STOCK TITAN

3M (MMM) CFO Anurag Maheshwari awarded RSUs and 32,346 stock options

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

3M EVP & Chief Financial Officer Anurag Maheshwari received new equity awards. On 02/06/2026, he was granted 7,472 restricted stock units, each representing one share of 3M common stock, and 32,346 non-qualified stock options with a $172.65 exercise price.

The restricted stock units vest 100% three years from the grant date. The stock options vest in three equal annual installments on the first, second, and third anniversaries of the grant date, aligning his compensation with longer-term company performance.

Positive

  • None.

Negative

  • None.
Insider Maheshwari Anurag
Role EVP & Chief Financial Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 7,472 $0.00 --
Grant/Award Non-qualified Stock Option (Right to Buy) 32,346 $0.00 --
Holdings After Transaction: Restricted Stock Units — 7,472 shares (Direct); Non-qualified Stock Option (Right to Buy) — 32,346 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock. The restricted stock units vest 100% three years from the grant date. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Maheshwari Anurag

(Last) (First) (Middle)
3M CENTER

(Street)
ST. PAUL MN 55144

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
3M CO [ MMM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/06/2026 A 7,472 (2) (2) Common Stock 7,472 $0 7,472 D
Non-qualified Stock Option (Right to Buy) $172.65 02/06/2026 A 32,346 02/06/2027(3) 02/05/2036 Common Stock 32,346 $0 32,346 D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of 3M common stock.
2. The restricted stock units vest 100% three years from the grant date.
3. The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.
Patricia L. Meagher, attorney-in-fact for Anurag Maheshwari 02/10/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did 3M (MMM) disclose for Anurag Maheshwari?

3M disclosed equity grants to EVP & CFO Anurag Maheshwari. On 02/06/2026, he received 7,472 restricted stock units and 32,346 non-qualified stock options, reflecting part of his compensation and aligning interests with shareholders over a multi-year vesting period.

How many restricted stock units were granted to 3M CFO Anurag Maheshwari?

Anurag Maheshwari was granted 7,472 restricted stock units. Each unit represents a contingent right to receive one share of 3M common stock, with the entire grant vesting three years from the 02/06/2026 grant date, subject to continued service and applicable plan terms.

What are the terms of the stock options granted to 3M CFO Anurag Maheshwari?

He received 32,346 non-qualified stock options with a $172.65 exercise price. These options vest in three equal installments on the first, second, and third anniversaries of the 02/06/2026 grant date, creating a staggered schedule tied to longer-term employment.

When do Anurag Maheshwari’s 3M restricted stock units vest?

The restricted stock units granted on 02/06/2026 vest 100% three years from the grant date. Once vested, each of the 7,472 units converts into one share of 3M common stock, assuming plan conditions and service requirements continue to be satisfied.

How is ownership reported for the new 3M equity awards to Anurag Maheshwari?

The Form 4 shows the 7,472 restricted stock units and 32,346 stock options as directly owned. Direct ownership indicates the awards are attributed to Anurag Maheshwari himself, rather than through an intermediary entity such as a trust or partnership.

Do the new 3M stock options for Anurag Maheshwari have an expiration date?

Yes. The 32,346 non-qualified stock options granted on 02/06/2026 carry an expiration date of 02/05/2036. They vest over three years and remain exercisable until that expiration date, subject to the terms of 3M’s equity compensation arrangements.