Welcome to our dedicated page for 3M SEC filings (Ticker: MMM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The 3M Company (NYSE: MMM) SEC filings page on Stock Titan provides structured access to the company’s regulatory disclosures, along with AI-powered summaries to help interpret complex documents. As a multinational manufacturing conglomerate with shares listed on the New York Stock Exchange and also traded on the SIX Swiss Exchange, 3M files a range of reports with the U.S. Securities and Exchange Commission that detail its financial condition, risk factors, governance, and capital structure.
Investors researching MMM can use this page to review current reports on Form 8-K, which 3M uses to disclose material events such as quarterly financial results, updates to full-year guidance, and changes in board composition. For example, 3M has filed Form 8-K reports to furnish third-quarter financial results and to note the retirement of a director from its board. These filings complement the company’s earnings press releases and provide official regulatory context.
In addition to 8-Ks, users can access annual reports on Form 10-K and quarterly reports on Form 10-Q, which typically include segment information for Safety and Industrial, Transportation and Electronics, and Consumer, as well as discussions of legal proceedings, portfolio changes such as the spin-off of the healthcare business into Solventum, and other matters affecting 3M’s operations. Proxy statements and related documents describe board structure and governance practices, while registration statements and debt-related filings outline securities such as notes due in various years.
Stock Titan enhances these filings with AI-generated highlights and explanations, helping readers quickly identify key topics like revenue trends, margin changes, litigation-related disclosures, and capital allocation. Real-time updates from EDGAR mean new MMM filings appear promptly, and users can also review insider-related filings such as Form 4 to track transactions by directors and officers. This combination of raw documents and AI analysis allows investors, researchers, and other stakeholders to navigate 3M’s regulatory record more efficiently.
3M EVP & Chief Financial Officer Anurag Maheshwari received new equity awards. On 02/06/2026, he was granted 7,472 restricted stock units, each representing one share of 3M common stock, and 32,346 non-qualified stock options with a $172.65 exercise price.
The restricted stock units vest 100% three years from the grant date. The stock options vest in three equal annual installments on the first, second, and third anniversaries of the grant date, aligning his compensation with longer-term company performance.
3M Group President Christian T. Goralski Jr. reported new equity awards granted on February 6, 2026. He received 5,229 restricted stock units, each representing one share of 3M common stock, which vest 100% three years from the grant date.
He also received a non-qualified stock option covering 22,636 shares of 3M common stock, with an exercise price of $172.65 per share
3M Company executive Zoe L. Dickson, EVP & Chief HR Officer, reported new equity awards. On February 6, 2026, she received 3,122 restricted stock units, each representing one share of 3M common stock, which vest 100% three years from the grant date.
She was also granted a non-qualified stock option for 13,515 shares of 3M common stock at an exercise price of $172.65 per share. These options vest in three equal annual installments on the first, second, and third anniversaries of the grant date and expire on February 5, 2036.
3M Group President Paul Joseph Gallagher received new equity awards. On February 6, 2026, he was granted 3,910 restricted stock units, each representing a right to receive one share of 3M common stock, vesting 100% three years from the grant date.
He was also granted a non-qualified stock option for 16,925 shares of 3M common stock at an exercise price of $172.65 per share. This option will vest and become exercisable in three equal installments on the first, second, and third anniversaries of the grant date. Both awards are reported as directly owned.
3M executive Zoe L. Dickson, EVP & Chief HR Officer, reported stock transactions in common shares of 3M. On
After these transactions, Dickson directly beneficially owns 21,123.4401 shares of 3M common stock and indirectly owns 299 shares through a 401k/paesop Trust. The sale price reflects multiple trades between
3M Group President Beatriz Karina Chavez Rodriguez reported several equity transactions. On February 9, 2026, she sold 1,190 shares of 3M common stock at $171.1301 per share and held 17,649.3048 shares directly afterward.
On February 6, 2026, she received 4,106 restricted stock units, each representing one share of common stock, which vest 100% three years from the grant date. She was also granted a non-qualified stock option for 17,772 shares at an exercise price of $172.65, vesting in three equal annual installments starting one year after the grant.
3M Company reported an insider compensation grant for its Chairman and CEO, William M. Brown. He received a non-qualified stock option covering 188,055 shares of common stock on February 6, 2026 at an exercise price of $172.65 per share.
The option vests in three equal installments on each of the first, second and third anniversaries of the grant date and is scheduled to expire on February 5, 2036. Following this grant, Brown beneficially owns 188,055 derivative securities directly in the form of this option award.
3M Group President Wendy A. Bauer received new equity awards. On February 6, 2026, she was granted 4,547 restricted stock units, each representing one share of 3M common stock, and a non-qualified stock option for 19,683 shares at an exercise price of $172.65 per share.
The RSUs vest 100% three years from the grant date. The stock options vest and become exercisable in three equal annual installments on the first, second, and third anniversaries of the grant date. Both awards are held as direct ownership.
3M Executive Vice President John Patrick Banovetz reported equity awards in the form of derivative securities. On February 6, 2026, he received 2,969 restricted stock units, each representing a contingent right to one share of 3M common stock, which vest 100% three years from the grant date.
On the same date, he was also granted 12,851 non-qualified stock options with an exercise price of $172.65 per share. These options vest and become exercisable in three equal installments on each of the first, second, and third anniversaries of the grant date. All reported holdings are shown as directly owned.
3M director-related account receives deferred stock equivalent compensation. A non-employee director associated with 3M had 313.921 common stock equivalents credited on February 6, 2026 at $165.08 per share under 3M's Compensation Plan for Non-employee Directors. These units are held in a common stock equivalents account, and the director has no voting or investment powers over the account. The position is reported as indirectly owned, labeled "By Corporation," and reflects deferred compensation rather than an open-market stock purchase.