Marcus & Millichap EVP settles 2,808 RSUs

Marcus & Millichap, Inc. executive John David Parker reported the settlement of 2,808 Restricted Stock Units into an equal number of shares of Common Stock on August 10, 2026.

Rhea-AI Filing Summary

Marcus & Millichap, Inc. executive John David Parker reported the settlement of 2,808 Restricted Stock Units into an equal number of shares of Common Stock on August 10, 2026. In connection with this vesting, 1,434 shares of Common Stock were withheld at $30.67 per share to satisfy withholding tax liabilities, with the remaining shares retained. The RSUs are described as vesting in five equal annual installments beginning August 10, 2026, and the filing indicates the transactions were not executed under a Rule 10b5-1 trading plan.

Insider Trade Summary

2,808 shares exercised/converted

Exercise 3 txns

Insider Parker John David

Role EVP & COO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F4	2,808	$0.00	$0.00
Exercise	Common Stock F1	2,808	--	--
Tax Withholding	Common Stock F2, F3	1,434	$30.67	$44K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 43,310 shares (Direct)

Footnotes (4)

1. F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
2. F2. Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on August 10, 2026.
3. F3. Includes 474 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
4. F4. The restricted stock units vest in five equal annual installments beginning August 10, 2026.

Key Figures

RSUs settled: 2,808 shares Shares withheld for taxes: 1,434 shares Tax withholding price: $30.67 per share +2 more

5 metrics

RSUs settled 2,808 shares Restricted Stock Units converted into Common Stock on August 10, 2026

Shares withheld for taxes 1,434 shares Common Stock withheld to satisfy withholding tax liability at vesting

Tax withholding price $30.67 per share Closing sale price on August 10, 2026 used to determine shares withheld

RSU-to-share ratio 1 RSU : 1 share Each restricted stock unit represents one share of common stock

Vesting schedule Five equal annual installments RSUs vest annually beginning August 10, 2026

Key Terms

Restricted Stock Units, withholding tax liability, Employee Stock Purchase Plan, Rule 10b5-1 trading plan

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withholding tax liability financial

"Shares withheld by the Issuer in payment of the withholding tax liability"

Employee Stock Purchase Plan financial

"Includes 474 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan"

An employee stock purchase plan is a company program that lets workers buy shares through small payroll deductions, often at a discount to the market price and after a set offering period. Think of it like a workplace savings plan that turns into ownership: it encourages employees to share in the company’s success and can create predictable buying or selling of stock that investors watch because it affects supply, demand and employee incentives.

Rule 10b5-1 trading plan regulatory

"The Rule 10b5-1 checkbox is not affirmed for these transactions"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Marcus & Millichap (MMI) EVP & COO John David Parker report in this Form 4?

John David Parker reported the settlement of 2,808 Restricted Stock Units into 2,808 shares of Marcus & Millichap Common Stock on August 10, 2026, reflecting routine equity compensation vesting activity.

How many Marcus & Millichap (MMI) shares were withheld for taxes in Parker’s Form 4?

The filing shows 1,434 Common Stock shares were withheld to pay withholding tax liabilities, valued using the $30.67 per share closing sale price on August 10, 2026.

What is the vesting schedule for John David Parker’s RSUs at Marcus & Millichap (MMI)?

A footnote explains the restricted stock units vest in five equal annual installments starting on August 10, 2026, meaning portions of the award become deliverable as stock over five years.

Were Parker’s Marcus & Millichap (MMI) transactions under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, meaning these transactions are not reported as executed under a pre-arranged Rule 10b5-1 trading plan.

Does John David Parker’s Form 4 for Marcus & Millichap (MMI) include any market stock sales?

No open-market sales are reported. The filing shows RSU settlement into Common Stock and shares withheld to cover tax liabilities, rather than discretionary share sales into the market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 05:19 PM Accepted by SEC EDGAR 08/12/2026 - 05:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parker John David

(Last) (First) (Middle)

C/O MARCUS & MILLICHAP, INC.

23975 PARK SORRENTO, SUITE 400

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Marcus & Millichap, Inc. [ MMI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & COO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/10/2026		M		2,808	A	(1)	44,270	D
Common Stock	08/10/2026		F(2)		1,434	D	$30.67	43,310(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/10/2026		M			2,808	(4)	(4)	Common Stock	8,424	$0	0	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

2. Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlements of RSUs. The amount of shares withheld is based on the closing sale price on August 10, 2026.

3. Includes 474 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.

4. The restricted stock units vest in five equal annual installments beginning August 10, 2026.

	/s/ John David Parker	08/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)