Welcome to our dedicated page for 3M SEC filings (Ticker: MMM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
3M Company filings document operating results, guidance, governance, capital structure, and material corporate events for the company's diversified industrial and consumer portfolio. Form 8-K reports include quarterly earnings releases, financial-condition updates, board changes, and material agreements such as credit facilities and related guarantees.
Proxy filings describe director elections, board committee structure, executive compensation, shareholder voting matters, and governance policies. The filing record also identifies 3M's common stock and listed notes, alongside disclosures involving litigation-related adjustments, manufactured PFAS products, Solventum ownership effects, transformation costs, and other items affecting reported results and risk presentation.
3M Company executive Zoe L. Dickson, EVP & Chief HR Officer, reported new equity awards. On February 6, 2026, she received 3,122 restricted stock units, each representing one share of 3M common stock, which vest 100% three years from the grant date.
She was also granted a non-qualified stock option for 13,515 shares of 3M common stock at an exercise price of $172.65 per share. These options vest in three equal annual installments on the first, second, and third anniversaries of the grant date and expire on February 5, 2036.
3M Group President Paul Joseph Gallagher received new equity awards. On February 6, 2026, he was granted 3,910 restricted stock units, each representing a right to receive one share of 3M common stock, vesting 100% three years from the grant date.
He was also granted a non-qualified stock option for 16,925 shares of 3M common stock at an exercise price of $172.65 per share. This option will vest and become exercisable in three equal installments on the first, second, and third anniversaries of the grant date. Both awards are reported as directly owned.
3M executive Zoe L. Dickson, EVP & Chief HR Officer, reported stock transactions in common shares of 3M. On 02/09/2026, she exercised 20,519 shares of common stock at $142.94 per share, then sold 20,519 shares at a weighted average price of $169.97 per share.
After these transactions, Dickson directly beneficially owns 21,123.4401 shares of 3M common stock and indirectly owns 299 shares through a 401k/paesop Trust. The sale price reflects multiple trades between $169.91 and $170.15.
3M Group President Beatriz Karina Chavez Rodriguez reported several equity transactions. On February 9, 2026, she sold 1,190 shares of 3M common stock at $171.1301 per share and held 17,649.3048 shares directly afterward.
On February 6, 2026, she received 4,106 restricted stock units, each representing one share of common stock, which vest 100% three years from the grant date. She was also granted a non-qualified stock option for 17,772 shares at an exercise price of $172.65, vesting in three equal annual installments starting one year after the grant.
3M Company reported an insider compensation grant for its Chairman and CEO, William M. Brown. He received a non-qualified stock option covering 188,055 shares of common stock on February 6, 2026 at an exercise price of $172.65 per share.
The option vests in three equal installments on each of the first, second and third anniversaries of the grant date and is scheduled to expire on February 5, 2036. Following this grant, Brown beneficially owns 188,055 derivative securities directly in the form of this option award.
3M Group President Wendy A. Bauer received new equity awards. On February 6, 2026, she was granted 4,547 restricted stock units, each representing one share of 3M common stock, and a non-qualified stock option for 19,683 shares at an exercise price of $172.65 per share.
The RSUs vest 100% three years from the grant date. The stock options vest and become exercisable in three equal annual installments on the first, second, and third anniversaries of the grant date. Both awards are held as direct ownership.
3M Executive Vice President John Patrick Banovetz reported equity awards in the form of derivative securities. On February 6, 2026, he received 2,969 restricted stock units, each representing a contingent right to one share of 3M common stock, which vest 100% three years from the grant date.
On the same date, he was also granted 12,851 non-qualified stock options with an exercise price of $172.65 per share. These options vest and become exercisable in three equal installments on each of the first, second, and third anniversaries of the grant date. All reported holdings are shown as directly owned.
3M director-related account receives deferred stock equivalent compensation. A non-employee director associated with 3M had 313.921 common stock equivalents credited on February 6, 2026 at $165.08 per share under 3M's Compensation Plan for Non-employee Directors. These units are held in a common stock equivalents account, and the director has no voting or investment powers over the account. The position is reported as indirectly owned, labeled "By Corporation," and reflects deferred compensation rather than an open-market stock purchase.
3M director Neil G. Mitchill, Jr has filed an initial Form 3 insider report stating that he does not beneficially own any 3M securities as of the February 6, 2026 event date. The filing is signed by an attorney-in-fact under a power of attorney.
3M Group President Paul Joseph Gallagher filed an initial Form 3 indicating he does not beneficially own any 3M securities. The filing identifies him as an officer of 3M with the title Group President and confirms that, at the time of the reportable event on 02/02/2026, no non-derivative or derivative securities are reported as beneficially owned.