STOCK TITAN

3M (MMM) Group President sells stock and receives new RSU and option grants

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

3M Group President Beatriz Karina Chavez Rodriguez reported several equity transactions. On February 9, 2026, she sold 1,190 shares of 3M common stock at $171.1301 per share and held 17,649.3048 shares directly afterward.

On February 6, 2026, she received 4,106 restricted stock units, each representing one share of common stock, which vest 100% three years from the grant date. She was also granted a non-qualified stock option for 17,772 shares at an exercise price of $172.65, vesting in three equal annual installments starting one year after the grant.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Chavez Rodriguez Beatriz Karina

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Group President
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/09/2026 S 1,190 D $171.1301 17,649.3048(1) D
Common Stock 2,209.385 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 02/06/2026 A 4,106 (3) (3) Common Stock 4,106 $0 4,106 D
Non-qualified Stock Option (Right to Buy) $172.65 02/06/2026 A 17,772 02/06/2027(4) 02/05/2036 Common Stock 17,772 $0 17,772 D
Explanation of Responses:
1. Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan.
2. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
3. The restricted stock units vest 100% three years from the grant date.
4. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
Patricia L. Meagher, attorney-in-fact for Beatriz Karina Chavez Rodriguez 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did 3M (MMM) Group President Beatriz Karina Chavez Rodriguez report?

She reported selling 1,190 shares of 3M common stock at $171.1301 per share and receiving new equity awards. These included 4,106 restricted stock units and a non-qualified stock option covering 17,772 shares, all held directly in her name.

How many 3M (MMM) shares does Beatriz Karina Chavez Rodriguez hold after the reported sale?

After selling 1,190 shares, she beneficially owns 17,649.3048 shares of 3M common stock directly. This figure excludes the newly granted 4,106 restricted stock units and 17,772 stock options, which represent additional contingent and exercisable rights to acquire common shares.

What restricted stock units did 3M (MMM) grant to Group President Beatriz Karina Chavez Rodriguez?

3M granted her 4,106 restricted stock units on February 6, 2026. Each unit represents a contingent right to receive one share of 3M common stock. These restricted stock units vest 100% three years from the grant date, subject to continued service and applicable plan terms.

What are the terms of the 3M (MMM) stock options granted to Beatriz Karina Chavez Rodriguez?

She received a non-qualified stock option for 17,772 shares of 3M common stock at a $172.65 exercise price. The option vests in three equal installments on the first, second, and third anniversaries of the February 6, 2026 grant date, and expires February 5, 2036.

Does the 3M (MMM) filing mention dividend equivalents held by Beatriz Karina Chavez Rodriguez?

Yes. The filing notes that her reported share balance includes dividend share equivalents accrued quarterly under 3M’s Deferred Compensation Plan. These dividend share equivalents track dividends as additional share units rather than immediate cash distributions, increasing her reported beneficial ownership figure.

Are Beatriz Karina Chavez Rodriguez’s 3M (MMM) equity awards held directly or indirectly?

The filing shows her common stock, restricted stock units, and non-qualified stock options are held with direct ownership. The ownership form is marked as “D” for direct, and the filing does not describe any intermediate entities or indirect beneficial ownership structures for these reported positions.
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