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3M (MMM) EVP John Banovetz awarded RSUs and 12,851 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M Executive Vice President John Patrick Banovetz reported equity awards in the form of derivative securities. On February 6, 2026, he received 2,969 restricted stock units, each representing a contingent right to one share of 3M common stock, which vest 100% three years from the grant date.

On the same date, he was also granted 12,851 non-qualified stock options with an exercise price of $172.65 per share. These options vest and become exercisable in three equal installments on each of the first, second, and third anniversaries of the grant date. All reported holdings are shown as directly owned.

Positive

  • None.

Negative

  • None.
Insider Banovetz John Patrick
Role Executive Vice President
Type Security Shares Price Value
Grant/Award Restricted Stock Units 2,969 $0.00 --
Grant/Award Non-qualified Stock Option (Right to Buy) 12,851 $0.00 --
Holdings After Transaction: Restricted Stock Units — 2,969 shares (Direct); Non-qualified Stock Option (Right to Buy) — 12,851 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Banovetz John Patrick
(Last) (First) (Middle)
3M CENTER
(Street)
ST. PAUL MN 55144
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/06/2026 A 2,969 (2) (2) Common Stock 2,969 $0 2,969 D
Non-qualified Stock Option (Right to Buy) $172.65 02/06/2026 A 12,851 02/06/2027(3) 02/05/2036 Common Stock 12,851 $0 12,851 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. The restricted stock units vest 100% three years from the grant date.
3. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
/s/ Patricia L. Meagher, attorney-in-fact for John P. Banovetz 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did 3M (MMM) executive John Patrick Banovetz report?

John Patrick Banovetz reported awards of derivative securities. He received 2,969 restricted stock units and 12,851 non-qualified stock options on February 6, 2026, as part of his compensation, with vesting schedules tied to future service at 3M.

How many restricted stock units did 3M (MMM) grant to John Patrick Banovetz?

3M granted John Patrick Banovetz 2,969 restricted stock units. Each unit represents a contingent right to receive one share of 3M common stock, vesting 100% three years from the February 6, 2026 grant date, subject to continued service and plan terms.

What are the terms of John Patrick Banovetz’s 3M stock option grant?

Banovetz received 12,851 non-qualified stock options with a $172.65 exercise price per share. These options vest in three equal installments on the first, second, and third anniversaries of the February 6, 2026 grant date, if the vesting conditions are met.

When do the 3M (MMM) restricted stock units granted to Banovetz vest?

The 2,969 restricted stock units vest 100% three years from the grant date. Based on the February 6, 2026 grant, the units are scheduled to fully vest on the third anniversary, assuming applicable service and plan requirements are satisfied.

Is John Patrick Banovetz a major shareholder or officer at 3M (MMM)?

John Patrick Banovetz is reported as an officer of 3M, serving as Executive Vice President. The filing does not classify him as a director or 10% owner, and the reported derivative holdings are shown under direct ownership on his Form 4.

How are John Patrick Banovetz’s 3M (MMM) equity awards categorized on the Form 4?

The awards are reported as derivative securities. They include restricted stock units and non-qualified stock options, both acquired with a Form 4 transaction code “A,” indicating awards or grants, with the holdings shown as directly owned by Banovetz.