Welcome to our dedicated page for 3M SEC filings (Ticker: MMM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The 3M Company (NYSE: MMM) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a multinational manufacturing conglomerate with shares listed on the New York Stock Exchange and also traded on the SIX Swiss Exchange, 3M files a range of reports with the U.S. Securities and Exchange Commission that detail its financial condition, risk factors, governance, and capital structure.
Investors researching MMM can use this page to review current reports on Form 8-K, which 3M uses to disclose material events such as quarterly financial results, updates to full-year guidance, and changes in board composition. For example, 3M has filed Form 8-K reports to furnish third-quarter financial results and to note the retirement of a director from its board. These filings complement the company’s earnings press releases and provide official regulatory context.
In addition to 8-Ks, users can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include segment information for Safety and Industrial, Transportation and Electronics, and Consumer, as well as discussions of legal proceedings, portfolio changes such as the spin-off of the healthcare business into Solventum, and other matters affecting 3M’s operations. Proxy statements and related documents describe board structure and governance practices, while registration statements and debt-related filings outline securities such as notes due in various years.
Stock Titan enhances these filings with AI-generated highlights and explanations, helping readers quickly identify key topics like revenue trends, margin changes, litigation-related disclosures, and capital allocation. Real-time updates from EDGAR mean new MMM filings appear promptly, and users can also review insider-related filings such as Form 4 to track transactions by directors and officers. This combination of raw documents and AI analysis allows investors, researchers, and other stakeholders to navigate 3M’s regulatory record more efficiently.
3M CO EVP & Chief HR Officer Zoe L. Dickson exercised 984 restricted stock units into the same number of 3M common shares on April 1, 2026. At a reference price of $145.25 per share, 449 shares were withheld to cover tax obligations, leaving her with 21,532.9346 directly held shares plus 300 shares held indirectly through a 401k/paesop trust. The restricted stock units convert into common stock on a one-for-one basis and include dividend share equivalents accrued under 3M's Deferred Compensation Plan.
The Vanguard Group filed an amendment to its Schedule 13G/A for 3M Co common stock stating it beneficially owns 0 shares (0%) following an internal realignment effective January 12, 2026. The filing explains certain subsidiaries and business divisions will report separately under SEC Release No. 34-39538.
The amendment (Amendment No. 11) is signed by Ashley Grim, Head of Global Fund Administration, dated 03/26/2026. The filing attributes no sole or shared voting or dispositive power over 3M common stock to The Vanguard Group in this report.
3M Company is soliciting proxies for its 2026 Annual Meeting of Shareholders, to be held virtually on May 12, 2026 at 8:30 a.m. CDT. Shareholders are asked to elect 10 director nominees for one-year terms, ratify PricewaterhouseCoopers LLP as independent auditor for 2026, and approve on an advisory basis the compensation of Named Executive Officers; the Board recommends a vote “FOR” all three items.
The proxy highlights 2025 performance, including returning $4.8 billion to shareholders through dividends and share repurchases, introducing 284 new products with a double‑digit increase in new product sales, and incentive outcomes such as a 26.4% 2025 annual incentive payout tied to 21.3% one‑year total shareholder return and a 118.9% payout on 2023 performance share awards based on 118.4% three‑year total shareholder return. The Board notes that 90% of directors are independent, nine of ten nominees joined since 2021, and CEO target pay is 90% incentive‑based at‑risk, reflecting a strong pay‑for‑performance and governance focus.
Gallagher Paul Joseph reported acquisition or exercise transactions in this Form 4 filing.
3M Group President Paul Joseph Gallagher received a grant of 9,291 restricted stock units (RSUs) on March 2, 2026. These RSUs were awarded at no cash cost per unit and increase his directly owned derivative holdings to 9,291 RSUs.
Each RSU represents a contingent right to receive one share of 3M common stock. The award vests in three equal annual installments beginning on March 2, 2027, aligning Gallagher’s compensation partly with the company’s future share performance over that three-year period.
3M Company executive Kevin H. Rhodes filed an amended Form 4 updating a prior tax-related share disposition. The amendment corrects the number of 3M common shares withheld to cover taxes to 5,837.141 shares on a transaction dated February 2, 2026. After this tax-withholding disposition, Rhodes directly held 32,633.1969 3M common shares. The footnote explains that the originally reported withheld amount had been estimated and is now updated to reflect the actual shares withheld.
3M Company executive Mark W. Murphy filed an amended insider report correcting a prior tax-withholding transaction. On February 2, 2026, 4,793.011 shares of 3M common stock were disposed of at a price of $0.0000 per share to cover tax liabilities by delivering shares rather than paying cash.
After this tax-withholding disposition, Murphy directly owned 13,024.9451 shares of 3M common stock. The amendment states that the number of shares previously reported as withheld for taxes had been estimated and is now updated to reflect the actual shares withheld.
3M Company executive Zoe L. Dickson, EVP & Chief HR Officer, filed an amended Form 4 reporting a tax-withholding disposition of 475.184 shares of 3M common stock on February 2, 2026. The shares were withheld to pay taxes, updating a previously estimated amount. After this adjustment, she directly owned 17,666.2561 shares of common stock.
3M Company Executive Vice President John Patrick Banovetz filed an amended insider trading report updating a prior estimate of shares withheld to cover taxes. On the reported date, 5,629 shares of common stock were disposed of as a tax-withholding disposition, not an open-market sale. After this withholding, Banovetz directly held 38,745.1246 shares of 3M common stock.
3M Group President Beatriz Karina Chavez Rodriguez filed an amended insider trading report updating a prior transaction related to tax withholding on restricted stock. On 02/06/2026, 2,306 shares of 3M common stock were withheld at $172.65 per share to cover taxes, coded as a disposition for tax payment. After this adjustment, she beneficially owns 18,840.3048 shares directly. The amendment clarifies that the original number of shares withheld for taxes had been estimated and is now corrected to the actual amount.