four or five years. Specific grants begin vesting on March 10 of 2022, 2023, 2024, 2025 and 2026, with each grant’s installments scheduled annually according to the footnote descriptions.